Prosecution Insights
Last updated: October 26, 2026
Application No. 18/783,210

FREQUENCY SELECTIVE BEAM MANAGEMENT

Non-Final OA §103
Filed
Jul 24, 2024
Priority
Aug 07, 2023 — provisional 63/531,150
Examiner
LIN, WILL W
Art Unit
Tech Center
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
94%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 94% — above average
94%
Career Allowance Rate
481 granted / 514 resolved
+33.6% vs TC avg
Moderate +6% lift
Without
With
+5.8%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
22 currently pending
Career history
548
Total Applications
across all art units

Statute-Specific Performance

§101
5.9%
-34.1% vs TC avg
§103
59.5%
+19.5% vs TC avg
§102
3.6%
-36.4% vs TC avg
§112
19.0%
-21.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 514 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This office action is in response to the application filed on 07/24/2024. Claims 1-20 are currently pending. Claims 1-20 are rejected. Claims 1, 8 and 15 are independent claims. - Claim Rejections - 35 USC § 103 5. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. 6. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 7. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under pre-AIA 35 U.S.C. 103(a) are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. 8. Claims 1-20 are rejected under 35 U.S.C. 103 as being unpatentable over Yukai GAO et al. (US 2025/0106865 A1), hereinafter GAO, in view of Wei Ling et al. (US 2025/0071765 A1), hereinafter Ling. For claim 1, GAO teaches a user equipment (UE) (GAO, Fig. 6), comprising: a transceiver (GAO, Fig. 6 item 640.) configured to: receive first information related to a plurality of frequency subbands (GAO, Fig. 2 step 2001 and paragraph 143. See also paragraph 51, 58.); and receive a first downlink control information (DCI) comprising a first transmission configuration indication (TCI) state and a second DCI comprising a second TCI state (GAO, Fig. 2 steps 2005, 2010 and paragraphs 144-145.); and a processor (GAO, Fig. 6 item 610.) operably coupled with the transceiver, the processor configured to: determine, based on the first information, a first association between the plurality of frequency subbands and the at least one first TCI state (GAO, Fig. 2 and paragraphs 92, 113.); for a first frequency subband from the plurality of frequency subbands, determine a first TCI state based on the first association (GAO, Fig. 2 steps 2005, 2010 and paragraphs 144-145. See also paragraph 189.); and identify, based on the determined first TCI state, a spatial domain filter for transmitting or receiving UE-dedicated channels or signals for the first frequency subband (GAO, Fig. 2 and paragraph191.), wherein the at least one first TCI state is indicated by a TCI codepoint of a TCI field or by separate TCI fields (GAO, Fig. 2 steps 2005, 2010 and paragraphs 144-145. See also paragraph 169.). Ling further teaches receive, in a first part of a downlink control information (DCI), at least one first transmission configuration indication (TCI) state and second information related to a second part of the DCI (Ling, Fig. 5 and paragraphs 96-99.). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method taught in GAO with receive, in a first part of a downlink control information (DCI), at least one first transmission configuration indication (TCI) state and second information related to a second part of the DCI taught in Ling. Because both references teach receiving DCI which comprising TCI state, Ling explicitly teaches the DCI can comprise two TCI states. For claim 2, GAO and Ling further teach the UE of claim 1, wherein the first information comprises at least one of: a number of the plurality of frequency subbands; time or frequency domain resources for each of the plurality of frequency subbands; a number of physical resource blocks (PRBs) for each of the plurality of frequency subbands; at least one indicators indicating frequency domain locations of the plurality of frequency subbands; and at least one indexes indicating each of the plurality of frequency subbands (GAO, Fig. 2 step 2001 and paragraphs 121, 143.). For claim 3, GAO and Ling further teach the UE of claim 1, wherein the second information includes at least one of: a one-bit indicator indicating a presence or absence of the second part; a payload size of the second part; a number of at least one second TCI states in the second part; information related to time or frequency domain resources of the second part (GAO, Fig. 2 and paragraphs 97, 101, 113.); and a minimum time offset. For claim 4, instant claim is proviso upon limitation “the minimum time offset” not required by the claim 3; therefore, the limitation of instant claim does not come into force. For claim 5, GAO and Ling further teach the UE of claim 1, wherein the transceiver is further configured to receive the first and second parts of the DCI in a slot (Ling, Figs. 4-5 and paragraphs 96-99.). For claim 6, GAO and Ling further teach the UE of claim 1, wherein the processor is further configured to monitor the first and second parts of the DCI: in same or separate physical downlink control channel (PDCCH) candidates; in same or separate search space sets; or in same or separate control resource sets (CORESETs) (GAO, paragraphs 62, 102, 123). For claim 7, GAO and Ling further teach the UE of claim 1, wherein: the transceiver is further configured to receive, in the second part of the DCI, at least one second TCI state; and the processor is further configured to: determine, based on the first information, a second association between the plurality of frequency subbands and the at least one second TCI state; for a second frequency subband from the plurality of frequency subbands, determine a second TCI state based on the second association; and identify, based on the determined second TCI state, a spatial domain filter for transmitting or receiving UE-dedicated channels or signals for the second frequency subband (GAO, Fig. 2and paragraphs 142-166.). For claim 8, GAO teaches a base station (BS) (GAO, Fig. 6), comprising: a transceiver (GAO, Fig. 6 item 640.) configured to: transmit first information related to a plurality of frequency subbands (GAO, Fig. 2 step 2001 and paragraph 143. See also paragraph 51, 58.); and transmit a first downlink control information (DCI) comprising a first transmission configuration indication (TCI) state and a second DCI comprising a second TCI state (GAO, Fig. 2 steps 2005, 2010 and paragraphs 144-145.); and a processor (GAO, Fig. 6 item 610.) operably coupled with the transceiver, the processor configured to: determine, based on the first information, a first association between the plurality of frequency subbands and the at least one first TCI state (GAO, Fig. 2 and paragraphs 92, 113.); for a first frequency subband from the plurality of frequency subbands, determine a first TCI state based on the first association (GAO, Fig. 2 steps 2005, 2010 and paragraphs 144-145. See also paragraph 189.); and identify, based on the determined first TCI state, a spatial domain filter for transmitting or receiving UE-dedicated channels or signals for the first frequency subband (GAO, Fig. 2 and paragraph191.), wherein the at least one first TCI state is indicated by a TCI codepoint of a TCI field or by separate TCI fields (GAO, Fig. 2 steps 2005, 2010 and paragraphs 144-145. See also paragraph 169.). Ling further teaches transmit, in a first part of a downlink control information (DCI), at least one first transmission configuration indication (TCI) state and second information related to a second part of the DCI (Ling, Fig. 5 and paragraphs 96-99.). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method taught in GAO with transmit, in a first part of a downlink control information (DCI), at least one first transmission configuration indication (TCI) state and second information related to a second part of the DCI taught in Ling. Because both references teach receiving DCI which comprising TCI state, Ling explicitly teaches the DCI can comprise two TCI states. For claim 9, GAO and Ling further teach the BS of claim 8, wherein the first information comprises at least one of: a number of the plurality of frequency subbands; time or frequency domain resources for each of the plurality of frequency subbands; a number of physical resource blocks (PRBs) for each of the plurality of frequency subbands; at least one indicators indicating frequency domain locations of the plurality of frequency subbands; and at least one indexes indicating each of the plurality of frequency subbands (GAO, Fig. 2 step 2001 and paragraphs 121, 143.). For claim 10, GAO and Ling further teach the BS of claim 8, wherein the second information includes at least one of: a one-bit indicator indicating a presence or absence of the second part; a payload size of the second part; a number of at least one second TCI states in the second part; information related to time or frequency domain resources of the second part (GAO, Fig. 2 and paragraphs 97, 101, 113.); and a minimum time offset. For claim 11, instant claim is proviso upon limitation “the minimum time offset” not required by the claim 10; therefore, the limitation of instant claim does not come into force. For claim 12, GAO and Ling further teach the BS of claim 8, wherein the transceiver is further configured to transmit the first and second parts of the DCI in a slot (Ling, Figs. 4-5 and paragraphs 96-99.). For claim 13, GAO and Ling further teach the BS of claim 8, wherein the transceiver is further configured to transmit the first and second parts of the DCI: in same or separate physical downlink control channel (PDCCH) candidates; in same or separate search space sets; or in same or separate control resource sets (CORESETs) (GAO, paragraphs 62, 102, 123). For claim 14, GAO and Ling further teach the BS of claim 8, wherein: the transceiver is further configured to receive, in the second part of the DCI, at least one second TCI state; and the processor is further configured to: determine, based on the first information, a second association between the plurality of frequency subbands and the at least one second TCI state; for a second frequency subband from the plurality of frequency subbands, determine a second TCI state based on the second association; and identify, based on the determined second TCI state, a spatial domain filter for transmitting or receiving UE-dedicated channels or signals for the second frequency subband (GAO, Fig. 2and paragraphs 142-166.). For claim 15, GAO teaches a method performed by a user equipment (UE), the method comprising: receiving first information related to a plurality of frequency subbands (GAO, Fig. 2 step 2001 and paragraph 143. See also paragraph 51, 58.); and receiving a first downlink control information (DCI) comprising a first transmission configuration indication (TCI) state and a second DCI comprising a second TCI state (GAO, Fig. 2 steps 2005, 2010 and paragraphs 144-145.); and a processor (GAO, Fig. 6 item 610.) operably coupled with the transceiver, the processor configured to: determining, based on the first information, a first association between the plurality of frequency subbands and the at least one first TCI state (GAO, Fig. 2 and paragraphs 92, 113.); for a first frequency subband from the plurality of frequency subbands, determining a first TCI state based on the first association (GAO, Fig. 2 steps 2005, 2010 and paragraphs 144-145. See also paragraph 189.); and identifying, based on the determined first TCI state, a spatial domain filter for transmitting or receiving UE-dedicated channels or signals for the first frequency subband (GAO, Fig. 2 and paragraph191.), wherein the at least one first TCI state is indicated by a TCI codepoint of a TCI field or by separate TCI fields (GAO, Fig. 2 steps 2005, 2010 and paragraphs 144-145. See also paragraph 169.). Ling further teaches receiving, in a first part of a downlink control information (DCI), at least one first transmission configuration indication (TCI) state and second information related to a second part of the DCI (Ling, Fig. 5 and paragraphs 96-99.). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method taught in GAO with receiving, in a first part of a downlink control information (DCI), at least one first transmission configuration indication (TCI) state and second information related to a second part of the DCI taught in Ling. Because both references teach receiving DCI which comprising TCI state, Ling explicitly teaches the DCI can comprise two TCI states. For claim 16, GAO and Ling further teach the method of claim 15, wherein the first information comprises at least one of: a number of the plurality of frequency subbands; time or frequency domain resources for each of the plurality of frequency subbands; a number of physical resource blocks (PRBs) for each of the plurality of frequency subbands; at least one indicators indicating frequency domain locations of the plurality of frequency subbands; and at least one indexes indicating each of the plurality of frequency subbands (GAO, Fig. 2 step 2001 and paragraphs 121, 143.). For claim 17, GAO and Ling further teach the method of claim 15, wherein the second information includes at least one of: a one-bit indicator indicating a presence or absence of the second part; a payload size of the second part; a number of at least one second TCI states in the second part; information related to time or frequency domain resources of the second part (GAO, Fig. 2 and paragraphs 97, 101, 113.); and a minimum time offset. For claim 18, instant claim is proviso upon limitation “the minimum time offset” not required by the claim 17; therefore, the limitation of instant claim does not come into force. For claim 19, GAO and Ling further teach the method of claim 15, wherein the first and second parts of the DCI are received in a slot (Ling, Figs. 4-5 and paragraphs 96-99.). For claim 20, GAO and Ling further teach the method of claim 15, further comprising monitoring the first and second parts of the DCI: in same or separate physical downlink control channel (PDCCH) candidates; in same or separate search space sets; or in same or separate control resource sets (CORESETs) (GAO, paragraphs 62, 102, 123). Conclusion 9. Any inquiry concerning this communication or earlier communications from the examiner should be directed to WILL W LIN whose telephone number is (571)272-8749. The examiner can normally be reached M-F 8:00-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Charles Jiang can be reached at 571-270-7191. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WILL W LIN/Primary Examiner, Art Unit 2412
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Prosecution Timeline

Jul 24, 2024
Application Filed
May 25, 2025
Response after Non-Final Action
Oct 06, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
94%
Grant Probability
99%
With Interview (+5.8%)
2y 1m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 514 resolved cases by this examiner. Grant probability derived from career allowance rate.

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