Prosecution Insights
Last updated: April 19, 2026
Application No. 18/783,133

RECORDING APPARATUS AND CONTROL METHOD

Non-Final OA §103
Filed
Jul 24, 2024
Examiner
HUFFMAN, JULIAN D
Art Unit
2859
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Canon Kabushiki Kaisha
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
83%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
538 granted / 675 resolved
+11.7% vs TC avg
Minimal +4% lift
Without
With
+3.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
12 currently pending
Career history
687
Total Applications
across all art units

Statute-Specific Performance

§101
2.8%
-37.2% vs TC avg
§103
41.8%
+1.8% vs TC avg
§102
32.6%
-7.4% vs TC avg
§112
17.1%
-22.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 675 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kitabatake et al. (U.S. 8,485,620 B2) in view of Taniguchi (7,128,390 B2). Kitabatake et al. discloses, with regards to claim: A recording apparatus comprising (fig. 1): a recording head (22) including a tank configured to store ink (23), a liquid chamber (fig. 2A, common liquid chamber inside printhead between ~55 and 49) connected to the tank, a filter (48) arranged between the tank (23) and the liquid chamber (~55 -> 49), and a discharge port (22) configured to discharge ink supplied from the liquid chamber; a cap (fig. 1, element 24) configured to cover the discharge port (22); and a suction pump (25) configured to suction ink from the recording head via the cap, wherein the suction pump performs a first suction on the recording head (-80 kPa, column 7, line 12), stops the first suction on the recording head, and then performs a second suction (-20 kPa, column 7, line 58, fig. 5, S4, -80kPa, S9 -20 kPa, ). 2. The recording apparatus according to claim 1, wherein the discharge port is exposed to atmosphere to stop suction on the recording head (this is a recitation of intended use of the apparatus, and in the reference, exposing the discharge port to atmosphere stops the suction). 4. The recording apparatus according to claim 1, further comprising: a liquid container (1) configured to store ink; and a tube (20) configured to connect the liquid container to the recording head (21-23), wherein ink is supplied from the liquid container to the recording head via the tube. 12. The recording apparatus according to claim 2, wherein the cap is separated from the recording head to perform the exposure to atmosphere (this is an apparatus claim, the device is capable of separation of the cap from the head, which exposes the head to atmosphere). Kitabatake et al. does not disclose 1. The second suction at a maximum drive speed that is higher than a drive speed at time of end of the first suction. However, optimizing different suction routines based on geometry of the printhead, degree of removal required, ink viscosity, and other factors, would have been well within the ordinary skill level in the art at the time the invention was filed. The person of ordinary skill in the art would have general knowledge of fluid dynamics, basic chemistry of the fluid, would understand how the structure of the printhead and nozzles influences bubble removal, would understand that different sizes/degrees of removal may be required depending on factors such as idle time, temperature, ink viscosity, etc., and would be capable of discovering optimum suction forces and suction times to remove the bubbles effectively through routine experimentation. Taniguchi discusses suction amounts, small ones being insufficient to remove enough ink, large ones causing wasteful ink consumption and eventually possibly inducing more bubbles (column 2, lines 5-23). Taniguchi therefore uses a two phase suction operation, with a first low suction operation of .12kgf/cm2 for .5 seconds to remove residual ink, and a second higher suction operation of 1.7kgf/cm2 for .5 seconds to remove bubbles (column 11, lines 45-63, column 12, lines 34-59). It is also noted that Taniguchi discloses exposing to atmosphere to stop the suction (column 12, lines 64-67). It would have been obvious to a person having ordinary skill in the art at the time of the effective filing date to have modified Kitabatake to use the suction method of Taniguchi for the purpose of striking a balance between ink flushing, bubble removal, and ink consumption that maintains proper running of the printer (column 3, lines 4-8) and efficiently performs bubble removal. With regards to claim 3, Kitabatake as modified does not expressly disclose the recording apparatus according to claim 1, wherein the tank includes an absorbent member. However, the Examiner takes Official Notice that ink tank absorbent members were well known in the art at the time of the invention. It would have been obvious to a person having ordinary skill in the art at the time of the effective filing date to have included an absorbent member in the ink tank of Kitabatake for the purpose of stabilizing nozzle pressure and trapping air bubbles, while improving ink supply. With regards to claim 5, the combination teaches that in the second suction, suction on the recording head by the suction pump and stoppage of the suction are performed a plurality of times since the invention performs the entire suction operation plural times over the life of the printer. Furthermore, it would have been obvious to one of ordinary skill in the art at the time of the effective filing date to perform the second suction plural times so as to improve bubble removal when necessary. The combination does not disclose regarding claim 6 that the second suction takes shorter time than the first suction. Taniguchi performs the suction operations for the same time period of .5 seconds. However, merely modifying the time during which the suction force is provided was well within the ordinary skill level in the art so as to find a balance between bubble removal and ink consumption. It would have been obvious to a person having ordinary skill in the art at the time of the effective filing date to have performed the suction force for a shorter time than the first suction so as to reduce ink consumption, while removing the bubbles. With regards to claim 7, the combination teaches that before the first suction is performed, a third suction is performed at a maximum drive speed that is higher than a speed at time of end of the first suction. This occurs since the suction operations are performed multiple times over the operating life of the printer, such as at a first instance, when the printer is first powered on, and then hours or days later, whereby a maximum suction operation is performed at 1.7 kgf/cm2 at some point in time before a .12 kgf/cm2 operation. In such a situation, concerning claim 8, suction on the recording head is stopped between the third suction and the first suction. Similarly to the above, it would have been obvious to modify the combination such that: 10. the second suction takes longer time than the third suction. 11. the third suction takes longer time than first suction. Merely modifying the time during which the suction force is provided was well within the ordinary skill level in the art so as to find a balance between bubble removal and ink consumption. Method claim 13 is rejected for similar reasons as the apparatus claims discussed above. It is noted that the apparatus claims recite the pump configured to perform the suction operations, without reciting a controller. It is the controller which controls the pump operations. Pumps in the prior art are capable of being controlled in the manner claimed and the use of the phrase “configured to” does not actually require the pump to perform the functions explicitly since it is a controller which controls the pump to perform the operations. It is respectfully suggested that applicant recite some sort of controller, and tie the functional language to the controller, instead of the pump. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Julian D Huffman whose telephone number is (571)272-2147. The examiner can normally be reached Monday through Friday 9am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Group Director Andrea Wellington can be reached at (571)272-4483. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. JULIAN D. HUFFMAN Supervisory Patent Examiner Art Unit 2859 /JULIAN D HUFFMAN/Supervisory Patent Examiner, Art Unit 2859
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Prosecution Timeline

Jul 24, 2024
Application Filed
Feb 05, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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LIQUID DISCHARGE SYSTEM
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
83%
With Interview (+3.6%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 675 resolved cases by this examiner. Grant probability derived from career allow rate.

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