Prosecution Insights
Last updated: May 29, 2026
Application No. 18/788,944

SINTERED ALUMINA MATERIAL AND ELECTROSTATIC CHUCK

Non-Final OA §103
Filed
Jul 30, 2024
Priority
Aug 03, 2023 — JP 2023-126801 +1 more
Examiner
NGUYEN, DANNY
Art Unit
2838
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Niterra Co., Ltd.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
1217 granted / 1351 resolved
+22.1% vs TC avg
Moderate +6% lift
Without
With
+6.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
21 currently pending
Career history
1373
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
55.6%
+15.6% vs TC avg
§102
33.5%
-6.5% vs TC avg
§112
2.3%
-37.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1351 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 1. Claims 1, 5, 8 are rejected under 35 U.S.C. 103 as being unpatentable over Sato et al (USPN 2024/0429031) in view of Nawata et al (USPN 2023/0357088) Regarding claim 1, Sato discloses an alumina-based sintered body (a body 1111, see figure 2) containing Al22O3 as a main component (the sintered ceramic body 1111 includes an alumina, see par. 0077, 0084), wherein the alumina-based sintered body (the body 1111) contains not smaller than 90 ppm and not greater than 265 ppm of yttrium (Y) (see par. 0039) , and an average grain size of alumina crystal grains is not greater than 6 micrometer (such as average grain size of alumina crystal fixed to one micrometer, see par. 0039). Sato does not explicitly disclose a calcium as claimed. Nawata discloses a sintered ceramic body contains an alumina, yttrium, and calcium (see par. 0021, 0018), wherein the calcium is not greater than 100 ppm (a calcium content is 20 ppm, see par. 0057). It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains to have modified the body of Sato to incorporate a calcium as disclosed by Nawata in order to enhance a body strength and a thermal resistance. Regarding claim 5, Sato discloses an electrostatic chuck (an electrostatic chuck 11) for retaining a target (a wafer W), the electrostatic chuck comprising: a plate-shaped first layer (112) having a first surface at which the target (the wafer W) is to be placed, and a second surface which is a surface opposite to the first surface; and a plate-shaped second layer (1111) having a chuck electrode (1111b) therein and provided on the second surface side of the first layer, wherein at least a part of the first surface of the first layer (1111) is formed by the alumina-based sintered body (see par. 0039, 0084). Sato does not explicitly disclose a calcium as claimed. Nawata discloses a sintered ceramic body contains an alumina, yttrium, and calcium (see par. 0021, 0018), wherein the calcium is not greater than 100 ppm (a calcium content is 20 ppm, see par. 0057). It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains to have modified the body of Sato to incorporate a calcium as disclosed by Nawata in order to enhance a body strength and a thermal resistance. Regarding claim 8, Sato discloses an electrostatic chuck (11, see figure 2) for retaining a target (a wafer W), the electrostatic chuck comprising: a plate-shaped first layer (112) having a first surface at which the target is to be placed, and a second surface which is a surface opposite to the first surface; and a plate-shaped second layer (1111) having a chuck electrode (1111b) therein and provided on the second surface side of the first layer, wherein at least a part of the first surface of the first layer is formed by the alumina-based sintered body (see par. 0039, 0084) Sato does not explicitly disclose a calcium as claimed. Nawata discloses a sintered ceramic body contains an alumina, yttrium, and calcium (see par. 0021, 0018), wherein the calcium is not greater than 100 ppm (a calcium content is 20 ppm, see par. 0057). It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains to have modified the body of Sato to incorporate a calcium as disclosed by Nawata in order to enhance a body strength and a thermal resistance. 2. Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Sato et al (USPN 2024/0429031) in view of Nawata et al (USPN 2023/0357088), and further in view of Matsuda et al (USPN 2005/0152089). Regarding claim 4, Sato and Nawata disclose all limitations of claim 1 as discussed above, but does not explicitly disclose a density as claimed. Matsuda discloses an electrostatic chuck (10) comprises a sintered ceramic body (1), wherein a density of the alumina-based sintered body is not smaller than 3.96 g/cm3 (about 3.80 to 4.00 g/cm3, see par. 0055). It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains to have modified the body of Sato and Nawata to incorporate a density as disclosed by Matsuda in order to improve a mechanical strength and thermal conductivity. Allowable Subject Matter 3. Claims 2-3, 6-7 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion 4. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANNY NGUYEN whose telephone number is (571)272-2054. The examiner can normally be reached M-F 8:00AM-4:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Monica Lewis can be reached at 571-271-1838. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DANNY NGUYEN/Primary Examiner, Art Unit 2838
Read full office action

Prosecution Timeline

Jul 30, 2024
Application Filed
Apr 01, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12636956
METHODS AND ELECTRIC CIRCUIT ARRANGEMENTS FOR PROTECTION OF METALLIC COMPONENTS FROM CORROSION VIA STRAY CURRENTS
3y 4m to grant Granted May 26, 2026
Patent 12629899
ELECTROSTATIC TACKING MEMBRANE ASSEMBLY
2y 7m to grant Granted May 19, 2026
Patent 12633846
MULTILAYER ELECTROSTATIC PAD
2y 7m to grant Granted May 19, 2026
Patent 12626841
SUPERCONDUCTING POWER SUPPLY SYSTEM
2y 7m to grant Granted May 12, 2026
Patent 12627289
CO-PACKAGED CONTROLLED OVERCURRENT HANDLING
2y 5m to grant Granted May 12, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
96%
With Interview (+6.4%)
2y 4m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1351 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month