Prosecution Insights
Last updated: October 01, 2026
Application No. 18/777,235

BATTERY

Non-Final OA §103
Filed
Jul 18, 2024
Priority
Jan 21, 2022 — JP 2022-007973 +1 more
Examiner
ZEMUI, NATHANAEL T
Art Unit
Tech Center
Assignee
Panasonic Holdings Corporation
OA Round
1 (Non-Final)
56%
Grant Probability
Moderate
1-2
OA Rounds
1y 5m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allowance Rate
267 granted / 477 resolved
-4.0% vs TC avg
Strong +24% interview lift
Without
With
+24.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
67 currently pending
Career history
534
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
66.3%
+26.3% vs TC avg
§102
17.6%
-22.4% vs TC avg
§112
14.0%
-26.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 477 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1-13 are currently pending. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-13 are rejected under 35 U.S.C. 103 as being unpatentable over Nakama (WO 2021/187391 A1, hereinafter using, for citation purposes, corresponding US 2022/0416296 A1 as cited in the IDS on 07/18/2024) in view of Shindo (US 2017/0155127 A1). Regarding claims 1-11, Nakama teaches a battery (2000) comprising a positive electrode (201); a negative electrode (203); and an electrolyte layer (202) disposed between the positive electrode and the negative electrode (fig. 2; [0236]-[0238]), wherein the positive electrode comprises a positive electrode active material (110) including a lithium nickel cobalt manganese oxide; a first halide solid electrolyte material (111) comprising Li, Ti, M1 and F (where M1 can be at least one of Al, Ca, Mg, Y and Zr) such as Li2.6Ti0.4Al0.6F6 coating at least a portion of a surface of the positive electrode active material; and a second sulfide solid electrolyte material (100) such that the active material and the second solid electrolyte material are separated by the first solid electrolyte material (figs. 1-3; [0091]-[0117], [0141], [0177] & [0195]-[0196]). While Nakama does not explicitly teach the composition recited in claim 4 for the first solid electrolyte, it is noted that the claimed composition corresponds to the same composition described in [0117] of Nakama in which x2 = 0.7 is used in formula 2 ([0110]) describing the broader composition of the first solid electrolyte. Since Nakama encompasses a range of 0.3 to 0.7 for x2, the composition in claim 4 is found to be anticipated by Nakama ([0114]). Nakama is silent as to a ratio a of a capacity of the negative electrode to a capacity of the positive electrode ranges from 0.78 to 1.31. Shindo teaches a battery comprising a positive electrode, a negative electrode and a solid electrolyte layer disposed between the positive electrode and the negative electrode, wherein a ratio a of a capacity of the negative electrode to a capacity of the positive electrode is 0.95 or less and 0.5 or more ([0089]-[0109]) which overlaps with the ranges recited in claims 1 and 5-7. It would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to set a ratio a of a capacity of the negative electrode to a capacity of the positive electrode ranges to 0.95 or less and 0.5 or more because the electrical potential of the positive electrode active material layer decreases more during discharge of the all-solid-state battery if the capacity of the negative electrode active material is lower than the capacity of the positive electrode active material and, as a result, battery capacity can be further increased and battery internal resistance can be further lowered as taught by Shindo ([0084] & [0108]). Regarding claim 12-13, Nakama as modified by Shindo teaches the battery of claim 1 as noted above. Nakama further teaches the negative electrode comprising a negative electrode active material but is silent as to the negative electrode active material comprising an oxide material. However, it would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to use an oxide material such as lithium titanate (LTO) as described in Shindo ([0105]) as a suitable negative electrode active material and an art-recognized equivalent to carbon and Si (i.e described in both Nakama and Shindo) used for the purpose of a negative electrode active material. “The selection of a known material based on its suitability for its intended use supported a prima facie obviousness determination in Sinclair & Carroll Co. v. Interchemical Corp., 325 U.S. 327, 65 USPQ 297 (1945)”. See MPEP 2144.07. “In order to rely on equivalence as a rationale supporting an obviousness rejection, the equivalency must be recognized in the prior art, and cannot be based on applicant’s disclosure or the mere fact that the components at issue are functional or mechanical equivalents. In re Ruff, 256 F.2d 590, 118 USPQ 340 (CCPA 1958)”. See MPEP 2144.06 II. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATHANAEL T ZEMUI whose telephone number is (571)272-4894. The examiner can normally be reached M-F 8am-5pm (EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, BARBARA GILLIAM can be reached at (571)272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATHANAEL T ZEMUI/Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Jul 18, 2024
Application Filed
Sep 24, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12738520
FUEL BATTERY CELL AND FUEL BATTERY MODULE
5y 2m to grant Granted Sep 15, 2026
Patent 12738488
NICKEL-BASED ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY, METHOD OF PREPARING THE SAME, AND LITHIUM SECONDARY BATTERY INCLUDING POSITIVE ELECTRODE INCLUDING THE NICKEL-BASED ACTIVE MATERIAL
3y 7m to grant Granted Sep 15, 2026
Patent 12738490
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3y 4m to grant Granted Sep 15, 2026
Patent 12738570
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Patent 12712210
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
56%
Grant Probability
80%
With Interview (+24.1%)
3y 7m (~1y 5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 477 resolved cases by this examiner. Grant probability derived from career allowance rate.

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