Prosecution Insights
Last updated: October 21, 2026
Application No. 18/773,563

OSTEOTOMY SYSTEMS AND TECHNIQUES FOR METATARSAL CORRECTION WITH FRONTAL PLANE REALIGNMENT

Non-Final OA §102§103
Filed
Jul 15, 2024
Priority
Jul 14, 2023 — provisional 63/513,728 +1 more
Examiner
LANE, HOLLY JOANNA
Art Unit
3773
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Treace Medical Concepts Inc.
OA Round
2 (Non-Final)
81%
Grant Probability
Favorable
2-3
OA Rounds
4m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
101 granted / 125 resolved
+10.8% vs TC avg
Strong +16% interview lift
Without
With
+16.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
18 currently pending
Career history
154
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
37.6%
-2.4% vs TC avg
§102
40.7%
+0.7% vs TC avg
§112
18.4%
-21.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 125 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation is: “a bone positioning device” introduced in claim 20. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Objections Claim 33 is objected to because of the following informalities: In lines 3-4, “inserting that pin that is a distal fixation pin” is recited. This recitation is unnecessarily redundant and should instead recite “inserting a distal fixation pin”. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 20, 22, 25, 28, 31, 39, 42, 46, and 48 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Strohkirch et al. (US 20230218322 A1) (hereon referred to as Strohkirch). Regarding claim 20, Strohkirch teaches a method (see Fig. 12C) comprising: cutting a metatarsal bone of a foot into a first metatarsal portion (410) and a second metatarsal portion (412) (see Para. [0089]); inserting a stem portion (110) of an intramedullary implant (100) releasably connected to a body (300) of an instrument (consisting of 300 and 350, see Para. [0081], wherein the stem portion (110) is connected indirectly to the body via section 350) into a medullary canal (see Para. [0068]) of the first metatarsal portion (410) and positioning a plate portion (130) of the intramedullary implant (100) overlying the second metatarsal portion (412) (see Para. [0258]); inserting a pin (251) into the second metatarsal portion (412) (see Para. [0006 and 0077]); using a bone positioning device (200) operatively connected to the body (300) of the instrument (300, 350) to engage the pin (251) inserted into the second metatarsal portion (412) and apply a force to the pin (251) to move the second metatarsal (412) portion in at least a frontal plane (see Para. [0082] and [0086]; also see Paras. [0097-0098]; note that the dorsal-plantar direction, as shown in Fig. 12B and described in Para. [0082], is aligned with the frontal plane of the patient); and inserting a fixation member (452) through a fixation aperture (134) extending through the plate portion (130) of the intramedullary implant (100) and into the second metatarsal portion (412) to fixate a moved position of the second metatarsal portion (412) relative to the first metatarsal portion (410; see Para. [0101] and Fig. 13). Regarding claim 22, Strohkirch teaches the method of claim 20, wherein the bone positioning device (200) comprises a pin receiving body (230) operatively connected to the body (300; note that "operably connected" does not require direct connection, and that the pin receiving body and the body of the instrument are indirectly, yet functionally [i.e. operatively] connected via 210, see Fig. 12B) of the instrument (300, 350), and further comprising engaging the pin (251) with the pin receiving body (see Para. [0077]). Regarding claim 25, Strohkirch teaches the method of claim 22, wherein the bone positioning device (200) comprises an arm (210) connected to the body (300), a shaft (240) operably connected to the arm (210), and the pin receiving body (230) operatively connected to the shaft (240). Regarding claim 28, Strohkirch teaches the method of claim 20, wherein the first metatarsal portion (410) is a proximal metatarsal portion and the second metatarsal portion (412) is a distal metatarsal portion (see Para. [0078]). Regarding claim 31, Strohkirch teaches the method of claim 20, wherein inserting the pin (251) into the second metatarsal portion (412) comprises inserting the pin extending dorsally from the second metatarsal portion (see Para. [0082]). Regarding claim 39, Strohkirch teaches the method of claim 25, wherein the arm (210) is positioned at an end of the shaft (240; see labelled diagram of Fig. 12B below). Regarding claim 42, Strohkirch teaches the method of claim 25, wherein the shaft (240) comprises a threaded shaft (244). Regarding claim 46, Strohkirch teaches the method of claim 20, wherein inserting the fixation member (452) through the fixation aperture (134) extending through the plate portion (130) of the intramedullary implant (100) and into the second metatarsal portion (412) comprises inserting at least two fixation members (452, see Para. [0102]) through at least two fixation apertures (second aperture 1534b, see Fig. 13) extending through the plate portion (130) of the intramedullary implant (100) and into the second metatarsal portion (see Para. [0102] and [0106-0107], noting that a second screw may be implanted in the same manner as that of the first; and Para. [0184], noting that embodiments of the device may be combined). Regarding claim 48, Strohkirch teaches the method of claim 20, further comprising inserting a fixation member (450) through a fixation aperture (112) extending through the stem portion (110) of the intramedullary implant (100) and into the first metatarsal portion (410, see Para. [0102]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 29 and 30 are rejected under 35 U.S.C. 103 as being unpatentable over Strohkirch as applied to claim 20 above. Strohkirch teaches the method as outlined int eh rejection of claim 20 above, however fails to teach wherein the pin has a diameter of at least 2.0 mm (claim 29), wherein inserting the pin into the second metatarsal portion comprises inserting the pin extending generally perpendicularly relative to a longitudinal axis of the second metatarsal portion (claim 30). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the pin to have a pin diameter of at least 2.0mm, and further to make the angle of the pin relative to the longitudinal axis of the metatarsal 90 degrees, since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. In re Boesch, 617 F.2d 272, 205 USPQ 215 (CCPA 1980). Claim 32 is rejected under 35 U.S.C. 103 as being unpatentable over Strohkirch as applied to claim 20 above, and further in view of Hollis et al. (US 20220409248 A1) (hereon referred to as Hollis). Strohkirch teaches the method as outlined int eh rejection of claim 20 above, however fails to teach wherein cutting the bone of the foot into the first metatarsal portion and the second metatarsal portion comprises: attaching a cut guide proximal of a target cut location on the metatarsal bone and distal of the target cut location; and guiding a cutting instrument with the cut guide to cut the metatarsal bone at the target cut location. Hollis teaches the method of claim 20, wherein cutting the bone of the foot into the first metatarsal portion and the second metatarsal portion (see rejection of claim 20 above) comprises: attaching a cut guide (200) proximal of a target cut location on the metatarsal bone and distal of the target cut location (see labelled diagram of Fig. 8 below); and guiding a cutting instrument (220) with the cut guide (200) to cut the metatarsal bone at the target cut location (see Paras. [0076] and [0078]). PNG media_image1.png 326 530 media_image1.png Greyscale It would be obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Strohkirch to utilize a cutting guide for the step of cutting the bone of the foot such that the method further comprises attaching a cut guide proximal of a target cut location on the metatarsal bone and distal of the target cut location; and guiding a cutting instrument with the cut guide to cut the metatarsal bone at the target cut location, as such a method step would be an effective method of completing the osteotomy envisioned by Strohkirch (see Para. [0078] of Hollis and Para. [0007] of Strohkirch). Allowable Subject Matter Claims 21, 23-24, 26-27, 33-38, 40-41, 43-45, and 47 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 20240058041 A1: This reference teaches a bone stabilization system and method. US 20220401139 A1: This reference teaches an osteotomy method. US 20200253650 A1: This reference teaches an osteotomy method and implant. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HOLLY J LANE whose telephone number is (703)756-4702. The examiner can normally be reached Monday-Friday 9:00am-5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eduardo Robert can be reached at 571-272-4719. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /H.J.L./Examiner, Art Unit 3773 /EDUARDO C ROBERT/Supervisory Patent Examiner, Art Unit 3773
Read full office action

Prosecution Timeline

Jul 15, 2024
Application Filed
Nov 21, 2025
Applicant Interview (Telephonic)
Nov 21, 2025
Examiner Interview Summary
Feb 02, 2026
Non-Final Rejection mailed — §102, §103
May 21, 2026
Applicant Interview (Telephonic)
May 21, 2026
Examiner Interview Summary
Jun 02, 2026
Response Filed
Aug 26, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
81%
Grant Probability
97%
With Interview (+16.2%)
2y 7m (~4m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 125 resolved cases by this examiner. Grant probability derived from career allowance rate.

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