Prosecution Insights
Last updated: April 19, 2026
Application No. 18/772,298

SIGNAL GENERATION CIRCUIT, FREQUENCY LOCKED LOOP CIRCUIT AND PHASE LOCKED LOOP SYSTEM

Non-Final OA §103
Filed
Jul 15, 2024
Examiner
YEAMAN, JAMES G
Art Unit
2842
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Novatek Microelectronics Corp.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
89%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allow Rate
90 granted / 109 resolved
+14.6% vs TC avg
Moderate +7% lift
Without
With
+6.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
17 currently pending
Career history
126
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
67.7%
+27.7% vs TC avg
§102
20.6%
-19.4% vs TC avg
§112
11.3%
-28.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 109 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of species III in the reply filed on 11/25/2025 is acknowledged. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 6-7 are rejected under 35 U.S.C. 103 as being unpatentable over Kusuda et al. (US 7764118 B2 and Kusuda hereinafter.) in view of Denison et al. (US 20100327887 A1 and Denison hereinafter.). Regarding claim 1, Kusuda discloses a signal generation circuit [fig. 2], comprising: a first chopper [14]; an operational transconductance amplifier [GM1] comprising a differential input circuit [inverting and noninterfering inputs of GM1] and an amplifier circuit [unlabeled circuitry associated with amplification within GM1], wherein the differential input circuit is coupled to the first chopper to receive a differential input signal [Vin on through 14 and onto GM1]; a second chopper [32] coupled to the operational transconductance amplifier [as shown], wherein the differential input signal is processed into an output signal at an output node of the amplifier circuit [output of GM1] and the second chopper [output of Gm1 into 32]; and a ripple reduction loop circuit [12, col 4 lines 24-31] coupled between the output node and a compensation node (VC1,VC2)[56 and 58] and comprising: a third chopper [40] configured to convert a ripple in the output signal into a direct current offset signal [col 4 lines 24-31]; and an operational amplifier [GM4] coupled to the third chopper [as shown] and configured to convert the direct current offset signal into a compensation signal [col 4 lines 24-31], wherein the compensation signal is configured to input to the compensation node [56 and 58 onto 24 and 26]. Kusuda does not explicitly disclose the operational transconductance amplifier comprises a current mirror circuit. Wherein the differential input signal is processed into an output signal at an output node by the current mirror circuit. The ripple reduction loop circuit coupled between the output node and the compensation node of the current mirror circuit. However, Denison discloses [fig. 2 and 6] the operational transconductance amplifier [14] comprises a current mirror circuit [M6 and M7]. Wherein the differential input signal [input A and B] is processed into an output signal [31] at an output node by the current mirror circuit [M6 and M7 effecting M10 and therefore 31]. The ripple reduction loop [Feedback path 16] circuit coupled between the output node and the compensation node [output of 17 on 16] of the current mirror circuit [as shown]. Therefore, it would have been obvious to one of the ordinary skill in the art before the effective filing date to modify the invention as described by Kusuda to include the operational transconductance amplifier comprises a current mirror circuit. Wherein the differential input signal is processed into an output signal at an output node by the current mirror circuit. The ripple reduction loop circuit coupled between the output node and the compensation node of the current mirror circuit as taught by Denison to improve power and noise performance in a circuit. Regarding claim 6, Kusuda discloses a circuit, comprising: a signal generation circuit [fig. 2] comprising: a first chopper [14]; an operational transconductance amplifier [Gm1] coupled to the first chopper [as shown] to receive a differential input signal [inverting and noninterfering inputs of GM1]; a second chopper [32] coupled to the operational transconductance amplifier [as shown], wherein the differential input signal is processed into an output signal at an output node by the operational transconductance amplifier [output of Gm1] and the second chopper [output of Gm1 into 32]; and a ripple reduction loop circuit [12, col 4 lines 24-31] coupled to the output node to receive the output signal [as shown], and comprising a third chopper [40] and an operational amplifier [Gm4], wherein the third chopper is configured to convert a ripple in the output signal into a direct current offset signal [col 4 lines 24-31], and the operational amplifier is configured to convert the direct current offset signal into a compensation signal [56 and 58 onto 24 and 26] to compensate for an offset voltage in the operational transconductance amplifier [col 4 lines 24-31]. Kusuda does not explicitly disclose the circuit as a frequency locked loop and a voltage controlled oscillator coupled to the signal generation circuit, and configured to generate a reference clock signal according to the output signal. However, Denison discloses [fig. 2, 6 and 15b] the circuit as a frequency locked loop [para. 180] and a voltage controlled oscillator [562 and 564] coupled to the signal generation circuit [14 of fig. 2 and 6 corresponding to 560 of fig. 15b], and configured to generate a reference clock signal according to the output signal [para. 193-194]. Therefore, it would have been obvious to one of the ordinary skill in the art before the effective filing date to modify the invention as described by Kusuda to include the circuit as a frequency locked loop and a voltage controlled oscillator coupled to the signal generation circuit, and configured to generate a reference clock signal according to the output signal as taught by Denison to improve power and noise performance in a circuit. Regarding claim 7, Kusuda in view of Denison discloses further wherein the operational transconductance amplifier comprises a current mirror circuit [Denison, M6 and M7] and an amplifier circuit [Denison, para. 54], the differential input signal [Denison, input A and input B] is processed into the output signal at the output node by the current mirror circuit [as shown], the amplifier circuit and the second chopper [as shown], and the compensation signal is configured to input to a compensation node of the current mirror circuit [Denison, m6 and m7 processing input from M1 and M2. Claims 2-3, 5 and 8-9 are rejected under 35 U.S.C. 103 as being unpatentable over Kusuda in view of Denison further in view of Wu et al. (IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS-II: EXPRESS BRIEFS, VOL. 63, NO. 4, APRIL 2016 and Wu hereinafter.). Regarding claim 2, Kusuda in view of Denison discloses all the features regarding claim 1 as indicated above. Kusuda in view of Denison does not explicitly disclose wherein the ripple reduction loop circuit further comprises: a fourth chopper coupled to between the third chopper and the operational amplifier; and a fifth chopper coupled to the operational amplifier to receive the compensation signal. However, Wu discloses [fig. 1] wherein the ripple reduction loop circuit [RRL] further comprises: a fourth chopper [unlabeled chopper accepting fhigh signal to right of Gm3] coupled to between the third chopper [chopper accepting fchop signal] and the operational amplifier [Gm3]; and a fifth chopper [unlabeled chopper accepting fhigh signal to left of Gm3] coupled to the operational amplifier to receive the compensation signal [output of Gm3]. Therefore, it would have been obvious to one of the ordinary skill in the art before the effective filing date to modify the invention as described by Kusuda in view of Denison to include the ripple reduction loop circuit further comprises: a fourth chopper coupled to between the third chopper and the operational amplifier; and a fifth chopper coupled to the operational amplifier to receive the compensation signal as taught by Wu to improve low power and low noise performance in a ripple reduction circuit. Regarding claim 3, Kusuda in view of Denison further in view of Wu discloses further wherein the compensation node comprises a first compensation node [Wu, a first input of Gm1] and a second compensation node [Wu, a second input of Gm1] to receive a first compensation signal [Wu, a first output o Gm3] and a second compensation signal [Wu, a second output of Gm3] of the compensation signal, and the ripple reduction loop circuit further comprises: a filter circuit [Wu, C3] coupled to two output terminals of the fifth chopper [as shown], and configured to generate the first compensation signal and the second compensation signal [as shown], wherein a voltage difference is between the first compensation signal and the second compensation signal [Wu, fig. 2, RRL output signals into M2 and M3]. Regarding claim 5, Kusuda in view of Denison discloses all the features regarding claim 1 as indicated above. Kusuda in view of Denison does not explicitly disclose wherein the third chopper receives the output signal by a filter capacitor. However, Wu discloses [fig. 1] wherein the third chopper [chopper accepting fchop signal] receives the output signal by a filter capacitor [Cs capacitors]. Therefore, it would have been obvious to one of the ordinary skill in the art before the effective filing date to modify the invention as described by Kusuda in view of Denison to include the third chopper receives the output signal by a filter capacitor as taught by Wu to improve low power and low noise performance in a ripple reduction circuit. Regarding claim 8, Kusuda in view of Denison discloses all the features regarding claim 1 as indicated above. Kusuda in view of Denison does not explicitly disclose wherein the ripple reduction loop circuit further comprises: a fourth chopper coupled to between the third chopper and the operational amplifier; and a fifth chopper coupled to the operational amplifier to receive the compensation signal. However, Wu discloses [fig. 1] wherein the ripple reduction loop circuit [RRL] further comprises: a fourth chopper [unlabeled chopper accepting fhigh signal to right of Gm3] coupled to between the third chopper [chopper accepting fchop signal] and the operational amplifier [Gm3]; and a fifth chopper [unlabeled chopper accepting fhigh signal to left of Gm3] coupled to the operational amplifier to receive the compensation signal [output of Gm3]. Therefore, it would have been obvious to one of the ordinary skill in the art before the effective filing date to modify the invention as described by Kusuda in view of Denison to include the ripple reduction loop circuit further comprises: a fourth chopper coupled to between the third chopper and the operational amplifier; and a fifth chopper coupled to the operational amplifier to receive the compensation signal as taught by Wu to improve low power and low noise performance in a ripple reduction circuit. Regarding claim 9, Kusuda in view of Denison further in view of Wu discloses further wherein the compensation node comprises a first compensation node [Wu, a first input of Gm1] and a second compensation node [Wu, a second input of Gm1] to receive a first compensation signal [Wu, a first output o Gm3] and a second compensation signal [Wu, a second output of Gm3] of the compensation signal, and the ripple reduction loop circuit further comprises: a filter circuit [Wu, C3] coupled to two output terminals of the fifth chopper [as shown], and configured to generate the first compensation signal and the second compensation signal [as shown], wherein a voltage difference is between the first compensation signal and the second compensation signal [Wu, fig. 2, RRL output signals into M2 and M3]. Allowable Subject Matter Claims 4 and 10 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES G YEAMAN whose telephone number is (571)272-5580. The examiner can normally be reached Mon - Fri 954 Schedule. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Lincoln Donovan can be reached at (571)272-1988. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAMES G YEAMAN/Examiner, Art Unit 2842 /LINCOLN D DONOVAN/Supervisory Patent Examiner, Art Unit 2842
Read full office action

Prosecution Timeline

Jul 15, 2024
Application Filed
Jan 29, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12597927
FLIP-FLOP WITH SELF CORRECTION
2y 5m to grant Granted Apr 07, 2026
Patent 12574017
METHODS AND APPARATUS TO CORRECT NON-LINEARITY IN TRANSMITTERS
2y 5m to grant Granted Mar 10, 2026
Patent 12562723
PROGRAMMABLE DELAYS AND METHODS THEREOF
2y 5m to grant Granted Feb 24, 2026
Patent 12562718
CLOCK GENERATING APPARATUS AND DRIVING APPARATUS
2y 5m to grant Granted Feb 24, 2026
Patent 12556170
Leveraging an Adaptive Oscillator for Fast Frequency Changes
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
89%
With Interview (+6.6%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 109 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month