Prosecution Insights
Last updated: April 19, 2026
Application No. 18/774,620

MOTOR APPARATUS WITH ENCODERS

Non-Final OA §103
Filed
Jul 16, 2024
Examiner
TABA, MONICA TERESA
Art Unit
2878
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Avago Technologies International Sales Pte. Ltd.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
95%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
171 granted / 191 resolved
+21.5% vs TC avg
Moderate +5% lift
Without
With
+5.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
30 currently pending
Career history
221
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
54.8%
+14.8% vs TC avg
§102
27.1%
-12.9% vs TC avg
§112
13.0%
-27.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 191 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2, 4, 6, and 9 are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent Publication No. 2019/0393814 ("Chang") in view of U.S. Patent Publication No. 2022/0035418 ("Holung"). Regarding claim 1, Chang discloses a motor apparatus comprising: a housing (306, Figs. 3A-3B, 10) comprising a first opening (opening on 318, Fig. 3B, 4, 10) positioned on a first side (318, Figs. 4-10), the housing being characterized [as significantly smaller than conventional stepper motors with external encoder units] (paragraph [0033]); a motor (300, Figs. 3-10) comprising a shaft (304, Figs, 3-10) and positioned inside the housing (306, Fig. 10), the shaft comprising a first portion extending through the first opening (see Fig. 10, shaft 304 extends through opening of 318); a code wheel (302, Figs. 5-10) coupled to the shaft (304, Fig. 6A via the rotor 322, Fig. 6A) and positioned inside the housing (306, Fig. 10), the code wheel (Figs. 5-6B) comprising a code region (inherent, see Fig. 5, paragraph [0030]); and an encoder (308, 316, Figs. 8A-10) comprising a second opening (see opening in Fig. 8A-8B), the first portion of the shaft (304, Fig. 10) extending through the second opening (Fig. 10), the encoder further comprising a first layer (308, Fig.10) and second layer (316, Fig. 10), the encoder being positioned between the first side (318, Fig. 10) and the code wheel (302, Fig. 10), the first layer (308, Fig. 10) being positioned between the second layer (316, Fig. 10) and the code wheel (302, Fig. 10), the first layer (308, Fig.10) comprising a light source (812, Figs. 8A-8B, paragraph [0031]), the second layer (316, Fig.10) comprising a circuit (PCB, paragraph [0031]), the light source being coupled to the circuit (encoder is mounted on the PCB, paragraphs [0030]-[0031]). Chang does not disclose that the housing has a diameter no greater than 16mm. However, Holung discloses a stepper motor can include an encoder (paragraph [0130]) and has a diameter less than 16mm (paragraph [0131]). It would have been an obvious matter of design choice to one of ordinary skill in the art before the effective filing date to size the motor as small as possible as disclosed by Holung in the device of Chang in order to ensure it functions as required, such as accurate rotational control, for a specific application. Regarding claim 2, Chang in view of Holung discloses the motor apparatus of claim 1, and Chang further discloses that: the housing (306, Figs. 3A-3B, 10) comprising a third opening (opening on 312, Fig. 3B, 4, 10) positioned on a second side (312, Figs. 4-10); the second side (312, Fig. 10) is opposite relative to the first side (318, Fig. 10); and the shaft (304, Fig. 10) comprises a second portion extending through the third opening (see Fig. 10, shaft 304 extends through opening of 312). Regarding claim 4, Chang in view of Holung discloses the motor apparatus of claim 1, and Chang further discloses that the circuit further comprises a sensor (814, Fig. 8A, paragraph [0031]). Regarding claim 6, Chang in view of Holung discloses the motor apparatus of claim 1, and Chang further discloses that the encoder further comprises a substrate (semiconductor chip, paragraph [0031], inherently includes a substrate) coupled to the second layer (316, Fig. 8A, paragraph [0031]). Regarding claim 9, Chang in view of Holung discloses the motor apparatus of claim 1, and Chang further discloses that the light source (812, Fig. 8A) is configured to project light to the code region of the code wheel (302, Fig. 10, paragraph [0031]). Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over Chang in view of Holung further in view of U.S. Patent No. 5,923,032 ("Carlson"). Regarding claim 3. Chang in view of Holung discloses the motor apparatus of claim 1, but does not disclose that the first layer comprises a material coupled to the second layer, the material is characterized by a transmittance of at least 50%. However, Carlson discloses a first layer (60, Fig. 4) comprises a material (clear epoxy, col. 5, lines 11-14) coupled to the second layer (54, Fig. 4), the material is characterized by a transmittance of at least 50% (clear epoxy has a transmittance of at least 50%). It would have been obvious to one of ordinary skill in the art before the effective filing date to include a material coupled to the second layer as disclosed by Carlson in the device of Chang in view of Holung in order to secure the two layers in place. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Chang in view of Holung further in view of U.S. Patent Publication No. 2004/0212261 ("Uchiyama"). Regarding claim 5, Chang in view of Holung discloses the motor apparatus of claim 4, and Chang further discloses calculating a rotation of the motor based on an output of the sensor (paragraph [0035]). Chang in view of Holung does not disclose that the circuit further comprises a processor configured to do the calculation. However, Uchiyama discloses a circuit (42, Fig. 8A) further comprises a processor (25, Fig. 8A) configured to do the rotation calculation (paragraphs [0064], [0088]-[0089]). It would have been obvious to one of ordinary skill in the art before the effective filing date to include the processor on the circuit as disclosed by Uchiyama in the device of Chang in view of Holung in order to obtain a more immediate calculation and provide more accurate control of the rotation of the motor as required. Claims 7-8 are rejected under 35 U.S.C. 103 as being unpatentable over Chang in view of Holung further in view of U.S. Patent Publication No. 2014/0034819 ("Mutschler"). Regarding claim 7, Chang in view of Holung discloses the motor apparatus of claim 6, but does not disclose that the encoder further comprises a wire coupled to the circuit and the substrate. However, Mutschler discloses a wire (54, Fig. 1) coupled to the circuit (26, Fig. 1) and the substrate (30, Fig. 1, paragraph [0044]). It would have been obvious to one of ordinary skill in the art before the effective filing date to use a wire for coupling components together as disclosed by Mutschler in the device of Chang in view of Holung as it is well known in the industry and can accommodate variations in die size or pad placement. Regarding claim 8, Chang in view of Holung discloses the motor apparatus of claim 1, but does not disclose that the second layer comprises a contact coupled to a ball grid array. However, Mutschler discloses a layer comprises a contact coupled to a ball grid array (paragraph [0041]). It would have been obvious to one of ordinary skill in the art before the effective filing date to use a contact coupled to a ball grid array as disclosed by Mutschler in the device of Chang in view of Holung in order to shorten electrical paths and lower the parasitic impedances. Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Chang in view of Holung further in view of U.S. Patent No. 5,103,225 ("Dolan"). Regarding claim 10, Chang discloses a motor apparatus comprising: a housing (306, Figs. 3A-3B, 10) comprising a first opening (opening on 318, Fig. 3B, 4, 10) positioned on a first side (318, Figs. 4-10), the housing being characterized [as significantly smaller than conventional stepper motors with external encoder units] (paragraph [0033]); a motor (300, Figs. 3-10) comprising a shaft (304, Figs, 3-10) and positioned inside the housing (306, Fig. 10), the shaft comprising a first portion extending through the first opening (see Fig. 10, shaft 304 extends through opening of 318); a code wheel (302, Figs. 5-10) coupled to the shaft (304, Fig. 6A via the rotor 322, Fig. 6A) and positioned inside the housing (306, Fig. 10); and an encoder (308, 316, Figs. 8A-10) comprising a second opening (see opening in Fig. 8A-8B), the first portion of the shaft (304, Fig. 10) extending through the second opening (Fig. 10), the encoder further comprising a first layer (308, Fig.10) and second layer (316, Fig. 10), the encoder being positioned between the first side (318, Fig. 10) and the code wheel (302, Fig. 10), the first layer (308, Fig. 10) being positioned between the second layer (316, Fig. 10) and the code wheel (302, Fig. 10), the second layer (316, Fig.10) comprising a first light source (812, Figs. 8A-8B, is mounted on PCB, paragraph [0031]), the second layer (316, Fig.10) comprising a circuit (PCB, paragraph [0031]) coupled to the first the light source (paragraphs [0030]-[0031]), the circuit comprising a first sensor (814, Fig. 8A, is mounted on PCB, paragraph [0031]). Chang does not disclose that the housing has a diameter no greater than 16mm, nor a second light source and a second sensor. However, Holung discloses a stepper motor can include an encoder (paragraph [0130]) and has a diameter less than 16mm (paragraph [0131]). It would have been an obvious matter of design choice to one of ordinary skill in the art before the effective filing date to size the motor as small as possible as disclosed by Holung in the device of Chang in order to ensure is function as required for a specific application. Chang in view of Holung does not disclose a second light source and a second sensor. However, Dolan discloses a second light source and a second sensor (see Fig. 6, two encoder track sensors 40 are on PCB 36, Fig. 6, see col. 7, lines 43-46). It would have been obvious to one of ordinary skill in the art before the effective filing date to include a second light source and a second sensor as disclosed by Dolan in the device of Chang in view of Holung in order to improve the resolution of the measurement and create redundancy. Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Chang in view of Holung and Dolan further in view of Carlson. Regarding claim 11, Chang in view of Holung and Dolan discloses the motor apparatus of claim 10, but does not disclose that the first layer comprises a material coupled to the second layer, the material is characterized by a transmittance of at least 50%. However, Carlson discloses a first layer (60, Fig. 4) comprises a material (clear epoxy, col. 5, lines 11-14) coupled to the second layer (54, Fig. 4), the material is characterized by a transmittance of at least 50% (clear epoxy has a transmittance of at least 50%). It would have been obvious to one of ordinary skill in the art before the effective filing date to include a material coupled to the second layer as disclosed by Carlson in the device of Chang in view of Holung and Dolan in order to secure the two layers in place. Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over Chang in view of Holung and Dolan further in view of U.S. Patent Publication No. 2011/0298411 ("Yoshida"). Regarding claim 12, Chang in view of Holung and Dolan discloses the motor apparatus of claim 10, but does not disclose the first layer further comprises a first block and a second block, the first block is positioned between the first light source and the first sensor, the second block is positioned between the second light source and the second sensor. However, Yoshida discloses a first block (120, Fig. 4, within 130A, Fig. 2, is a mask with some depth, therefore, under the broadest reasonable interpretation, it is a block, paragraph [0124]) and a second block (120, Fig. 4, within 130B, Fig. 2), the first block is positioned between the first light source (131, Fig. 4, within 130A, Fig. 2) and the first sensor (132, Fig. 4, within 130A, Fig. 2), the second block is positioned between the second light source and the second sensor (130B, Fig. 2, has similar masking block, paragraph [0128]). It would have been obvious to one of ordinary skill in the art before the effective filing date to use a masking block as disclosed by Yoshida in the device of Chang in view of Holung and Dolan in order to reduce noise and improve detection precision. Claim 13 is rejected under 35 U.S.C. 103 as being unpatentable over Chang in view of Holung and Dolan further in view of U.S. Patent Publication No. 2001/0013765 ("Yamamoto"). Regarding claim 13, Chang in view of Holung and Dolan discloses the motor apparatus of claim 10, but does not explicitly discloses that the first sensor comprises a photodiode. However, Yamamoto discloses a first sensor (any one of 5b or 6b, Figs. 1, 5) comprises a photodiode (paragraph [0033]). It would have been obvious to one of ordinary skill in the art before the effective filing date to use a photodiode as the first sensor as disclosed by Yamamoto in the device of Chang in view of Holung and Dolan in order to generate a photocurrent depending upon the amount of incident light. Claims 14, 16-17, and 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent Publication No. 2022/0161416 ("Toyama") in view of Holung. Regarding claim 14, Toyama discloses a motor apparatus comprising: a housing (60, 54, Fig. 2, form housing, paragraph [0020]) comprising a first opening (top opening of 60, Fig. 2) positioned on a first side (top side, Fig. 2); a motor (5, Fig. 2) comprising a shaft (51, Fig. 2) and positioned inside the housing (54, Fig. 2), the shaft comprising a first portion extending through the first opening (shaft 54 extends to the opening on the top, Fig. 2); a code wheel (611, Fig. 2) coupled to the shaft (51, Fig. 2, paragraph [0021]) and positioned inside the housing (60, Fig. 2); and an encoder (61, 612, 62, 63, Fig. 2, encoder interpreted to mean the encoder reader) comprising a second opening (see Fig. 2, 63 has shaft extending through it, therefore it has an opening), the first portion of the shaft extending through the second opening (Fig. 2), the encoder further comprising a first layer (612 interpreted as first layer, Fig. 2) and second layer (624, 63, interpreted as forming second layer, Fig. 2), the encoder being positioned between the first side (top side, Fig. 2) and the code wheel (611, Fig. 2), the first layer (612, Fig. 2) being positioned between the second layer (624, 63, Fig. 1) and the code wheel (611, Fig. 2), the second layer comprising a first circuit (63 is a wiring board, therefore it is a circuit, paragraph [0030]), the first circuit comprising a first magnetic sensor (any one of 624a or 624b, Fig. 2, paragraph [0024]). Toyama does not disclose that the housing has a diameter no greater than 16mm. However, Holung discloses a stepper motor can include an encoder (paragraph [0130]) and has a diameter less than 16mm (paragraph [0131]). It would have been an obvious matter of design choice to one of ordinary skill in the art before the effective filing date to size the motor as small as possible as disclosed by Holung in the device of Toyama in order to ensure it functions as required, such as accurate rotational control, for a specific application. Regarding claim 16, Toyama in view of Holung discloses the motor apparatus of claim 14, and Toyama further discloses that the first circuit further comprises a second magnetic sensor (other one of 624a or 624b, Fig. 2, paragraph [0024]). Regarding claim 17, Toyama in view of Holung discloses the motor apparatus of claim 14, and Toyama further discloses that the second layer (63, Fig. 2) further comprises a second circuit (under the broadest reasonable interpretation, first and second circuits are merely labels with no limiting effect given that there is no structure defining the first and second circuits, therefore, the right side of 63 is interpreted as the first circuit and the left side of 63 is interpreted as the second circuit), the second circuit comprises a second magnetic sensor (624b, Fig. 2). Regarding claim 19, Toyama in view of Holung discloses the motor apparatus of claim 14, and Toyama further discloses that the first circuit further comprises a processor (64, Fig. 2, paragraph [0033]) configured to calculate a rotation of the motor based on an output of the first magnetic sensor (paragraph [0033]). Regarding claim 20, Toyama in view of Holung discloses the motor apparatus of claim 14, and Toyama further discloses that the code wheel comprises a code region (detection pattern not shown, paragraph [0021]). Claim 15 is rejected under 35 U.S.C. 103 as being unpatentable over Toyama in view of Holung further in view of U.S. Patent Publication No. 2017/0264159 ("Kitamura"). Regarding claim 15, Toyama in view of Holung discloses the motor apparatus of claim 14, but does not disclose that the first magnetic sensor comprises a Hall effect sensor. However, Kitamura discloses that a first magnetic sensor comprises a Hall effect sensor (paragraph [0028]). It would have been obvious to one of ordinary skill in the art before the effective filing date to include a Hall effect sensor as disclosed by Kitamura in the device of Toyama in view of Holung in order to detect the magnetic pole position of the rotor. Claim 18 is rejected under 35 U.S.C. 103 as being unpatentable over Toyama in view of Holung further in view of Carlson. Regarding claim 18, Toyama in view of Holung discloses the motor apparatus of claim 14, and Toyama further discloses that the first layer is coupled to the second layer (see paragraph [0030], this is typically done with solder or other adhesive), but does not disclose that the first layer comprises a material coupled to the second layer. However, Carlson discloses a first layer (60, Fig. 4) comprises a material (clear epoxy, col. 5, lines 11-14) coupled to the second layer (54, Fig. 4). It would have been obvious to one of ordinary skill in the art before the effective filing date to include a material coupled to the second layer as disclosed by Carlson in the device of Toyama in view of Holung discloses the in order to secure the two layers in place. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MONICA T. TABA whose telephone number is (571)272-1583. The examiner can normally be reached Monday - Friday 9 am - 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Georgia Epps can be reached at 571-272-2328. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MONICA T TABA/Examiner, Art Unit 2878
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Prosecution Timeline

Jul 16, 2024
Application Filed
Jan 29, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
95%
With Interview (+5.3%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 191 resolved cases by this examiner. Grant probability derived from career allow rate.

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