Prosecution Insights
Last updated: July 17, 2026
Application No. 18/772,512

ENZYMES AND APPLICATIONS THEREOF

Non-Final OA §DP
Filed
Jul 15, 2024
Priority
Apr 24, 2015 — GB 1507207.7 +5 more
Examiner
RAGHU, GANAPATHIRAM
Art Unit
Tech Center
Assignee
Givaudan S.A.
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
963 granted / 1307 resolved
+13.7% vs TC avg
Strong +26% interview lift
Without
With
+26.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
51 currently pending
Career history
1337
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
61.3%
+21.3% vs TC avg
§102
13.5%
-26.5% vs TC avg
§112
10.6%
-29.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1307 resolved cases

Office Action

§DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Detailed Action Amended Claims 1-15 (dated 08/27/2024) are pending in this application and are now under consideration for examination. Priority Acknowledgment is also made of applicants’ claim for foreign priority under 35 U.S.C. 119(a)-(d). This application is a CON of 17/900,590 262 filed on 08/31/2022 now US 12,071,645, which is a CON of 17/240,262 filed on 04/26/2021 now US 11,466,299, which is a CON of 16/598,317 filed on 10/10/2019 now US 11,021,722, which is a CON of 15/568,945 filed on 10/24/2017 now US 10,472,655, which is a 371 of PCT/EP2016/058987 filed on 04/22/2016 and claims the priority date of UK Application 1507207.7 filed on 04/24/2015. Information disclosure statement The information disclosure statement (IDS) submitted on 07/15/2024 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the IDS has been considered and initialed by the examiner. Double Patenting rejection The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory obviousness-type double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b). Claims 1-15 are rejected under the judicially created doctrine of obviousness-type double patenting as being unpatentable over: (i) claims 1-25 of US Patent 10,472,655 B2, in IDS; (ii) claims 1-19 of US Patent 11,021,722 B2; (iii) claims 1-7 of US Patent 11,466,299 B2; and (iv) claims 1-20 of US Patent 12,071,645 B2 in view of Sato et al, (US 9,902,979 B2). An obviousness-type double patenting rejection is appropriate where the conflicting claims are not identical, but an examined application claim is not patentably distinct from the reference claim, because the examined claim is either anticipated by, or would have been obvious over reference claim. See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir.1993); In re Longi 759 F.2d 887,225 USPQ 645 (Fed. Cir. 1985). Although the conflicting claims are not identical, they are not patentably distinct from each other. Claims 1-15 of the instant application as interpreted are directed to a reaction product comprising (-)-Ambrox obtained by a method comprising enzymatically converting a mixture of isomers comprising (3E,7E)-homofarnesol (EEH) to (-)- Ambrox or a mixture comprising (-)-Ambrox, wherein the enzymatic conversion is carried out using a squalene hopene cyclase/homofarnesol Ambrox cyclase (SHC/HAC) enzyme comprising an amino acid sequence with at least 30% identity to SEQ ID NO: 1, wherein the mixture of isomers comprising EEH is selected from [(3E,7E) and [(3Z,7E)] and/or [(3Z,7E), (3E,7E) and (3E,7Z)], also designated as [EE:EZ] and [EE:EZ:ZE] respectively, wherein (-)-Ambrox is produced in admixture with at least one or more of the by-products (II) or (IV) and (III), … and wherein the reaction product comprising said (-)-Ambrox is isolated. (i) Claims 1-25 of US Patent 10,472,655 B2 are directed to “a process for preparing (-)-Ambrox … is enzymatically converted by SHC/HAC enzyme comprising the amino acid sequences of SEQ ID NO: 21”; said reference polypeptide of SEQ ID NO: 21 of said reference patent has 99.6% sequence identity to SEQ ID NO: 1 of the instant invention, when there is specifically recited embodiment that encompasses the claimed genus of polypeptides of the instant application, i.e., …having at least 30% sequence identity to SEQ ID NO: 1 and that would mainly anticipate and/or render obvious claims 1-15 of the instant application. Although the conflicting claims are not identical, they are not patentably distinct from each other. See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir.1993); In re Longi 759 F.2d 887,225 USPQ 645 (Fed. Cir. 1985). (ii) Claims 1-19 of US Patent 11,021,722 B2 are directed to “a process for preparing (-)-Ambrox … is enzymatically converted by SHC/HAC enzyme comprising the amino acid sequences of SEQ ID NO: 1 … SEQ ID NO: 4”; said reference polypeptide of SEQ ID NO: 1 of said reference patent has 100% sequence identity to SEQ ID NO: 1 of the instant invention, when there is specifically recited embodiment that encompasses the claimed genus of polypeptides of the instant application, i.e., …having at least 30% sequence identity to SEQ ID NO: 1 and that would mainly anticipate and/or render obvious claims 1-15 of the instant application. Although the conflicting claims are not identical, they are not patentably distinct from each other. See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir.1993); In re Longi 759 F.2d 887,225 USPQ 645 (Fed. Cir. 1985). (iii) Claims 1-7 of US Patent 11,466,299 B2 are directed to a reaction product comprising (-)-Ambrox obtained by a method comprising… enzymatically converted by any SHC/HAC enzyme including mutants and variants, said SHC/HAC enzyme comprises a polypeptide having at least 90% sequence identity to amino acid sequences of SEQ ID NO: 1, … or SEQ ID NO: 4 …, said reference polypeptide of SEQ ID NO: 1 of said reference patent has 100% sequence identity to SEQ ID NO: 1 of the instant invention, when there is specifically recited embodiment that encompasses the claimed genus of polypeptides of the instant application, i.e., …having at least 30% sequence identity to SEQ ID NO: 1 and that would mainly anticipate and/or render obvious claims 1-15 of the instant application. Although the conflicting claims are not identical, they are not patentably distinct from each other. See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir.1993); In re Longi 759 F.2d 887,225 USPQ 645 (Fed. Cir. 1985). (iv) Claims 1-20 of US Patent 12,071,645 B2 are directed to a process for preparing (−)-Ambrox or a mixture comprising (−)-Ambrox, wherein a mixture of isomers comprising (3E,7E)-homofarnesol (EEH) is enzymatically converted to (−)-Ambrox or a mixture comprising (−)-Ambrox, wherein the enzymatic conversion is carried out using a squalene hopene cyclase/homofarnesol Ambrox cyclase (SHC/HAC) enzyme having homofarnesol Ambrox cyclase activity and comprising an amino acid sequence that has at least 30% identity to SEQ ID No. 1 under reaction conditions suitable for the production of (−)-Ambrox, and wherein the mixture of isomers comprising EEH is selected from at least one of [(3E,7E) and [(3Z,7E)], [(3E,7E) and (3E,7Z)] or [(3Z,7E), (3E,7E) and (3E,7Z)] also designated as [EE:EZ], [EE:ZE] and [EE:EZ:ZE] respectively, wherein (−)-Ambrox is produced in admixture with at least one or more of the by-products (II) or (IV) and (III) …, said reference polypeptide of SEQ ID NO: 1 of said reference patent has 100% sequence identity to SEQ ID NO: 1 of the instant invention, when there is specifically recited embodiment that encompasses the claimed genus of polypeptides of the instant application, i.e., …having at least 30% sequence identity to SEQ ID NO: 1 and that would mainly anticipate and/or render obvious claims 1-15 of the instant application. Although the conflicting claims are not identical, they are not patentably distinct from each other. See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir.1993); In re Longi 759 F.2d 887,225 USPQ 645 (Fed. Cir. 1985). Additionally the following reference of analogous prior art, Sato et al, (US 9,902,979 B2) clearly teaches and provides suggestion and motivation for isolation, purification of ambrein, a related compound to ambrox and wherein the degree of purity is measured by gas chromatography (GC), HPLC or NMR analysis (see col. 9, lines 50-59; col. 16, lines 30-35; col. 19 lines 4-14; and entire document of Sato et al.,); said reference Sato et a., provides Teaching, Suggestion and Motivation for wherein purity is measured by gas chromatography (GC), HPLC or NMR analysis of the instant claims/invention. Examiner takes the position that the process/method claims in said reference patents is a different form/version of expression of a reaction product comprising (-)-Ambrox obtained by a method comprising… enzymatically converted by any SHC/HAC enzyme including mutants and variants, said SHC/HAC enzyme comprises a polypeptide having at least 30% sequence identity to amino acid sequences of SEQ ID NO: 1, of the instant application and furthermore, the instant application and the cited allowed patents US 10,472,655 B2; US 11,021,722 B2; US 11,466,299 B2; and US 12,071,645 B2 claims use open-ended transitional term “comprising” which is inclusive of additional un-recited elements. Allowable Subject Matter/Conclusion None of the claims are allowable. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GANAPATHIRAMA RAGHU whose telephone number is (571)272-4533. The examiner can normally be reached on M-F 8:30am-5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Mondesi can be reached on 408-918-7584. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GANAPATHIRAMA RAGHU/ Primary Examiner, Art Unit 1652
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Prosecution Timeline

Jul 15, 2024
Application Filed
Aug 27, 2024
Response after Non-Final Action
Jun 17, 2026
Non-Final Rejection mailed — §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
99%
With Interview (+26.2%)
2y 6m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1307 resolved cases by this examiner. Grant probability derived from career allowance rate.

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