Prosecution Insights
Last updated: August 17, 2026
Application No. 18/767,590

ACTUATOR FOR OPTICAL IMAGING STABILIZATION AND CAMERA MODULE INCLUDING THE SAME

Non-Final OA §103
Filed
Jul 09, 2024
Priority
Aug 10, 2023 — RE 10-2023-0104547
Examiner
SPINKS, ANTOINETTE T
Art Unit
2639
Tech Center
2600 — Communications
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
3 (Non-Final)
72%
Grant Probability
Favorable
3-4
OA Rounds
7m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
672 granted / 933 resolved
+10.0% vs TC avg
Strong +20% interview lift
Without
With
+20.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
27 currently pending
Career history
963
Total Applications
across all art units

Statute-Specific Performance

§101
3.5%
-36.5% vs TC avg
§103
53.4%
+13.4% vs TC avg
§102
24.6%
-15.4% vs TC avg
§112
14.2%
-25.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 933 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on July 9, 2026, has been entered. Response to Amendment The amendment filed on July 9, 2026, in response to the previous Office Action (04/10/2026) is acknowledged and has been entered. Claims 1 – 17 are currently pending. Response to Arguments Applicant’s arguments with respect to claim(s) have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1 – 2, 10 – 17 are rejected under 35 U.S.C. 103 as being unpatentable over Lee (KR 2023-0089534 machine translation) in view of Kim (US 2023/0073345). Regarding claim 1, Lee discloses actuator for optical image stabilization, comprising: a fixed frame (100) (fig. 3; ¶51); a moving frame (200), accommodated in the fixed frame (100), configured to move relatively to the fixed frame on a plane perpendicular to an optical axis (¶56-57); and a sensor substrate (400), on which an image sensor (S) is disposed (¶66), comprising a fixed portion (another part of 400) coupled to the fixed frame (¶66), a moving portion comprising the image sensor and coupled to the moving frame (¶66-67: sensor S is mounted on portion of substrate 400, being a portion of 400 coupled to moving frame), and a connecting portion (450) disposed between the moving portion and the fixed portion to support movement of the moving portion (410) (¶185: connecting portion disposed between moving portion and bendably disposed between moving portion and fixed portion), wherein the moving portion comprises a heat dissipation member (5100) dissipating heat, and wherein the heat dissipation member comprises a substrate (¶452-454; claim 1). Lee fails to explicitly disclose a heat dissipation member dissipating heat generated from the image sensor, and wherein the heat dissipation member comprises a substrate having a plurality of through-holes, and conductive electrode filling the plurality of through-holes. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the invention of Lee. with the heat dissipation member, as taught by Kim. Lee discloses heat dissipation member adjacent the image sensor but fails to disclose each the heat dissipation member has a through hole filled with a conductive electrode. Kim teaches heat dissipation member 213 that includes a plurality of via holes 230, wherein the vias are filed with filling member 240 that can include metal conductive material (figs. 2; ¶48-54). In light of the teaching of Kim, it would have been obvious to one of ordinary skill in the art before the effective filing date to use Kim’s configuration in Lee’s system because an artisan of ordinarily skill would recognize that this would result in improved heat dissipation efficiency. Regarding claim 2, Lee in view of Cho disclose the limitations of claim 1. Lee also teaches wherein the heat dissipation member overlaps the image sensor in an optical axis direction (fig. 25). Regarding claim 10, Lee in view of Kim disclose the limitations of claim 1. Lee also teaches further comprising a base (500) disposed below the sensor substrate, wherein a gap is formed between the moving portion (410) and the base in an optical axis direction (fig. 6b; ¶128). Regarding claim 11, Lee in view of Kim disclose the limitations of claim 1. Lee also teaches further comprising a first driver comprising a plurality of magnets disposed on the moving frame and a plurality of coils disposed on the fixed frame to face the plurality of magnets (claim 1). Regarding claim 12, Lee in view of Kim disclose the limitations of claim 1. Lee also teaches a lens module comprising a lens arranged in an optical axis direction (claim 1; ¶24; figs. 1 – 2). Regarding claim 13, Lee discloses camera module, comprising: a lens module comprising a lens arranged in an optical axis direction (figs. 1 – 2); a fixed frame (100) (fig. 3; ¶51); and an actuator for optical image stabilization configured to move an image sensor on a plane perpendicular to an optical axis (¶56-57), wherein the actuator comprises a sensor substrate (400), on which an image sensor (S) is disposed (¶66), and a heat dissipation member (5100) (¶452-454; claim 1). Lee fails to explicitly disclose a heat dissipation member dissipating heat generated from the image sensor, and wherein the heat dissipation member comprises a substrate having a plurality of through-holes, and conductive electrode filling the plurality of through-holes. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the invention of Lee. with the heat dissipation member, as taught by Kim. Lee discloses heat dissipation member adjacent the image sensor but fails to disclose each the heat dissipation member has a through hole filled with a conductive electrode. Kim teaches heat dissipation member 213 that includes a plurality of via holes 230, wherein the vias are filed with filling member 240 that can include metal conductive material (figs. 2; ¶48-54). In light of the teaching of Kim, it would have been obvious to one of ordinary skill in the art before the effective filing date to use Kim’s configuration in Lee’s system because an artisan of ordinarily skill would recognize that this would result in improved heat dissipation efficiency. Regarding claim 14, Lee in view of Kim disclose the limitations of claim 13. Lee also teaches wherein the sensor substrate comprises: a fixed portion (another part of 400) (¶66); a moving portion configured to move relative to the fixed portion on a plane perpendicular to the optical axis (¶66-67: sensor S is mounted on portion of substrate 400, being a portion of 400 coupled to moving frame); and a connecting portion (450) disposed between the fixed portion and the moving portion to support the movement of the moving portion (410) (¶185: connecting portion disposed between moving portion and bendably disposed between moving portion and fixed portion), wherein the moving portion comprises the image sensor and the heat dissipation member (5100). Regarding claim 15, Lee in view of Kim disclose the limitations of claim 14. Lee also teaches further comprising a base (500/5000) disposed below the sensor substrate, wherein the heat dissipation member further comprises an extension portion extending in the optical axis direction toward the base, and wherein a gap is formed between the base and the extension portion (fig. 25-26). Regarding claim 16, Lee in view of Kim disclose the limitations of claim 14. Lee also teaches wherein the actuator comprises: a fixed frame coupled to the fixed portion; a moving frame coupled to the moving portion; and a first driver, disposed separately in the fixed frame and the moving frame, configured to generate a driving force to move the image sensor on the plane perpendicular to the optical axis (¶51, 56-57; claim 1; fig. 3). Regarding claim 17, Lee in view of Kim disclose the limitations of claim 14. Lee also teaches further comprising a focusing actuator (20) configured to move the lens module in the optical axis direction (¶25). Allowable Subject Matter Claims 3 – 9 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Contact Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANTOINETTE SPINKS whose telephone number is (571)270-3749. The examiner can normally be reached M-Th 7am - 5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Twyler Haskins can be reached at 571-272-7406. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANTOINETTE T SPINKS/Primary Examiner, Art Unit 2639
Read full office action

Prosecution Timeline

Jul 09, 2024
Application Filed
Oct 01, 2025
Non-Final Rejection mailed — §103
Dec 29, 2025
Response Filed
Apr 10, 2026
Final Rejection mailed — §103
Jul 09, 2026
Request for Continued Examination
Jul 13, 2026
Response after Non-Final Action
Jul 16, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
72%
Grant Probability
92%
With Interview (+20.2%)
2y 9m (~7m remaining)
Median Time to Grant
High
PTA Risk
Based on 933 resolved cases by this examiner. Grant probability derived from career allowance rate.

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