Prosecution Insights
Last updated: October 22, 2026
Application No. 18/792,236

NOVEL BATTERY SYSTEMS BASED ON TWO-ADDITIVE ELECTROLYTE SYSTEMS

Non-Final OA §102
Filed
Aug 01, 2024
Priority
Jul 31, 2017 — continuation of 15/663,976 +1 more
Examiner
ESSEX, STEPHAN J
Art Unit
Tech Center
Assignee
Tesla Inc.
OA Round
1 (Non-Final)
66%
Grant Probability
Favorable
1-2
OA Rounds
1y 6m
Est. Remaining
50%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
462 granted / 699 resolved
+6.1% vs TC avg
Minimal -16% lift
Without
With
+-16.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
23 currently pending
Career history
729
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
64.5%
+24.5% vs TC avg
§102
17.2%
-22.8% vs TC avg
§112
14.4%
-25.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 699 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kawakami et al. (hereinafter “Kawakami”) (U.S. Pub. No. 2014/0038062 A1, cited by Applicant). Regarding claims 1-9, 15 and 18-20, Kawakami teaches a nonaqueous electrolytic solution secondary battery comprising a negative electrode, a positive electrode, and a nonaqueous electrolytic solution (see paragraph 522). The positive electrode active material may comprise a lithium transition metal composite oxide having a median particle size d50 of, for example, 1 µm (see paragraphs 706, 707, 722 and 723). The nonaqueous electrolytic solution which contains at least two lithium salts and a nonaqueous solvent capable of dissolving these salts (paragraph 220). The first lithium salt is lithium fluorosulfonate salt (see paragraph 221). The second lithium salt may be an inorganic lithium salt such as LiPF6 (see paragraph 228). As a nonaqueous solvent capable of dissolving the lithium salts, one alone or two or more different types of nonaqueous solvents may be used either singly or as combined to be a mixture thereof (see paragraph 245). Solvents which may be combined to be a mixture include saturated cyclic carbonates such as ethylene carbonate, and linear carbonates such as ethylmethyl carbonates (see paragraphs 246 and 252). The nonaqueous electrolytic solution may further comprise a cyclic sulfonate ester compound (see paragraph 303). Exemplary cyclic sulfonate ester compounds include disulfonate compounds such as methylenemethane disulfonate (first operative additive) or 1-propene-1,3-sultone (second operative additive; PES) (see paragraphs 315 and 423). Additionally, a cyclic sulfonate ester compound may be added to the nonaqueous electrolyte as an auxiliary agent (see paragraphs 287 and 303). As a cyclic sulfonate ester compound, ethylene sulfate (first operative additive; 1,3,2-dioxathiolane-2,2-dioxide) may be used (see paragraph 421). Kawakami teaches that the cyclic sulfonate ester compound may be contained in the nonaqueous electrolytic solution in an amount of at least 0.3% by mass, and at most 3% by mass (see paragraph 486). The overlap between this range and the claimed ranges of 0.25-6% (claims 1, 4 and 6) and at most about 2% by weight (claims 5 and 7) is such that the range of Kawakami is considered to anticipate the claimed ranges. Note that because Kawakami teaches that the disulfonate compound may comprise methylenemethane disulfonate or 1-propene-1,3-sultone, the cyclic sulfonate ester compound amount of 0.3% to 3% by mass is applicable to both the first and second operative additives as claimed. Kawakami teaches that the amount of the unsaturated cyclic carbonate may be at least 0.2% by mass, and at most 5% by mass (see paragraph 295). The overlap between this range and the claimed range of 0.25-6% is such that the range of Kawakami is considered to anticipate the claimed range. Regarding claim 3, Kawakami teaches that as a disulfonate compound, ethylenemethane disulfonate may be used (see paragraph 424). Regarding claim 10, Kawakami teaches that the nonaqueous solvent may further include a linear carboxylate ester such as methyl acetate (see paragraphs 268 and 269). Regarding claim 11, although Kawakami teaches tris(trimethylsilyl)phosphate as an exemplary other auxiliary agent (see paragraph 519), an other auxiliary agent is not required to be included in the nonaqueous electrolytic solution of Kawakami (see paragraph 287). Regarding claim 12, Kawakami does not teach tris(-trimethyl-silyl)-phosphite, and thus, one of ordinary skill in the art would presume it to be absent from the nonaqueous electrolytic solution of Kawakami. Regarding claim 13, although Kawakami teaches tris(trimethylsilyl)phosphate as an exemplary other auxiliary agent (see paragraph 519), an other auxiliary agent is not required to be included in the nonaqueous electrolytic solution of Kawakami (see paragraph 287). Kawakami does not teach tris(-trimethyl-silyl)-phosphite, and thus, one of ordinary skill in the art would presume it to be absent from the nonaqueous electrolytic solution of Kawakami. Regarding claim 14, Kawakami teaches that the lithium transition metal composite oxide of the positive electrode active material may include lithium cobalt composite oxides, lithium manganese composite oxides, and lithium nickel composite oxides, wherein a part of the transition metal composite oxide is substituted with another metal including Mn, Co and Ni (see paragraphs 706 and 707). Although Kawakami provides exemplary NMC oxides (see paragraph 708), Kawakami does not explicitly teach either NMC532 or NMC622. Nevertheless, NMC532 and NMC622 are well known and commonly used in the art, and one of ordinary skill would recognize that these composite oxides may be readily used as the positive electrode active material in the nonaqueous electrolytic solution secondary battery of Kawakami. Regarding claim 16, Kawakami teaches that the positive electrode active material may include a surface-adhering substance such as aluminum oxide (see paragraph 712). Regarding claim 17, although Kawakami does not explicitly teach a 95% retention of initial capacity after 200 cycles between 3.0 V and 4.3 V at a charging rate of C/3 CCCV at 40 °C, one of ordinary skill in the art would expect the battery of Kawakami to exhibit the claimed capacity retention because the battery of Kawakami is substantially identical to the claimed battery in terms of structure and composition. It has been held by the courts that where the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of either anticipation or obviousness has been established. See In re Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433 (CCPA 1977) (see MPEP § 2112.01). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to STEPHAN J ESSEX whose telephone number is (571)270-7866. The examiner can normally be reached Monday - Friday, 8:30 am - 6:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at (571) 272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STEPHAN J ESSEX/Primary Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Aug 01, 2024
Application Filed
Oct 06, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
66%
Grant Probability
50%
With Interview (-16.5%)
3y 8m (~1y 6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 699 resolved cases by this examiner. Grant probability derived from career allowance rate.

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