Prosecution Insights
Last updated: July 17, 2026
Application No. 18/778,684

SYSTEM AND METHOD FOR ENHANCING THROUGHPUT DURING DATA TRANSFER

Final Rejection §103
Filed
Jul 19, 2024
Priority
May 19, 2021 — provisional 63/190,348 +1 more
Examiner
NAM, HYUN
Art Unit
2183
Tech Center
2100 — Computer Architecture & Software
Assignee
Hughes Network Systems LLC
OA Round
2 (Final)
87%
Grant Probability
Favorable
3-4
OA Rounds
6m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
760 granted / 877 resolved
+31.7% vs TC avg
Minimal -1% lift
Without
With
+-0.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
11 currently pending
Career history
893
Total Applications
across all art units

Statute-Specific Performance

§101
4.0%
-36.0% vs TC avg
§103
58.2%
+18.2% vs TC avg
§102
16.3%
-23.7% vs TC avg
§112
10.1%
-29.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 877 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Obvious-type Double Patenting (ODP) Rejections The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory obviousness-type double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b). Claims 1-2, 4-6, 8 and 14 are rejected under the judicially created doctrine of obviousness-type double patenting as being unpatentable over claims 1-20 of U.S. Patent 12/066,955 hereinafter ‘955. Although the conflicting claims are not identical, they are not patentably distinct from each other. Claims 1-2 and 4-6 of instant Application, respectively contain elements of claim 16 of the ‘955 as follows: Claims Instant Claims ‘955 1 data a source memory a read command store the read command in 1st frame(s) a burst buffer a first beat discard unwanted byte(s) from the 1st beat of the source memory realign remaining byte(s) in next available frames of the burst buffer 14 16 *18 transferring data a 1st memory a read command store the read command in 1st frames a burst buffer read a plurality of bytes discard 1st bytes of the plurality of bytes (from the 1st memory) realign the … bytes in second frames of the burst buffer 2 a source offset determine a number of bytes 15 a source offset reading the plurality of bytes 4 a destination memory a different byte size archt. 10 a 2nd memory different architectures 5 a 2nd beat of the source memory after realigning the remaining… realign bytes from 2nd beats 16 realigned … bytes of the 1st memory after realigning second bytes realign bytes (implied) 6 a 2nd beat discarding unwanted bytes realigning next available frames 16 *18 a 2nd bytes discarding 1st bytes realigning 2nd frames Claim 16 of ‘955 does not expressly disclose frames. Claim 18 of ‘955 does disclose frame, i.e. a frame of memory being a block of memory. At the time of the invention it would have been obvious to a person of ordinary skill in the art to incorporate frame when describing a memory group. The suggestion/motivation for doing so would have been to group data to better organize. Claims 8-9 and 14 of instant Application, respectively contain elements of claim 20 of the ‘955 as follows: Claims Instant Claims ‘955 8 data a source memory a 1st beat discard … unwanted bytes realign … 1st remaining bytes in next available frames a burst buffer a 2nd beat discard 2nd unwanted byte(s) from the 1st beat realign 2nd remaining byte(s) in next available frames 1 *8 1 20 *8 transferring data a 1st memory a plurality of bytes discard … first bytes realign 2nd bytes 2nd frames a burst buffer 2nd bytes discard 1st bytes (again) 1st plurality of bytes realign the 2nd … bytes 2nd frames 9, 14 a source offset determine a number of bytes *8 a source offset reading the plurality of bytes Regarding Instant Application claim 8, Claim 20 of ‘955 does not expressly disclose frames. Claim 8 of ‘955 does disclose frame, i.e. a frame of memory being a block of memory. At the time of the invention it would have been obvious to a person of ordinary skill in the art to incorporate frame when describing a memory group. The suggestion/motivation for doing so would have been to group data to better organize. Regarding Instant Application claims 9 and 14, Claim 20 of ‘955 does not expressly disclose a source offset and determining a number of bytes. Claim 8 of ‘955 does disclose a source offset and reading/determining a number of bytes. At the time of the invention it would have been obvious to a person of ordinary skill in the art to incorporate offset and counting bytes from the offset. The suggestion/motivation for doing so would have been to keep account of data. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-20 are rejected under 35 U.S.C. 103 as being unpatentable over D’Luna et al. (U.S. Publication 2002/0106018), hereinafter D’Luna in view of Non-Patent Literature/Publication, “AMBA AXI and ACE Protocol Specification”, hereinafter AMBA. Referring to claim 1, D’Luna teaches, as claimed, a method of transferring data from a source memory (data from internal memory, see Paragraph 86), the method comprising: generating a read command (reads via DMA, see Paragraph 89); storing a command (header with HEC, see Paragraph 89; Note, header in a packet stores command or instruction, see also Paragraph 41) in first one or more frames (packet or frames, see Paragraphs 94 and 111; Note, a frame is like a page or packet of data whether they are audio, video, or any particular data) of a burst buffer (burst FIFO, see Paragraph 80); reading a first beat (word aligned to 32-bit boundaries, see Paragraph 99; Note, 32 bits are 4 bytes, so the aligned word size is 4 bytes) of the source memory; discarding one or more unwanted bytes (Padding streams are preferably removed by default, see Paragraph 99) from the first beat of the source memory; and realigning (align to, see Paragraph 99; Note, purpose of padding data is to align, so when padding are removed, aligning is equivalent to realigning) one or more remaining bytes (Note, retained data that are not padded are remaining bytes) from the first beat of the source memory in next available (prior to end of current, see Paragraph 100; Note, current packet is the next available to the prior transport) frames of the burst buffer. D’Luna does not disclose expressly storing a read command (i.e. in a header). AMBA does disclose a read (AXI read, see Page 52) command (header fields, see Page 54). At the time of the invention it would have been obvious to a person of ordinary skill in the art to incorporate AMBA Protocol on D’Luna’s processor to peripheral connection. The suggestion/motivation for doing so would have been to take advantage of freely available, well tested protocol. As to claim 2, the modification teaches the method of claim 1, comprising determining a source offset (see AMBA Page 54, Unaligned transfers) for the first memory, and determining a number of bytes (see AMBA Page 54, wider than one byte) in the first beat based on the source offset (see AMBA Page 54, starts at a byte address of 0x1002). As to claim 3, the modification teaches the method of claim 1, wherein the one or more unwanted bytes include a lower (see AMBA Page 54, lower-order address) one or more bytes from the first beat. As to claim 4, the modification teaches the method of claim 1, comprising transferring the realigned one or more remaining bytes from the burst buffer to a destination memory (see AMBA Page 54, a single memory; and Fig. 16, TX FIFO) having a different byte size (see AMBA Fig. A3-12, big-endian) architecture than the source memory (see AMBA Fig. A3-12, Source, little-endian). As to claim 5, the modification teaches the method of claim 1, comprising reading a second beat of the source memory after realigning (see AMBA Page 54, provide an aligned address) the one or more remaining bytes from the first beat of the source memory in the next available frames (see AMBA Page 55, Burst Type transfer) of the burst buffer, and realigning one or more bytes (see AMBA Page 55, shaded cells indicate bytes that are not transferred) from the second beat of the source memory in the next available frames of the burst buffer (see AMBA Page 55, Figure A3-13); Note, 1st transfer can be unaligned but protocol requires every other transfer after that is aligned). As to claim 6, the modification teaches the method of claim 1, comprising reading a second beat of the source memory after realigning (see AMBA Page 54, provide an aligned address) the one or more remaining bytes from the first beat of the source memory in the next available frames of the burst buffer, discarding (see AMBA Page 46, the master can discard read data) one or more unwanted bytes from the second beat of the source memory, and realigning one or more remaining bytes from the second beat of the source memory in the next available frames of the burst buffer (see AMBA Page 55, Figure A3-13; Note, 1st transfer can be unaligned but protocol requires every other transfer after that is aligned). As to claim 7, the modification teaches an application-specific integrated circuit (ASIC, see D’Luna Paragraph 45) or a field-programmable gate array system including a direct memory access controller (DMA, see D’Luna Paragraph 86) programmed to perform the method of claim 1. Referring to claim 8, D’Luna teaches, as claimed, a method of transferring data from a source memory (data from internal memory, see Paragraph 86), the method comprising: reading a first beat (32-bit boundaries, see Paragraph 99) of the source memory; discarding one or more first unwanted bytes (preferably removed by default, see Paragraph 99) from the first beat of the source memory; realigning (align to, see Paragraph 99) one or more first remaining bytes from the first beat of the source memory in next available frames (packet or frames, see Paragraphs 94 and 111; Note, a frame is like a page or packet of data whether they are audio, video, or any particular data) of a burst buffer (burst FIFO, see Paragraph 80). D’Luna does not expressly disclose reading a second beat of the source memory; discarding one or more second unwanted bytes from the second beat of the source memory; and realigning one or more second remaining bytes from the second beat of the source memory in the next available frames of the burst buffer. AMBA does disclose reading (see AMBA Page 52, Narrow Transfer) a second beat (see AMBA Figure A3-8, 2nd transfer) of the source memory; discarding one or more second unwanted bytes (see AMBA Page 52, shaded cells indicate bytes that are not transferred) from the second beat of the source memory; and realigning one or more second remaining bytes (see AMBA Fig. A3-9) from the second beat of the source memory in the next available frames (see AMBA Fig. A3-12, 1st to 3rd transfer) of the burst buffer. At the time of the invention it would have been obvious to a person of ordinary skill in the art to incorporate AMBA Protocol on D’Luna’s processor to peripheral connection. The suggestion/motivation for doing so would have been to take advantage of freely available, well tested protocol. As to claim 9, the modification teaches the 9. The method of claim 8, comprising determining a source offset for the first memory (see AMBA Page 52, When … a transfer is narrow than it’s data bus, the address and control information determines which byte lanes the transfer use, so different byte laned could be used, i.e. different offset), and determining a number of bytes (see AMBA Fig. A3-8 or Fig. A3-9, 4 or 8) in the first beat and the second beat based on the source offset (see AMBA Page 53, the starting address is 4 offset). As to claim 10, the modification teaches the method of claim 8, wherein the one or more first unwanted bytes include a lower one or more bytes (see AMBA Fig. A3-8 or Fig. A3-9; 0 to 7 bit positions) from the first beat. As to claim 11, the modification teaches the method of claim 8, comprising transferring the realigned one or more first and second remaining bytes from the burst buffer to a destination memory (see AMBA Page 54, a single memory) having a different byte size (see AMBA Fig. A3-12, big-endian) architecture than the source memory (see AMBA Fig. A3-12, Source, little-endian). As to claim 12, the modification teaches the method of claim 8, wherein the first beat has a same number of bytes as the second beat (see AMBA Fig. A3-8 or Fig. A3-9, 4 or 8). As to claim 13, the modification teaches an application-specific integrated circuit (ASIC, see D’Luna Paragraph 45) or a field-programmable gate array system including a direct memory access controller (DMA, see D’Luna Paragraph 86) programmed to perform the method of claim 8. Referring to claim 14, D’Luna teaches, as claimed, a method of transferring data from a source memory (data from internal memory, see Paragraph 86), the method comprising: determining at least one of an alignment (align to, see Paragraph 99; Note, data is first aligned by padding and when paddings are removed remain data need to be aligned again) and a source offset (Note, mere alternative to “an alignment”) for the source memory; distinguishing a plurality (PES packets, see Paragraph 99) of beats (word aligned to 32-bit boundaries, see Paragraph 99; Note, 32 bits are 4 bytes, so the aligned word size is 4 bytes) to be read (reads via DMA, see Paragraph 89) from the source memory based on the at least one of the alignment (align to, see Paragraph 99; Note, data is first aligned by padding and when paddings are removed remain data need to be aligned again) for the source memory and the source offset (Note, mere alternative to “the alignment”) for the source memory; generating a single command (header with HEC, see Paragraph 89; Note, header in a packet stores command or instruction, see also Paragraph 41) enabling all wanted bytes (retained, see Paragraph 99; Note, retained data are wanted bytes) from the source memory to be written to a destination memory (see Fig. 16, TX FIFO); storing the single command in first one or more frames (packet or frames, see Paragraphs 94 and 111; Note, a frame is like a page or packet of data whether they are audio, video, or any particular data) of a burst buffer (burst FIFO, see Paragraph 80); for each of the plurality of beats, realigning (align to, see Paragraph 99; Note, purpose of padding data is to align, so when padding are removed, aligning is equivalent to realigning) one or more wanted bytes in next available frames (prior to end of current, see Paragraph 100; Note, current packet is the next available to the prior transport) of the burst buffer. D’Luna does not disclose expressly the generating and storing a single read command (i.e. in a header). AMBA does disclose the generating and storing a single read (AXI read, see Page 52) command (header fields, see Page 54). At the time of the invention it would have been obvious to a person of ordinary skill in the art to incorporate AMBA Protocol on D’Luna’s processor to peripheral connection. The suggestion/motivation for doing so would have been to take advantage of freely available, well tested protocol. As to claim 15, the modification teaches the method of claim 14, wherein the single read command is a single AXI read (AXI read, see AMBA Page 52) command (header fields, see AMBA Page 54). As to claim 16, the modification teaches the method of claim 14, wherein the single read command includes: SRC addr 0x0 (AxADDR[3:0] = 0x0, see Page 320), arlen =0x2 (AxADDR[3:0] = 0x0, see Page 46; Note, AX14 support 1 to 16 transfers), arsize =0x3 (ARSIZE[2:0], see Page 47; see Page 97 – burst must be a power of 2; and see Page 120 – support up to 64-bits of addressing). Note, Examiner interpreted above combination as ‘addr’ indicates starting address, arlen specifies number of beats minus one – so, 0x2 means (22 -1) or 3 beats (3 data transfer) and arsize defines the data transfer size in bytes – so 23 bytes equals 64 bits. As to claim 17, the modification teaches the method of claim 14, wherein distinguishing the plurality of beats (beats of a burst, see AMBA Page 129) to be read from the source memory (data from internal memory, see D’Luna Paragraph 86) includes distinguishing the plurality of beats to be read from the source memory based on the alignment (An unaligned start address must be incremented and aligned for subsequent beats… see AMBA Page 129) for the source memory. As to claim 18, the modification teaches the method of claim 14, wherein distinguishing the plurality of beats (beats of a burst, see AMBA Page 129) to be read from the source memory (data from internal memory, see D’Luna Paragraph 86) includes distinguishing the plurality of beats to be read from the source memory based on the source offset (the smaller physical address space to be positioned in an offset window within the larger physical address space, see AMBA Page 249) for the source memory. As to claim 19, the modification teaches the method of claim 14, comprising using the single read (AXI read, see AMBA Page 52) command (header fields, see AMBA Page 54) to transfer all wanted (retained, see D’Luna Paragraph 99) bytes from each of the beats from the burst buffer to the destination memory, the destination memory having a different byte size (The protocol supports communication between components that have different physical address space size, see AMBA Page 249) architecture (support the ARMv7 and ARMv8, see AMBA Page 294; big-endian and little endian structures can coexist, see AMBA Page 54) than the source memory. As to claim 20, the modification teaches an application-specific integrated circuit (ASIC, see D’Luna Paragraph 45) or a field-programmable gate array system including a direct memory access controller (DMA, see D’Luna Paragraph 86) programmed to perform the method of claim 14. Response to Arguments Applicant's arguments filed 3/23/2026 have been fully considered but they are not deemed to be persuasive. Regarding the 35 U.S.C. §112, second paragraph problems, Applicant's amendment has overcome these rejections. Applicant argues, Applicant respectfully submits that D'Luna does not disclose to discard unwanted bytes and realign bytes as defined by Applicant (e.g., read at position N to position M of the burst buffer). D'Luna instead discloses to add padding bytes at the end of each PES packet to word align to 32-bit boundaries in the memory buffers. (D'Luna, par. [0099].) In other words, D'Luna is not reading wanted bytes from position N to position M of a burst buffer: D'Luna is reading without realignment and then adding padding bytes at the end. Examiner disagrees with applicant. In response to applicant's argument that the references fail to show certain features of the invention, it is noted that the features upon which applicant relies (i.e., “read at position N to position M of the burst buffer”) are not recited in the rejected claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). Even if positions are said to be “implied” there is no claim limitation that suggest M too could not be the very end position of data that is not aligned. Examiner construed when paddings are done, that is realignment and when paddings are taken out that too is realignment. The data simply has to be aligned to how processor read the intended data. Applicant argues, D'Luna and AMBA do not teach or suggest "generating a single read command enabling all wanted bytes from the source memory to be written to a destination memory" and "storing the single read command in first one or more frames of a burst buffer." Examiner disagrees with applicant. In addition to above response, in response to applicant's argument that the references fail to show certain features of the invention, it is noted that the features upon which applicant relies (i.e., “generating a single read command enabling all wanted bytes from the source memory to be written to a destination memory”) are not recited in the rejected claim(s). Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to Hyun Nam whose telephone number is (571) 270-1725 and fax number is (571) 270-2725. The examiner can normally be reached on Monday through Friday 8:30 AM to 5:00 PM EST. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dr. Henry Tsai can be reached on (571) 272-4176. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HYUN NAM/Primary Examiner, Art Unit 2183
Read full office action

Prosecution Timeline

Jul 19, 2024
Application Filed
Jan 27, 2026
Non-Final Rejection mailed — §103
Mar 23, 2026
Response Filed
Jun 17, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
87%
Grant Probability
86%
With Interview (-0.7%)
2y 6m (~6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 877 resolved cases by this examiner. Grant probability derived from career allowance rate.

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