Prosecution Insights
Last updated: April 19, 2026
Application No. 18/788,845

IMAGE FORMATION CONTROL METHOD AND IMAGE FORMING APPARATUS

Non-Final OA §103
Filed
Jul 30, 2024
Examiner
ZIMMERMANN, JOHN P
Art Unit
2853
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Kyocera Document Solutions Inc.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
2y 3m
To Grant
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allow Rate
598 granted / 724 resolved
+14.6% vs TC avg
Strong +20% interview lift
Without
With
+19.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
32 currently pending
Career history
756
Total Applications
across all art units

Statute-Specific Performance

§103
76.8%
+36.8% vs TC avg
§102
15.3%
-24.7% vs TC avg
§112
5.0%
-35.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 724 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Acknowledgment is made of applicant’s claim for foreign priority under 35 U.S.C. 119 (a)-(d). The certified copy has been received. Information Disclosure Statement The Information Disclosure Statement (IDS) submitted on 30 July 2024 in compliance with the provisions of 37 CFR 1.97. Accordingly, the Information Disclosure Statement has been considered by the Examiner. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the Examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the Examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-4 are rejected under 35 U.S.C. 103 as being unpatentable over Freund et al. (US 6,382,850 B1) in view of Tsuzawa (US 2010/0238251 A1). As related to independent claim 1, Freund et al. teaches an image formation control method for controlling an image forming apparatus (Freund et al. – Column 1, Lines 48-67 and Figure 1, shown below) including: a roll paper supply device configured to roll out roll paper and cut a rolled-out portion of the roll paper to produce a first sheet of a specific size, and convey the first sheet toward a print position (Freund et al. – Column 1, Lines 48-67; Column 3, Lines 1-23; Column 4, Lines 6-33; and Figure 1, Reference #12, #20, #24, & #36, shown below); a cut sheet supply device configured to convey a second sheet of the specific size accommodated in an accommodating portion toward the print position (Freund et al. – Column 3, Lines 1-23; Column 5, Line 66 – Column 6, Line 13; and Figure 3, Reference #58, #58’, #60, #60’, & #36, shown below); and a printing device configured to execute a print process of forming an image on the first sheet or the second sheet at the print position (Freund et al. – Column 1, Lines 48-67, Column 3, Lines 1-23; Column 4, Lines 6-33; and Figures 1 & 3, Reference #36, shown below), the image formation control method comprising: when continuous print processing in which the print process is repeated a plurality of times is executed, determining, by a control device, whether or not the roll paper supply device is in a specific state in which the roll paper supply device has conveyed the first sheet to a specific position, for each of the print processes; causing, by the control device, the roll paper supply device to execute a process of conveying the first sheet toward the print position when it is determined that the roll paper supply device is in the specific state, for each of the print processes (Freund et al. – Column 1, Lines 48-67, Column 3, Lines 1-23; Column 4, Lines 6-33; Column 5, Lines 5-44; and Figures 1 & 3, Reference #54, shown below). PNG media_image1.png 410 712 media_image1.png Greyscale PNG media_image2.png 428 740 media_image2.png Greyscale Continuing with independent claim 1, Freund et al. does not specifically teach both a cut sheet supply device and a roll paper supply device in the same conveyance path. However, Tsuzawa teaches an image formation control method for controlling an image forming apparatus including a roll paper supply device, a cutter, and a cut sheet supply device (Tsuzawa – Page 2, Paragraph 26; Page 3, Paragraphs 41-43; and Figure 1, Reference #14, #26, #28, #24, & #14, shown below), wherein the cut sheet supply device is in the same conveyance path of the roll paper supply device (Tsuzawa – Figure 1, Reference #24, #26, & #28, shown below). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the paper supply devices of Freund et al. with the paper supply devices of Tsuzawa in an effort to provide multiple options for media available for use in an image forming apparatus controlled by an image formation method which reduces the occurrence of image irregularities caused by fluctuations in load when conveying a recording medium and providing specifically sized printed images (Tsuzawa – Page 1, Paragraphs 3 & 16). The combination continues to teach causing, by the control device, the cut sheet supply device to execute a process of conveying the second sheet toward the print position when it is determined that the roll sheet supply device is not in the specific state, for each of the print processes (Freund et al. – Column 5, Lines 5-44 & Line 66 – Column 6, Line 13 and Tsuzawa – Page 2, Paragraphs 26 – 31). PNG media_image3.png 646 432 media_image3.png Greyscale As related to dependent claim 2, the combination of Freund et al. and Tsuzawa remains as applied above and continues to teach determining, by the control device, whether or not the roll paper supply device is in a sheet produced state in which the roll paper supply device has already produced the first sheet when a last print process of the print processes in the continuous print processing is executed; and causing, by the control device, the roll paper supply device to execute a process of conveying the first sheet toward the print position regardless of a conveyance position of the first sheet when it is determined that the roll paper supply device is in the sheet produced state when a last print process of the print processes in the continuous print processing is executed (Freund et al. – Column 5, Lines 5-44 & Line 66 – Column 6, Line 13 and Tsuzawa – Page 2, Paragraphs 26 – 31 & Page 3, Paragraphs 41-50). As related to dependent claim 3, the combination of Freund et al. and Tsuzawa remains as applied above and continues to teach repeatedly determining, by the control device, whether or not the roll paper supply device is in a normal state in which the roll paper supply device is able to supply the first sheet in a sheet feed operation period from when the control device receives a request for the continuous print processing to when a last print process of the print processes in the continuous print processing is executed; and repeatedly causing, by the control device, the roll paper supply device to execute a process of producing the first sheet and conveying the first sheet to the specific position when it is determined that the roll paper supply device is in the normal state during the sheet feed operation period (Freund et al. – Column 5, Lines 5-44 & Line 66 – Column 6, Line 13 and Tsuzawa – Page 2, Paragraphs 26 – 31 & Page 3, Paragraphs 41-50). As related to dependent claim 4, the combination of Freund et al. and Tsuzawa remains as applied above and continues to teach an image forming apparatus (Freund et al. – Figures 1-3 and Tsuzawa – Figure 1) comprising: a roll paper supply device configured to roll out roll paper and cut a rolled-out portion of the roll paper to produce a first sheet of a specific size, and convey the first sheet toward a print position (Freund et al. – Column 5, Line 45 – Column 6, Line 12 & Figures 1-2, Reference #12 & #12’ and Tsuzawa – Page 2, Paragraphs 22-27 & Page 3, Paragraphs 41-45); a cut sheet supply device configured to convey a second sheet of the specific size accommodated in an accommodating portion toward the print position; a printing device configured to execute a print process of forming an image on the first sheet or the second sheet at the print position; and a control device configured to implement the image formation control method (Freund et al. – Column 5, Lines 5-44 & Line 66 – Column 6, Line 13; Figures 1-3, Reference #58, #58’, & #36 and Tsuzawa – Page 2, Paragraphs 26 – 31; Page 3, Paragraphs 41-50; & Figure 1, Reference #24 & #12). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Murai (US 5,829,897 A) teaches a printer and printing method having roll paper which is printed, cut, printed, etc. to form various sized printed items. Takagi (US 2005/0024464 A1) teaches a printer and printing method which uses roll paper and transports in two directions for printing and cutting. Sai (US 6,923,534 B2) teaches a recording device and method using roll printing paper and a cutting device. Ipponyari et al. (US 2012/0148326 A1) teaches a printer and printing method which uses roll paper and transports in two directions for printing and cutting. WAKITA (US 2012/0299991 A1) teaches a printer and printing method which uses roll paper and transports in two directions for printing and cutting. Kanada et al. (US 2016/0101636 A1) teaches a printer and printing method which executes a cutting operation on a roll paper medium before the printing/ejecting operation. Hada et al. (US 12,053,975 B2) teaches a printing apparatus and method for control which uses roll paper and a cutter before the printing section. Examiner's Note: Examiner has cited particular Figures & Reference Numbers, Columns, Paragraphs and Line Numbers in the references as applied to the claims above for the convenience of the applicant. Although the specified citations are representative of the teachings of the art and are applied to the specific limitations within the individual claim, other passages and figures may apply as well. It is respectfully requested from the applicant in preparing responses, to fully consider the references in their entirety as potentially teaching all or part of the claimed invention, as well as the context of the passage as taught by the prior art or disclosed by the Examiner. Any inquiry concerning this communication or earlier communications from the Examiner should be directed to JOHN P ZIMMERMANN whose telephone number is (571)270-3049. The Examiner can normally be reached Monday-Thursday 0700-1730 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the Examiner by telephone are unsuccessful, the Examiner’s supervisor, Ricardo Magallanes can be reached at (571) 272-5960. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /John P Zimmermann/Primary Examiner, Art Unit 2853
Read full office action

Prosecution Timeline

Jul 30, 2024
Application Filed
Feb 21, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+19.7%)
2y 3m
Median Time to Grant
Low
PTA Risk
Based on 724 resolved cases by this examiner. Grant probability derived from career allow rate.

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