Prosecution Insights
Last updated: August 06, 2026
Application No. 18/789,010

LOAD AND GAP BALANCE SYSTEM IN KNEE REPLACEMENT SURGERY

Non-Final OA §102§103
Filed
Jul 30, 2024
Priority
Jul 31, 2023 — provisional 63/530,019
Examiner
LAWSON, MATTHEW JAMES
Art Unit
3619
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Unik Orthopedics, Inc.
OA Round
3 (Non-Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
1y 4m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
815 granted / 1105 resolved
+21.8% vs TC avg
Strong +30% interview lift
Without
With
+29.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
45 currently pending
Career history
1142
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
44.1%
+4.1% vs TC avg
§102
28.2%
-11.8% vs TC avg
§112
23.8%
-16.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1105 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on May 7th, 2026 has been entered. Response to Arguments Applicant’s arguments with respect to claims 1-10have been considered but moot in light of the new ground of rejection necessitated by the amendment filed May 7th, 2026. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-8 and 10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chi (US 2021/0137613). Regarding claim 1, Chi discloses a system for knee replacement surgery, comprising a sensor (4205, figure 42A) configured to measure a distance of a gap in a knee joint during a knee replacement procedure (¶163); a tensioner (4240) configured to provide tension to the medial and lateral collateral ligaments based on the distance measurement obtained from the sensor (¶164-166) and a tension measurement based on the provided tension to the medial and lateral collateral ligaments (¶167); a computing system (4407, figure 44) displaying real-time data (¶170) from the sensor on a display (4408) in communication with the computing system (¶170); and a robotic surgical device (4401) configured to shape a distal end of a femur based on the gap information and on a patient-specific knee instrument mated to the femur to provide an initial position and orientation of a knee implant (¶170); wherein the computing system determines a recommended implant design and an implant size based on dynamic knee measurements received from the sensor and the tensioner tension measurement during the knee replacement procedure (¶170-171). Chi fails to expressly each or disclose their system comprises a load cell embedded in a patella implant; the load cell measuring a load or gap for balancing of the patella implant in the knee joint. The load cell measurements are used during the knee replacement procedure. Hershberger et al. disclose a system for knee replacement surgery (figures 1-32) the system having a load cell (240) embedded in a patella implant (85, figures 1-2, 23, 27); the load cell measuring a load or gap for balancing the patella implant in the knee joint (column 10, line 55 – column 11, line 4). A computing system (“computer” column 10, line 61) to determine proper alignment or deviation from alignment of the implant components (column 10, line 55 – column 11, line 12) as this data is used to assist with aligning the new joint line of the knee implant to the same position as the original joint line of the natural knee joint (column 11, lines 1-4). Accordingly, it would have been obvious to one of ordinary skill in the art at the time of fling to have constructed the system for knee replacement surgery of Chi to include a load cell embedded in a patella implant; the load cell measuring a load or gap for balancing of the patella implant in the knee joint as taught by Hershberger et al. as this data is used to assist with aligning the new joint line of the knee implant to the same position as the original joint line of the natural knee joint (column 11, lines 1-4). Regarding claim 2, Chi discloses the sensor comprises at least one of a force sensor, an ultrasonic sensor, a pressure sensor, or an optical sensor (“force sensor” ¶166, ¶168). Regarding claim 3, Chi discloses the tensioner comprises a manual spreader (4220, figure 22B it is manual as the user has to manually activate the system, it is not autonomous). Regarding claim 4, Chi discloses the tensioner device comprises a spring- loaded spreader (4107, figure 41, ¶162-163). Regarding claim 5, Chi discloses the tensioner comprises a motorized linear actuator (¶4220, ¶167). Regarding claim 6, Chi discloses the sensor measures an extension gap (¶160-161, figure 39) and a flexion gap (¶162, figure 41) of the knee joint during the knee replacement procedure, wherein the extension gap is measured at a zero degrees orientation of the knee joint (¶160-161) and the flexion gap is measured at a 90 degree orientation of the knee joint (¶162). Regarding claim 7, Chi discloses the claimed invention, including measurement of the gaps through a range of motion (¶63, ¶75, ¶160, ¶162, ¶166-168) but fails to expressly teach or disclose the range of motion of the knee joint is from 0 degrees to more than 120 degrees of rotation and rather only teaches a range of 0 to 90 degrees (¶75, ¶160, ¶162, ¶166-168). It would have been obvious to one having ordinary skill in the art at the time the invention was made to the have the measured range of motion of the knee joint is from 0 degrees to more than 120 degrees of rotation and rather than the range of 0 to 90 degrees as taught by Chi, since it has been held that where the general conditions of a claim are disclosed in the prior art (dynamically measuring the knee joint through knee movement), discovering the optimum or workable ranges involves only routine skill in the art. Regarding claim 8, Chi discloses a communication interface (4405, figure 44) between the sensor and the computing system, wherein the communication interface is a wired or a wireless communication interface (¶170). Regarding claim 10, Chi discloses the computer system displays a preoperative planning data simultaneously with a real-time measurement from the sensor (¶147, ¶170). Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Chi (US 2021/0137613) in view of Hershberger et al. (US 5,470,351) in further view of Otto et al. (US 2021/0059656). Regarding claim 9, Chi in view of Hershberger et al. discloses the claimed invention except for the wireless communication interface is a Bluetooth connection, an RFID connection, or a Wi-Fi connection. Otto et al. teaches the use of Wi-Fi or Bluetooth (¶67) as a form of wireless communication for the purpose of sending and receiving data from sensors to a computing system (¶67). Accordingly, it would have been obvious to one of ordinary skill in the art at the time of filing to have constructed the communication interface of Chi to be Wi-Fi or Bluetooth wireless communication as taught by Otto et al. as it is a known form of wireless communication for the purpose of sending and receiving data from sensors to a computing system. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. The cited references on the PTO-892 which are listed but not relied upon are pertinent prior art directly specifically to the aspect of a load cell embedded into a patellar implant for the purpose of measuring meaningful data for the tracking and positioning of knee implants within a patient. Johanson et al. (US 2009/0005708) and Kovacevic et al. (US 5,425,775) teach similar structures with slightly different approaches to measuring tibial-patellar and femoral-patellar forces/values. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MATTHEW JAMES LAWSON whose telephone number is (571)270-7375. The examiner can normally be reached Mon - Fri 6:30-3:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anita Coupe can be reached at 571-270-3614. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MATTHEW J LAWSON/Primary Examiner, Art Unit 3619
Read full office action

Prosecution Timeline

Jul 30, 2024
Application Filed
Oct 28, 2025
Non-Final Rejection mailed — §102, §103
Jan 28, 2026
Response Filed
Feb 18, 2026
Final Rejection mailed — §102, §103
May 07, 2026
Request for Continued Examination
May 11, 2026
Response after Non-Final Action
Jul 30, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12685649
IMPLANT BEARING REMOVAL GUIDE
1y 10m to grant Granted Jul 21, 2026
Patent 12672884
TOE IMPLANT ASSEMBLIES, KITS, SURGICAL METHODS, AND METHODS OF MANUFACTURING
2y 10m to grant Granted Jul 07, 2026
Patent 12667465
ADJUSTED STIFFNESS ORTHOPAEDIC IMPLANTS AND METHOD OF MANUFACTURE
2y 7m to grant Granted Jun 30, 2026
Patent 12661216
FEMORAL FIXATION
6y 9m to grant Granted Jun 23, 2026
Patent 12653693
EXPANDABLE IMPLANT ASSEMBLY
1y 8m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
99%
With Interview (+29.7%)
3y 4m (~1y 4m remaining)
Median Time to Grant
High
PTA Risk
Based on 1105 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month