Prosecution Insights
Last updated: October 04, 2026
Application No. 18/769,104

RESOURCE POOL BASED UPLINK RETRANSMISSIONS

Non-Final OA §102§103
Filed
Jul 10, 2024
Examiner
GEORGE, AYANAH S
Art Unit
2467
Tech Center
2400 — Computer Networks
Assignee
Qualcomm Incorporated
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
456 granted / 524 resolved
+29.0% vs TC avg
Moderate +6% lift
Without
With
+5.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
27 currently pending
Career history
551
Total Applications
across all art units

Statute-Specific Performance

§101
3.8%
-36.2% vs TC avg
§103
61.9%
+21.9% vs TC avg
§102
20.6%
-19.4% vs TC avg
§112
8.5%
-31.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 524 resolved cases

Office Action

§102 §103
DETAILED ACTION This action is a response to an application filed on 7/10/24 in which claims 1-30 are pending. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 3-13, 15-25, 27-30 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Seo et al. (Pub. No.: 2019/0245655), herein Seo. As to claim 1, Seo teaches an apparatus for wireless communication, comprising: one or more memories (Seo Fig. 9 processor); and one or more processors coupled to the one or more memories, the one or more processors individually or collectively configured to (Seo Fig. 9 memory): transmit an uplink transmission using a resource selected from a resource pool, wherein the resource pool is allocated for a plurality of user equipments (UEs) (Seo [0010] The UE may receive information on each of the first resource pool for initial transmission of the uplink signal and Fig. 8 Uplink signal transmission in contention based multiple access); and receive a feedback indicating whether one or more resources in the resource pool have been successfully decoded by a network node, wherein a retransmission of the uplink transmission is based at least in part on the feedback (Seo Fig. 8 ACK/NACK signal and retransmission of uplink and [0111] If ACK signal is not received at the ACK reception timing suggested as above or within a certain time window from the ACK reception timing, the UE may recognize corresponding UL transmission as NACK and perform retransmission) As to claim 13, Seo teaches an apparatus for wireless communication, comprising: one or more memories (Seo Fig. 9 memory); and one or more processors coupled to the one or more memories, the one or more processors individually or collectively configured to (Seo Fig. 9 processors): receive an uplink transmission using a resource selected from a resource pool, wherein the resource pool is allocated for a plurality of user equipments (UEs) (Seo [0010] The UE may receive information on each of the first resource pool for initial transmission of the uplink signal and Fig. 8 Uplink signal transmission in contention based multiple access); and transmit a feedback indicating whether one or more resources in the resource pool have been successfully decoded by a network node, wherein a retransmission of the uplink transmission is based at least in part on the feedback (Seo Fig. 8 ACK/NACK signal and retransmission of uplink and [0111] If ACK signal is not received at the ACK reception timing suggested as above or within a certain time window from the ACK reception timing, the UE may recognize corresponding UL transmission as NACK and perform retransmission) As to claim 25, Seo teaches a method of wireless communication performed by a user equipment (UE), comprising: transmitting an uplink transmission using a resource selected from a resource pool, wherein the resource pool is allocated for a plurality of UEs (Seo [0010] The UE may receive information on each of the first resource pool for initial transmission of the uplink signal and Fig. 8 Uplink signal transmission in contention based multiple access); and receiving a feedback indicating whether one or more resources in the resource pool have been successfully decoded by a network node, wherein a retransmission of the uplink transmission is based at least in part on the feedback (Seo Fig. 8 ACK/NACK signal and retransmission of uplink and [0111] If ACK signal is not received at the ACK reception timing suggested as above or within a certain time window from the ACK reception timing, the UE may recognize corresponding UL transmission as NACK and perform retransmission) As to claim 28, Seo teaches a method of wireless communication performed by a network node, comprising: receiving an uplink transmission using a resource selected from a resource pool, wherein the resource pool is allocated for a plurality of user equipments (UEs) (Seo [0010] The UE may receive information on each of the first resource pool for initial transmission of the uplink signal and Fig. 8 Uplink signal transmission in contention based multiple access); and transmitting a feedback indicating whether one or more resources in the resource pool have been successfully decoded by the network node, wherein a retransmission of the uplink transmission is based at least in part on the feedback (Seo Fig. 8 ACK/NACK signal and retransmission of uplink and [0111] If ACK signal is not received at the ACK reception timing suggested as above or within a certain time window from the ACK reception timing, the UE may recognize corresponding UL transmission as NACK and perform retransmission) As to claim 3, Seo teaches the apparatus of claim 1, wherein the one or more processors are individually or collectively configured to: retransmit the uplink transmission based at least in part on the feedback indicating a negative acknowledgement (NACK), wherein the NACK indicates that the one or more resources in the resource pool have not been successfully decoded by the network node (Seo Fig. 8 ACK/NACK signal and retransmission of uplink and [0111] If ACK signal is not received at the ACK reception timing suggested as above or within a certain time window from the ACK reception timing, the UE may recognize corresponding UL transmission as NACK and perform retransmission) Claims 15 and 29 are rejected for the same reasons stated in claim 3. As to claim 4, Seo teaches the apparatus of claim 1, wherein no retransmission of the uplink transmission is performed based at least in part on the feedback indicating an acknowledgement (ACK), and wherein the ACK indicates that the one or more resources in the resource pool have been successfully decoded by the network node (Seo [0107] If the network successfully performs decoding by receiving contention based transmission, the network may perform ACK transmission to the corresponding UE based on UE ID, NDI and/or HARQ process number included in the corresponding message) Claims 16, 27 and 30 are rejected for the same reasons stated in claim 4. As to claim 5, Seo teaches the apparatus of claim 1, wherein the feedback includes a bitmap, wherein a bit in the bitmap maps to the resource in the resource pool based at least in part on a one-to-one mapping, and a value of the bit indicates whether the resource has been successfully decoded by the network node (Seo [0113] The network attempts decoding per unit resource in a resource pool of contention based transmission. If decoding/detection is failed and/or a transmission UE in a corresponding resource cannot be specified, the network may transmit NACK signal per unit resource in the form of bitmap. Claim 17 is rejected for the same reasons stated in claim 5. As to claim 6, Seo teaches the apparatus of claim 1, wherein the feedback includes a bitmap, wherein a bit in the bitmap maps to multiple resources in the resource pool based at least in part on a many-to-one mapping, a value of the bit indicates whether the multiple resources have been successfully decoded by the network node, and the many-to-one mapping is fixed and indicated during a configured grant resource pool configuration (Seo [0114] As described above, one of decoding failure causes for contention based UL transmission in the network is that a signal power of the corresponding UE is sufficient but decoding is failed due to interference. In one embodiment of the present invention, this case is defined as NACK (e.g., bitmap is set to ‘1’). If the UE fails to receive ACK signal and receives NACK for a resource used for its transmission, the UE may perform retransmission. At this time, the UE may apply a method for handling interference to retransmission) Claim 18 is rejected for the same reasons stated in claim 6. As to claim 7, Seo teaches the apparatus of claim 1, wherein the feedback includes a bitmap, wherein a bit in the bitmap maps to a resource group of the resource pool, and the bit indicates an acknowledgement based at least in part on at least one successful decoding at the network node in multiple resources of the resource group (Seo [0118] Meanwhile, if ACK is received and NACK bitmap for a corresponding resource pool is received, the UE which has performed contention based UL transmission may disregard the NACK bitmap) Claim 19 is rejected for the same reasons stated in claim 7. As to claim 8, Seo teaches the apparatus of claim 1, wherein the feedback includes a bitmap, wherein one or more bits in the bitmap maps to a resource group of the resource pool, and the one or more bits indicate an acknowledgement (ACK) for the resource group, a negative acknowledgement (NACK) for the resource group, or mixed feedback for the resource group (Seo [0113] The network attempts decoding per unit resource in a resource pool of contention based transmission. If decoding/detection is failed and/or a transmission UE in a corresponding resource cannot be specified, the network may transmit NACK signal per unit resource in the form of bitmap. Claim 20 is rejected for the same reasons stated in claim 8. As to claim 9, Seo teaches the apparatus of claim 8, wherein: the ACK is in response to the network node successfully decoding at least one resource in the resource group, and no uplink transmission is detected for other resources in the resource group; the NACK is in response to the network node not successfully decoding all resources in the resource group (Seo [0114] As described above, one of decoding failure causes for contention based UL transmission in the network is that a signal power of the corresponding UE is sufficient but decoding is failed due to interference. In one embodiment of the present invention, this case is defined as NACK (e.g., bitmap is set to ‘1’). If the UE fails to receive ACK signal and receives NACK for a resource used for its transmission) or the mixed feedback is in response to the network node successfully decoding at least one resource in the resource group, and the network node detecting an uplink transmission with no successful decoding in at least one resource of the resource group. Claim 21 is rejected for the same reasons stated in claim 9. As to claim 10, Seo teaches the apparatus of claim 8, wherein the mixed feedback includes additional bits, wherein each bit in the additional bits is mapped to one resource in the resource group (Seo [0113] The network attempts decoding per unit resource in a resource pool of contention based transmission. If decoding/detection is failed and/or a transmission UE in a corresponding resource cannot be specified, the network may transmit NACK signal per unit resource in the form of bitmap. For example, if the number of unit resources for a specific resource pool is 10, the network may notify NACK through a bitmap of 10 bits) Claim 22 is rejected for the same reasons stated in claim 10. As to claim 11, Seo teaches the apparatus of claim 1, wherein the one or more processors are individually or collectively configured to: receive, via a downlink control information (DCI) or a physical downlink shared channel (PDSCH) transmission, information that indicates one or more of: a UE identifier associated with the uplink transmission (Seo [0124] The ACK signal may be signaled UE-specifically based on the UE identifier.), or one or more bits of the uplink transmission, wherein the retransmission of the uplink transmission is based at least in part on the information. Claim 23 is rejected for the same reasons stated in claim 11. As to claim 12, Seo teaches the apparatus of claim 1, wherein the one or more processors are individually or collectively configured to: receive, via a downlink control information (DCI) or a physical downlink shared channel (PDSCH) transmission, information based at least in part on the uplink transmission being detected but not successfully decoded by the network node, wherein the information indicates one or more of: a transmit power control associated with the resource, or an uplink retransmit grant for the resource (Seo [0124] For example, if detection of the uplink signal is determined to have been failed due to a lack of a transmission power, the base station may set the corresponding bit value to a first value, and if detection of the uplink signal is determined to have been failed due to interference from another UE) Claim 24 is rejected for the same reasons stated in claim 12. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2, 14 and 16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Seo and Awadin et al. (Pub. No.: 2023/0163973), herein Awadin. As to claim 2, Seo teaches the apparatus of claim 1, Seo does not teach wherein the one or more processors, to receive the feedback, are individually or collectively configured to receive, via a downlink control information (DCI), a group common physical downlink control channel (GC-PDCCH) transmission that indicates the feedback. However Awadin does teach wherein the one or more processors, to receive the feedback, are individually or collectively configured to receive, via a downlink control information (DCI), a group common physical downlink control channel (GC-PDCCH) transmission that indicates the feedback (Awadin [0254] one bit field in GC-PDCCH, such as DCI 2_0, or UE-specific DCI indicates whether subband operation is on/off) It would have been obvious before the effective filing date of the claimed invention to combine the teachings of Seo and Awadin, because Awadin teaches us [0254] if the bit field is set to one/zero, subband operation is on/off, respectively. Also, on/off subband operation may be based on toggling of this bit. Claims 14 and 26 are rejected for the same reasons stated in claim 2. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to AYANAH S GEORGE whose telephone number is (571)272-8880. The examiner can normally be reached 7:00 AM - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Hassan Phillips can be reached at 572-272-3940. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. AYANAH S. GEORGE Primary Examiner Art Unit 2467 /AYANAH S GEORGE/Primary Examiner, Art Unit 2467
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Prosecution Timeline

Jul 10, 2024
Application Filed
Sep 09, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
93%
With Interview (+5.7%)
2y 4m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 524 resolved cases by this examiner. Grant probability derived from career allowance rate.

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