Prosecution Insights
Last updated: August 18, 2026
Application No. 18/781,077

Communications Systems for Leveraging Beam Squint Effects

Final Rejection §103
Filed
Jul 23, 2024
Priority
Sep 25, 2023 — provisional 63/585,102
Examiner
HAILEGIORGIS, FITWI Y
Art Unit
2632
Tech Center
2600 — Communications
Assignee
Apple Inc.
OA Round
2 (Final)
90%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
75%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
440 granted / 486 resolved
+28.5% vs TC avg
Minimal -16% lift
Without
With
+-15.9%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
13 currently pending
Career history
500
Total Applications
across all art units

Statute-Specific Performance

§101
4.6%
-35.4% vs TC avg
§103
64.9%
+24.9% vs TC avg
§102
13.4%
-26.6% vs TC avg
§112
8.4%
-31.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 486 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments with respect to claim(s) 1-11 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Applicant argument: Applicant argued that the amendment in claim 1 that reads “…wherein the adjustment includes varying a characteristic of the wireless signals across the bandwidth of the frequency band while the phased antenna array exhibits the phase and magnitude setting” is not taught by the Wang reference. Examiner response: The reference Wang teaches (in paras. 48-49 and 53-54) teaches having same phase and amplitude inputs while the signals are transformed (varying characteristics of the signals). Wang does not explicitly teach the signals across the bandwidth of frequency band, however, the well-known feature of signal communication is taught by Bao (para. 120 and figure 14) where Bao teaches signal across frequency bandwidth of frequency band (i.e., figure 14) having varying modulation scheme (dependent of modulation scheme). Applicant’s arguments, see Applicant arguments, filed 04/12/2023, with respect to 11-22 and 24-27 have been fully considered and are persuasive. The 35 USC 103 rejections of aforementioned claims has been withdrawn. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wang (US 2018/0131102 A1) in view of BAO et al. (US 2024/0319309 A1, hereinafter, “Bao”). Consider claim 1, Wang teaches an electronic device (see paras. 52-54 and figures 1a-3b) comprising: a phased antenna array configured to transmit wireless signals using a phase and magnitude setting that configures the phased antenna array to form a signal beam of the wireless signals (see at least figures 1a-1b, figure 3b and para. 54, Wang teaches phased antenna array configured to transmit signal(s) using phase and amplitude inputs to form a beam (beam direction)); and one or more processors configured to adjust, based on a beam squint of the signal beam, the wireless signals transmitted by the phased antenna array (see at least paras. 48-49, 53-54 and figures 2a-3b, Wang teaches transforming the signals based on the effect of signal beam squint), wherein the adjustment includes varying a characteristic of the wireless signals while the phased antenna array exhibits the phase and magnitude setting (see paras. 48-49 and 53-54, Wang teaches having same phase and amplitude inputs while the signals are transformed (varying characteristics of the signals). Wang teaches the adjustment includes varying a characteristic of the wireless signals while the phased antenna array exhibits the phase and magnitude setting (see above), however, did not particularly teach the signals across the bandwidth of frequency band. The well-known feature of signal communication is taught by Bao (para. 74, 78, 120 and figure 14) where Bao teaches signal across frequency bandwidth of frequency band (i.e., figure 14) having varying modulation scheme (dependent of modulation scheme). It would have been obvious to one of ordinary skill in the art at the time of the application to modify the invention of Wang and teach adjust a modulation coding scheme (MCS) of the wireless (radio frequency) signals based on the beam squint of the signal beam, as taught by Bao, thereby, allowing efficient signal beam adjustment. Consider claim 2, Wang teaches the one or more processors being configured to adjust, based on the beam squint, the wireless signals transmitted by the phased antenna array without changing the phase and magnitude setting (see at least paras. 48-49, 53-54 and figures 2a-3b, Wang teaches transforming the signals based on the effect of signal beam squint having the same phase and amplitude inputs). Consider claim 3, Wang teaches the one or more processors to adjust, the radio-frequency signals transmitted by the phased antenna array (see at least paras. 48-49, 53-54 and figures 2a-3b), however, did not particularly teach the characteristic comprises a modulation coding scheme (MCS) of the wireless (radio frequency) signals. Bao teaches said limitation (see at least paras. 74 and 78, Bao teaches selecting/adapting to MCS based on spatial stream of antennas (beam(s)). It would have been obvious to one of ordinary skill in the art at the time of the application to modify the invention of Wang and the characteristic comprises a modulation coding scheme (MCS) of the wireless (radio frequency) signals, as taught by Bao, thereby, allowing efficient signal beam adjustment. Consider claim 4, Wang teaches one or more processors to adjust, the radio-frequency signals transmitted by the phased antenna array (see at least paras. 48-49, 53-54 and figures 2a-3b), however did not particularly teach, wherein the characteristic comprises a transmit power level of the wireless (RF) signals (see at least paras. 115, 153-156, Bao teaches adjusting/adapting a transmit power (RSRP) of the wireless signal(s) based on beam squint). It would have been obvious to one of ordinary skill in the art at the time of the application to modify the invention of Wang and teach wherein the characteristic comprise a transmit power level of the wireless (RF) signals, as taught by Bao, thereby, allowing efficient signal beam adjustment. Consider claim 5, Wang teaches one or more processors to adjust, the radio-frequency signals transmitted by the phased antenna array (see at least paras. 48-49, 53-54 and figures 2a-3b), however did not particularly teach, wherein the characteristic comprises reference signal density of the wireless signals (see at least paras. 115, Bao teaches identifying and adapting to list of power densities associated with reference signal (i.e., PRS)). It would have been obvious to one of ordinary skill in the art at the time of the application to modify the invention of Wang and teach, wherein the characteristic comprises reference signal density of the wireless signals, as taught by Bao, thereby, allowing efficient signal beam adjustment. Consider claim 6, Wang teaches one or more processors to adjust, the radio-frequency signals transmitted by the phased antenna array (see at least paras. 48-49, 53-54 and figures 2a-3b), however did not particularly teach, adjust a width of the signal beam based on the beam squint of the signal beam. Bao teaches said technique (see at least para. 105, Bao teaches having best beam width based on angle of the beam (i.e., beam squint)). It would have been obvious to one of ordinary skill in the art at the time of the application to modify the invention of Wang and teach, adjust a width of the signal beam based on the beam squint of the signal beam, as taught by Bao, thereby, allowing efficient signal beam adjustment. Consider claim 7, Wang teaches one or more processors to adjust, the radio-frequency signals transmitted by the phased antenna array (see at least paras. 48-49, 53-54 and figures 2a-3b), however did not particularly teach adjust a frequency resource allocation of the wireless signals based on the beam squint of the signal beam. Bao teaches said technique (see at least para. 117, 120-121, 171-172, Bao teaches adapting to resource allocation (resource blocks) based on beam responses (para. 115)). It would have been obvious to one of ordinary skill in the art at the time of the application to modify the invention of Wang and teach, adjust a frequency resource allocation of the wireless signals based on the beam squint of the signal beam, as taught by Bao, thereby, allowing efficient signal beam adjustment. Consider claim 8, Wang teaches one or more processors to adjust, the radio-frequency signals transmitted by the phased antenna array (see at least paras. 48-49, 53-54 and figures 2a-3b), however did not particularly teach perform carrier aggregation band selection for the wireless signals based on the beam squint of the signal beam. Bao teaches said technique (see at least paras. 51-52, 147 and 176, Bao teaches performing carrier aggregation). It would have been obvious to one of ordinary skill in the art at the time of the application to modify the invention of Wang and teach perform carrier aggregation band selection for the wireless signals based on the beam squint of the signal beam, as taught by Bao, thereby, allowing efficient signal beam adjustment. Consider claim 9, Wang teaches one or more processors to adjust, the radio-frequency signals transmitted by the phased antenna array (see at least paras. 48-49, 53-54 and figures 2a-3b), however did not particularly teach perform a beam selection procedure based on the beam squint of the signal beam. Bao teaches said technique (see at least para. 105 and figure 5, Bao teaches having best beam based on angle of the beam (i.e., beam squint)). It would have been obvious to one of ordinary skill in the art at the time of the application to modify the invention of Wang and teach, adjust a width of the signal beam based on the beam squint of the signal beam, as taught by Bao, thereby, allowing efficient signal beam adjustment. Consider claim 10, Wang teaches one or more processors to adjust, the radio-frequency signals transmitted by the phased antenna array (see at least paras. 48-49, 53-54 and figures 2a-3b), however did not particularly teach transmit, to an external device, beam information that identifies the adjustment (see at least paras. 154 and 183). It would have been obvious to one of ordinary skill in the art at the time of the application to modify the invention of Wang and teach, transmit, to an external device, beam information that identifies the adjustment, as taught by Bao, thereby, allowing efficient signal beam adjustment. Allowable Subject Matter Claims 11-22 and 24-27 are allowed. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to FITWI Y HAILEGIORGIS whose telephone number is (571)270-1881. The examiner can normally be reached M-F 10AM-6PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chieh Fan can be reached at 571-272-3042. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. FITWI Y. HAILEGIORGIS Primary Examiner Art Unit 2632 /FITWI Y HAILEGIORGIS/ Examiner, Art Unit 2632
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Prosecution Timeline

Jul 23, 2024
Application Filed
Jan 13, 2026
Non-Final Rejection mailed — §103
Apr 12, 2026
Response Filed
Jun 25, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
90%
Grant Probability
75%
With Interview (-15.9%)
2y 1m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 486 resolved cases by this examiner. Grant probability derived from career allowance rate.

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