Prosecution Insights
Last updated: April 19, 2026
Application No. 18/774,917

USER EQUIPMENT CAPABILITY INFORMATION FOR CARRIER GROUPING IN DUAL CONNECTIVITY

Non-Final OA §102§103
Filed
Jul 16, 2024
Examiner
REDDIVALAM, SRINIVASA R
Art Unit
2477
Tech Center
2400 — Computer Networks
Assignee
Apple Inc.
OA Round
2 (Non-Final)
80%
Grant Probability
Favorable
2-3
OA Rounds
3y 5m
To Grant
99%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
441 granted / 555 resolved
+21.5% vs TC avg
Strong +24% interview lift
Without
With
+23.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
12 currently pending
Career history
567
Total Applications
across all art units

Statute-Specific Performance

§101
5.5%
-34.5% vs TC avg
§103
71.3%
+31.3% vs TC avg
§102
11.1%
-28.9% vs TC avg
§112
5.0%
-35.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 555 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment 2. Applicant's amendment filed on 12/05/2025 has been entered. Claims 21, 38 and 39 are amended. Claims 21-40 are still pending in the application with claims 21, 28 and 38 being independent. Claim Rejections - 35 USC § 102 3. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. 4. Claims 21-36 and 38-40 are rejected under 35 U.S.C. 102 (a)(2) as being anticipated by WAGER et al. (For. Pub. No: WO 2022/081060 A1). Regarding claim 21, WAGER et al. teach a method (see Abstract and Fig.11) comprising: sending, to a user equipment (UE), a UE capability enquiry including an indication of a cell grouping for dual connectivity, the cell grouping corresponding to bands usable by a network (see Fig.11 and see page 29, lines 9-14 wherein sending, to the UE, a request for UE capability information, the request including an indication of a grouping of available frequency bands into first and second groups for dual connectivity, the first group including frequency bands for use in a first dual-connectivity cell group and the second group including frequency bands for use in a second dual-connectivity cell group, is mentioned); and receiving, from the UE in response to the UE capability enquiry, UE capability information indicating support of a band combination for the dual connectivity and cell grouping information about cells for the band combination, wherein the cell grouping information corresponds to the indication being included in the UE capability enquiry (see Fig.11 and page 30, lines 1-11 wherein the step of receiving, from the UE, a message comprising an indication of dual-connectivity support for one or more frequency band combinations, in response to the request is mentioned and also this message comprises an indication of dual-connectivity support only for frequency band combinations for which the UE supports grouping of cells into a first dual connectivity cell group and a second dual-connectivity cell group according to the first and second groups indicated in the request for UE capability information, is mentioned). Regarding claim 22, WAGER et al. further teach the method of claim 21, further comprising: communicating with the UE based on the UE capability information (see Fig.11 and page 15, lines 1-4 wherein a node of a wireless network sending a request for UE capability information & communicating with the UE, is mentioned and also see page 30, lines 25-28). Regarding claim 23, WAGER et al. further teaches the method of claim 22, wherein the communicating uses a cell from the cells that belong to the band combination and that the UE supports for the dual connectivity (see page 30, lines 14-18, wherein the indication of dual-connectivity support for frequency band combinations for which the UE supports grouping of cells into a first dual connectivity cell group and a second dual-connectivity cell group according to the first and second groups indicated in the request for UE capability information, is mentioned and also see page 30, lines 25-28). Regarding claim 24, WAGER et al. further teach the method of claim 21, wherein the cell grouping information is included in the UE capability information upon the indication being included in UE capability enquiry (see Fig.11 and page 30, lines 1-11 wherein the step of receiving, from the UE, a message comprising an indication of dual-connectivity support for one or more frequency band combinations, in response to the request is mentioned and also this message comprises an indication of dual-connectivity support only for frequency band combinations for which the UE supports grouping of cells into a first dual connectivity cell group and a second dual-connectivity cell group according to the first and second groups indicated in the request for UE capability information, is mentioned). Regarding claim 25, WAGER et al. further teach the method of claim 21, wherein the UE capability enquiry indicates that the network supports grouping the bands in a cell group for the dual connectivity (see page 29, lines 9-14 wherein sending, to the UE, a request for UE capability information, the request including an indication of a grouping of available frequency bands into first and second groups/cell group for dual connectivity, is mentioned). Regarding claim 26, WAGER et al. further teach the method of claim 25, wherein the cell group is a master cell group (MCG) or a secondary cell group (SCG) (see page 29, lines 9-16 wherein sending, to the UE, a request for UE capability information, the request including an indication of a grouping of available frequency bands into first and second group for dual connectivity, is mentioned and also the first and second groups may apply specifically to a master cell group and secondary cell group, is mentioned). Regarding claim 27, WAGER et al. further teach the method of claim 21, wherein the UE capability enquiry indicates that the network supports a set of band combinations for the dual connectivity, wherein the set includes the band combination (see page 29, lines 9-14 wherein sending, to the UE, a request for UE capability information, the request including an indication of a grouping of available frequency bands into first and second groups for dual connectivity, is mentioned). Regarding claim 28, WAGER et al. teach a method (see Abstract and Fig.12) comprising: processing a user equipment (UE) capability enquiry received from a network (see Fig.12 and page 31, lines 8-11, wherein UE receiving, from a network, a request for UE capability information and determining whether the request for UE capability information includes an Indication of a grouping of available frequency bands into first and second groups for dual connectivity, is mentioned), the UE capability enquiry including an indication of a cell grouping for dual connectivity, the cell grouping corresponding to bands usable by a network (see Fig.12 and page 31, lines 8-13 wherein UE receiving, from a network, a request for UE capability information and determining whether the request for UE capability information includes an indication of a grouping of available frequency bands into first and second groups for dual connectivity and also where the first group includes frequency bands for use in a first dual-connectivity cell group and the second group includes frequency bands for use in a second dual-connectivity cell group, is mentioned); and causing transmission, to the network in response to the UE capability enquiry, of UE capability information indicating support of cells for a band combination being grouped in a cell group, wherein the support is indicated in the UE capability information based on the indication being included in the UE capability enquiry (see Fig.12 and page 31, lines 17-21 wherein UE sending to the network, in response to the request, a message comprising an indication of dual-connectivity support for one or more frequency band combinations, where the indication depends on whether the request for UE capability information includes an indication of a grouping of available frequency bands into first and second groups for dual connectivity, is mentioned and also see page 15, lines 24-28). Regarding claim 29, WAGER et al. further teach the method of claim 28, further comprising: communicating with the network based on the UE capability information (see Fig.12 and page 32, line 30 to page 33, line 2 wherein UE communicating with the network based on the UE capability information, is mentioned). Regarding claim 30, WAGER et al. further teach the method of claim 28, wherein the UE capability information is sent only if the indication is included in the UE capability enquiry (see Fig.12 and page 31, lines 17-21 wherein UE sending to the network, in response to the request, a message comprising an indication of dual-connectivity support for one or more frequency band combinations, where the indication depends on whether the request for UE capability information includes an indication of a grouping of available frequency bands into first and second groups for dual connectivity, is mentioned). Regarding claim 31, WAGER et al. further teach the method of claim 28, wherein the UE capability information indicates a dual connectivity support for band combinations corresponding to the cell grouping (see page 31, lines 17-21 wherein UE sending to the network, in response to the request, a message comprising an indication of dual-connectivity support for one or more frequency band combinations, where the indication depends on whether the request for UE capability information includes an indication of a grouping of available frequency bands into first and second groups for dual connectivity, is mentioned). Regarding claim 32, WAGER et al. further teach the method of claim 28, wherein the UE capability enquiry indicates the bands that are associated with the cell group (see page 31, lines 8-13 wherein the request for UE capability information includes an indication of a grouping of available frequency bands into first and second groups for dual connectivity and also where the first group includes frequency bands for use in a first dual-connectivity cell group and the second group includes frequency bands for use in a second dual-connectivity cell group, is mentioned). Regarding claim 33, WAGER et al. further teach the method of claim 32, wherein the UE capability information indicates the band combination corresponding to two or more of the bands and supported for the cell group (see page 32, lines 18-21, wherein the message/UE capability information comprising an indication of dual-connectivity support for frequency band combinations for which the UE supports dual-connectivity with only FR1 frequency bands in a master cell group and only FR2 frequency bands in a secondary cell group, is mentioned). Regarding claim 34, WAGER et al. further teach the method of claim 28, wherein the UE capability information indicates a plurality of bands that form the band combination and that are in different frequency ranges (see page 32, lines 18-21, wherein the message/UE capability information comprising an indication of dual-connectivity support for frequency band combinations for which the UE supports dual-connectivity with only FR1 frequency bands in a master cell group and only FR2 frequency bands in a secondary cell group, is mentioned). Regarding claim 35, WAGER et al. further teach the method of claim 28, wherein the UE capability information indicates a plurality of bands of the band combination (see page 32, lines 18-21, wherein the message/UE capability information comprising an indication of dual-connectivity support for frequency band combinations for which the UE supports dual-connectivity with only FR1 frequency bands in a master cell group and only FR2 frequency bands in a secondary cell group, is mentioned). Regarding claim 36, WAGER et al. further teach the method of claim 35, wherein the UE capability information further indicates a support of a first carrier in a first band of the plurality of bands being grouped in a master cell group (MCG) and a second carrier in a second band of the plurality of bands being grouped in a secondary cell group (SCG) (see page 32, lines 18-21, wherein the message/UE capability information comprising an indication of dual-connectivity support for frequency band combinations for which the UE supports dual-connectivity with only FR1 frequency bands in a master cell group/MCG and only FR2 frequency bands in a secondary cell group/SCG, is mentioned). Regarding claim 38, WAGER et al. teach a device (see Abstract and Fig.14/device) comprising: processing circuitry (see Fig.14, block 52 for processing circuitry) configured to: process a user equipment (UE) capability enquiry received from a network (see Fig.12 and page 31, lines 8-11, wherein UE receiving, from a network, a request for UE capability information and determining whether the request for UE capability information includes an Indication of a grouping of available frequency bands into first and second groups for dual connectivity, is mentioned), the UE capability enquiry including an indication of a cell grouping for dual connectivity, the cell grouping corresponding to bands usable by a network (see Fig.12 and page 31, lines 8-13 wherein UE receiving, from a network, a request for UE capability information and determining whether the request for UE capability information includes an indication of a grouping of available frequency bands into first and second groups for dual connectivity and also where the first group includes frequency bands for use in a first dual-connectivity cell group and the second group includes frequency bands for use in a second dual-connectivity cell group, is mentioned); and cause transmission, to the network in response to the UE capability enquiry, of UE capability information indicating support of cells for a band combination being grouped in a cell group, wherein the support is indicated in the UE capability information based on the indication being included in the UE capability enquiry (see Fig.12 and page 31, lines 17-21 wherein UE sending to the network, in response to the request, a message comprising an indication of dual-connectivity support for one or more frequency band combinations, where the indication depends on whether the request for UE capability information includes an indication of a grouping of available frequency bands into first and second groups for dual connectivity, is mentioned and also see page 15, lines 24-28) and interface circuitry coupled with the processing circuity (see Fig.14, block 56 for and interface circuitry/Transceiver circuitry coupled with the processing circuity/52 and page 35, lines 8-11) and configured to at least one of receive the UE capability enquiry or transmit the UE capability information (see page 31, lines 17-21 wherein the UE sending to the network, in response to the request, a message/ UE capability information comprising an indication of dual-connectivity support for one or more frequency band combinations, is mentioned). Regarding claim 39, WAGER et al. further teach the device of claim 38, wherein the UE capability enquiry indicates that the network supports a set of bands for the dual connectivity and wherein the set includes a first band and a second band that belong to the band combination (see page 32, lines 18-21, wherein the message/UE capability information comprising an indication of dual-connectivity support for frequency band combinations for which the UE supports dual-connectivity with only FR1 frequency bands in a master cell group and only FR2 frequency bands in a secondary cell group, is mentioned). Regarding claim 40, WAGER et al. further teach the device of claim 39, wherein the UE capability enquiry indicates the network supports the set of bands in association with a master cell group (MCG) or a secondary cell group (SCG) (see page 32, lines 18-21, wherein the message/UE capability information comprising an indication of dual-connectivity support for frequency band combinations for which the UE supports dual-connectivity with only FR1 frequency bands in a master cell group/MCG and only FR2 frequency bands in a secondary cell group/SCG, is mentioned). Claim Rejections - 35 USC § 103 5. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 6. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. 7. Claim 37 is rejected under 35 U.S.C. 103 as being unpatentable over WAGER et al. (For. Pub. No: WO 2022/081060 A1) in view of Qualcomm Inc. (3GPP TSG RAN WG2 Meeting #87bis, “UE Capabilities for Dual Connectivity”, R2-144560, dated Oct, 2014). Regarding claim 37, WAGER et al. teach the method of claim 35, wherein the UE capability information indicates a plurality of bands of the band combination (see page 32, lines 18-21, wherein the message/UE capability information comprising an indication of dual-connectivity support for frequency band combinations for which the UE supports dual-connectivity with only FR1 frequency bands in a master cell group and only FR2 frequency bands in a secondary cell group, is mentioned). WAGER et al. is silent in teaching the method of claim 35, wherein the UE capability information further indicates lack of supporting first carriers from a first subset of the plurality of bands being grouped in the cell group for the dual connectivity. However, Qualcomm Inc. teaches a method (see page 1, Introduction), wherein the UE capability information further indicates lack of supporting first carriers from a first subset of the plurality of bands being grouped in the cell group for the dual connectivity (see page 1, under section 2.1, proposal 1, wherein the UE being capable of supporting dual connectivity for bands A, B, C, is mentioned and also for the DC config 1, the UE supporting only synchronous operation of B+C in CG2 (that includes not supporting the band A in CG2/cell group), is mentioned, which is equivalent to “having the UE capability information indicating lack of supporting first carriers from a first subset of the plurality of bands being grouped in the cell group for the dual connectivity”). Therefore, it would have been obvious to one of ordinary skills in the art before the effective filing date of the claimed invention to modify the above method of WAGER et al. to have the UE capability information further indicating lack of supporting first carriers from a first subset of the plurality of bands being grouped in the cell group for the dual connectivity, disclosed by Qualcomm Inc. in order to provide an effective mechanism of UE for efficiently providing SCG and split bearer capabilities per UE in wireless communication system. Conclusion 8. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Hsu et al. (US Pub. No: 2018/0343697 A1) disclose mechanisms relating to user equipment (UE) category and capability indication of co-existed LTE and NR devices in wireless communication system. HOSSEINI et al. (US Pub. No: 2021/0360593 A1) disclose mechanisms relating to techniques and apparatuses for physical downlink control channel (PDCCH) monitoring capability reporting and configuration for dual connectivity. KIM et al. (US Pub. No: 2022/0225453 A1) disclose mechanisms relating to a method and apparatus for efficiently controlling a state of a secondary node when dual connectivity is performed in wireless communication system. Lekutai et al. (US Pub. No: 2022/0167346 A1) disclose mechanisms relating to selecting an SCG based on a planned motion of a user equipment (UE) in wireless communication system. TSAI et al. (US Pub. No: 2019/0045404 A1) disclose mechanisms relating to user equipment (UE) supporting fast dual connectivity (DC) configuration after fallback in wireless communication system. HONG et al. (US Pub. No: 2020/0367085 A1) disclose mechanisms relating to early frequency reporting for fast carrier aggregation (CA) and dual connectivity setup in wireless communication system. 8. Any response to this office action should be faxed to (571) 273-8300 or mailed To: Commissioner for Patents, P.O. Box 1450 Alexandria, VA 22313-1450 Hand-delivered responses should be brought to Customer Service Window Randolph Building 401 Dulany Street Alexandria, VA 22314. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SRINIVASA R REDDIVALAM whose telephone number is (571)270-3524. The examiner can normally be reached on M-F 10-7 EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, CHIRAG G SHAH can be reached on 571-272-3144. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SRINIVASA R REDDIVALAM/Primary Examiner, Art Unit 2477 2/25/2026
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Prosecution Timeline

Jul 16, 2024
Application Filed
Sep 30, 2025
Non-Final Rejection — §102, §103
Dec 05, 2025
Response Filed
Feb 25, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
80%
Grant Probability
99%
With Interview (+23.5%)
3y 5m
Median Time to Grant
Moderate
PTA Risk
Based on 555 resolved cases by this examiner. Grant probability derived from career allow rate.

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