Prosecution Insights
Last updated: August 14, 2026
Application No. 18/792,576

DISPLAY DEVICE AND LIGHT MODULE THEREOF

Final Rejection §103
Filed
Aug 02, 2024
Priority
Sep 07, 2023 — TW 112134004
Examiner
APENTENG, JESSICA MCMILLAN
Art Unit
2875
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
E Ink Holdings Inc.
OA Round
4 (Final)
65%
Grant Probability
Favorable
5-6
OA Rounds
7m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allowance Rate
645 granted / 986 resolved
-2.6% vs TC avg
Strong +19% interview lift
Without
With
+19.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
30 currently pending
Career history
1045
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
62.6%
+22.6% vs TC avg
§102
25.5%
-14.5% vs TC avg
§112
6.6%
-33.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 986 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-3, 5, 8-10, and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Itoh et al. (US 2016/0062023 A1) in view of Jung (EP 3 299 706 A1), Lee (TW 201331673 A), Wan et al. (US 10,386,572 B1) and Nichol et al. (US 2023/0350122 A1). Regarding claim 1, Itoh et al. teaches a light module, comprising: a light guide plate (light guide plate 15; see at least figure 5), having an inner light emitting surface (see at least figure 5), an outer light emitting surface (see at least figure 5) opposite to the inner light emitting surface along a first direction (see at least figure 5), and a light incident surface (15a; light entrance portion) connecting the inner light emitting surface and the outer light emitting surface (see at least figure 5), wherein the light guide plate (light guide plate 15; figure 5) extends from the light incident surface (15a) along a second direction perpendicular to the first direction (see figure 5); PNG media_image1.png 538 446 media_image1.png Greyscale a first light source (16a; see at least figure 8), disposed on the light incident surface and located between the inner light emitting surface and the outer light emitting surface along the first direction (see at least figure 5 and 8), and an emitted light of the first light source having a first color temperature (paragraph [0153]); and PNG media_image2.png 464 626 media_image2.png Greyscale a second light source (16b; see at least figure 8), disposed on the light incident surface and located between the first light source and the inner light emitting surface along the first direction (see at least figure 5 and 8), and an emitted light of the second light source having a second color temperature (see at least paragraph [0153]), wherein a difference between the first color temperature and the second color temperature is greater than 2000K (see at least paragraph [0153]), Itoh et al. does not explicitly teach wherein the circuit substrate of [the first light source] is attached to the outer light emitting surface, and the circuit substrate of the second light source is attached to the inner light emitting surface and wherein the first light source and the second light source respectively include a circuit substrate and a plurality of light emitting elements arranged on the circuit substrate Jung (EP 3 299 706 A1) teaches wherein the first light source (222b) and the second light source (222a) respectively include a circuit substrate (221-2b; figure 3) and a plurality of light emitting elements (222a,222b) arranged on the circuit substrate (221-2b), wherein the circuit substrate (221-2b; figure 3) of the first light source (222b) is attached to the outer light emitting surface (see position of 220 in at least figure 2), and the circuit substrate (221-1a; figure 3) of the second light source (222a) is attached to the inner light emitting surface (inner surface of 240; figure 2). PNG media_image3.png 225 370 media_image3.png Greyscale PNG media_image4.png 303 423 media_image4.png Greyscale It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the invention to modify Itoh et al. to attach the circuit substrate to the outer light emitting surface and a second light source to the inner emitting surface as taught by Jung to reduce or prevent a dark area from occurring in a display area of a display apparatus in with the backlight or light module is disposed (see paragraph [0006] of Jung). Itoh et al. modified by Jung does not explicitly teach wherein in [the first light source] and [the second light source], each of the light emitting elements has a light emitting side, a back side opposite to the light emitting side, and a bottom side connected to the light emitting side and the back side, wherein the bottom side of each of the light emitting elements is attached on the circuit substrate, and the back side of each of the light emitting elements is free of being in contact with the circuit substrate and does not overlap the circuit substrate in the second direction. PNG media_image5.png 373 592 media_image5.png Greyscale Lee (TW 201331673 A) teaches wherein in the first light source (166; see figure 2) and the second light source (168; see figure 2), each of the light emitting elements has a light emitting side (see figure 2 where arrows show direction of the light emitting from the light sources 168 and 166), a back side (see left side of 168 and 166 in figure 2) opposite to the light emitting side (see figure 2 where arrows show direction of the light emitting from the light sources 168 and 166), and a bottom side connected to the light emitting side and the back side (see figure 2 where bottom sides of 168 and 166 are connected to the light emitting and back side of 166 and 168), wherein the bottom side of each of the light emitting elements (see figure 2 where bottom side of light emitting elements 166 and 166) is attached on the circuit substrate (162,164), and the back side of each of the light emitting elements (168,166) is free of being in contact with the circuit substrate (162,164) and does not overlap the circuit substrate (162, 164) in the second direction (see figure 2). It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention to modify Itoh et al. to position the backside of the first and second light source to be free of being in contact with the circuit substrate and the backside of the light emitting elements do not overlap with the circuit substrate in the second direction as taught by Lee so that the emitted light can fully utilize the light incident side ( see page 3, lines 1-7 of English translation TW 201331673 A1). Itoh et al. modified by Jung et al. and Lee are silent about wherein each of the light emitting elements is arranged on the circuit substrate with a pitch along a third direction perpendicular to the first direction and the second direction, wherein a portion of the circuit substrate overlaps the light guide plate in the first direction, and the portion of the circuit substrate has a width smaller than the pitch. Wan et al. (US 10,386,572 B1) teaches wherein each of the light emitting elements (72; figure 6) is arranged on the circuit substrate(108) with a pitch along a third direction perpendicular to the first direction and the second direction (see figure 6; column 11, lines 17-37), wherein a portion of the circuit substrate (108) overlaps the light guide plate in the first direction (see figure 6 ), and the portion of the circuit substrate (108) has a width smaller than the pitch (see figure 6 and 11). It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention to modify Itoh et al. to arrange the light emitting elements on the circuit substrate as taught by Wan et al. as an obvious design choice and alternative way of arranging the light emitting elements to achieve a desired illumination output. Itoh et al. modified by Jung et al., Lee and Wan et al. are silent about wherein the light guide plate comprises a light mixing area having a width in the second direction, and a ratio of the width of the light mixing area to the pitch is less than 1. Nichol et al. teaches wherein the light guide plate (104; figure 1 and paragraph [0206]) comprises a light mixing area (105; see paragraph [0206] and figure 1) having a width in the second direction, and a ratio of the width of the light mixing area to the pitch is less than 1 (see paragraph [0140] where the ratio of the width of the mixing area to the pitch can be selected from 0.5, 0.4. 0.3, 0.2, 0.1, etc.). It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention to modify the light guide plate of Itoh et al. to include a light mixing area as taught by Nichol et al. to achieve light uniformity within the light guide (see paragraph [0107] of Nichol et al.). Regarding claim 2, Itoh et al. teaches the light module of claim 1, wherein the emitted light of the first light source is one of a cold light with a color temperature greater than or equal to 5300K and a warm light with a color temperature less than or equal to 3300K (see at least paragraph [0153]). Regarding claim 3, Itoh et al. teaches the light module of claim 2, wherein the emitted light of the second light source is the other of the cold light with the color temperature greater than or equal to 5300K and the warm light with the color temperature less than or equal to 3300K (see at least paragraph [0153]). Regarding claim 5, Itoh et al. teaches the light module of claim 4, wherein the light guide plate (15; see at least figures 5 and 8) has a thickness in the first direction, each of the light emitting elements (16a, 16b) has a height in the first direction, the height is not greater than half of the thickness (see at least figures 5 and 8). Regarding claim 8, Itoh et al. teaches a display device, comprising: a display pane (101)l, having a display surface (see at least figure 19); a light module (see at least figures 5, 8 and 19), disposed on the display surface and comprising: a light guide plate (15; see at least figures 5 and 8), having an inner light emitting surface (see at least figure 5), an outer light emitting surface and a light incident surface (see at least figure 5), wherein the inner light emitting surface faces the display surface and is opposite to the outer light emitting surface along a first direction (see at least figures 5 and 8), and the light incident surface connects the inner light emitting surface and the outer light emitting surface (see at least figures 5 and 8), wherein the light guide plate (15) extends from the light incident surface along a second direction perpendicular to the first direction (see figure 5 and 8); a first light source (16a; see at least figure 5 and 8), disposed on the light incident surface and located between the inner light emitting surface and the outer light emitting surface along the first direction, and an emitted light of the first light source having a first color temperature (see paragraph [0153]); and a second light source (16b), disposed on the light incident surface and located between the first light source (16a) and the inner light emitting surface along the first direction (see at least figure 5 and 8), and an emitted light of the second light source having a second color temperature (see paragraph [0153]), wherein a difference between the first color temperature and the second color temperature is greater than 2000K (see at least paragraph [0153]), wherein the first light source (16a) and the second light source (16b) respectively include a circuit substrate (12; see at least figures 5 and 8) and a plurality of light emitting elements arranged on the circuit substrate (12), wherein the circuit substrate (12) of the first light source (16a) is attached to the outer light emitting surface, and the circuit substrate (12) of the second light source is attached to the inner light emitting surface (see at least figures 5 and 8). Itoh et al. does not explicitly teach wherein the first light source and the second light source respectively include a circuit substrate and a plurality of light emitting elements arranged on the circuit substrate, wherein the circuit substrate of [the first light source] is attached to the outer light emitting surface, and the circuit substrate of the second light source is attached to the inner light emitting surface. and Jung (EP 3 299 706 A1) teaches wherein the first light source (222b) and the second light source (222a) respectively include a circuit substrate (221-2b; figure 3) and a plurality of light emitting elements (222a,222b) arranged on the circuit substrate (221-2b), wherein the circuit substrate (221-2b; figure 3) of the first light source (222b) is attached to the outer light emitting surface (see position of 220 in at least figure 2), and the circuit substrate (221-1a; figure 3) of the second light source (222a) is attached to the inner light emitting surface (inner surface of 240; figure 2). It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the invention to modify Itoh et al. to attach the circuit substrate to the outer light emitting surface and a second light source to the inner emitting surface as taught by Jung to reduce or prevent a dark area from occurring in a display area of a display apparatus in with the backlight or light module is disposed (see paragraph [0006] of Jung). Itoh et al. modified by Jung does not explicitly teach wherein in [the first light source] and [the second light source], each of the light emitting elements has a light emitting side, a back side opposite to the light emitting side, and a bottom side connected to the light emitting side and the back side, wherein the bottom side of each of the light emitting elements is attached on the circuit substrate, and the back side of each of the light emitting elements is free of being in contact with the circuit substrate and does not overlap the circuit substrate in the second direction. PNG media_image5.png 373 592 media_image5.png Greyscale Lee (TW 201331673 A) teaches wherein in the first light source (166; see figure 2) and the second light source (168; see figure 2), each of the light emitting elements has a light emitting side (see figure 2 where arrows show direction of the light emitting from the light sources 168 and 166), a back side (see left side of 168 and 166 in figure 2) opposite to the light emitting side (see figure 2 where arrows show direction of the light emitting from the light sources 168 and 166), and a bottom side connected to the light emitting side and the back side (see figure 2 where bottom sides of 168 and 166 are connected to the light emitting and back side of 166 and 168), wherein the bottom side of each of the light emitting elements (see figure 2 where bottom side of light emitting elements 166 and 166) is attached on the circuit substrate (162,164), and the back side of each of the light emitting elements (168,166) is free of being in contact with the circuit substrate (162,164) and does not overlap the circuit substrate (162, 164) in the second direction (see figure 2). It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention to modify Itoh et al. to position the backside of the first and second light source to be free of being in contact with the circuit substrate and the backside of the light emitting elements do not overlap with the circuit substrate in the second direction as taught by Lee so that the emitted light can fully utilize the light incident side ( see page 3, lines 1-7 of English translation TW 201331673 A1). Itoh et al. modified by Jung et al. and Lee are silent about wherein each of the light emitting elements is arranged on the circuit substrate with a pitch along a third direction perpendicular to the first direction and the second direction, wherein a portion of the circuit substrate overlaps the light guide plate in the first direction, and the portion of the circuit substrate has a width smaller than the pitch. Wan et al. (US 10,386,572 B1) teaches wherein each of the light emitting elements (72; figure 6) is arranged on the circuit substrate(108) with a pitch along a third direction perpendicular to the first direction and the second direction (see figure 6; column 11, lines 17-37), wherein a portion of the circuit substrate (108) overlaps the light guide plate in the first direction (see figure 6 ), and the portion of the circuit substrate (108) has a width smaller than the pitch (see figure 6 and 11). It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention to modify Itoh et al. to arrange the light emitting elements on the circuit substrate as taught by Wan et al. as an obvious design choice and alternative way of arranging the light emitting elements to achieve a desired illumination output. Itoh et al. modified by Jung et al., Lee and Wan et al. are silent about wherein the display surface has a display area, and the light guide plate comprises a light mixing area between the light incident surface and the display area, the light mixing area has a width in the second direction, and a ratio of the width of the light mixing area to the pitch is less than 1. Nichol et al. teaches the display surface has a display area (108) wherein the light guide plate (104; figure 1 and paragraph [0206]) comprises a light mixing area (105; see paragraph [0206] and figure 1) having a width in the second direction, and a ratio of the width of the light mixing area to the pitch is less than 1 (see paragraph [0140] where the ratio of the width of the mixing area to the pitch can be selected from 0.5, 0.4. 0.3, 0.2, 0.1, etc.). It would have been obvious to one having ordinary skill in the art before the effective filing date of the invention to modify the light guide plate of Itoh et al. to include a light mixing area as taught by Nichol et al. to achieve light uniformity within the light guide (see paragraph [0107] of Nichol et al.). Regarding claim 9, Itoh et al. teaches the display device of claim 8, wherein the emitted light of the first light source (16a) is one of a cold light with a color temperature greater than or equal to 5300K and a warm light with a color temperature less than or equal to 3300K (see at least paragraph [0153]). Regarding claim 10, Itoh et al. teaches the display device of claim 9, wherein the emitted light of the second light source is the other of the cold light with the color temperature greater than or equal to 5300K and the warm light with the color temperature less than or equal to 3300K (see at least paragraph [0153]). Regarding claim 12, Itoh et al. teaches the display device of claim 11, wherein the light guide plate (15; see at least figure 5 and 8) has a thickness in the first direction, each of the light emitting elements has a height in the first direction, the height is not greater than half of the thickness (see at least figures 5 and 8). Claim(s) 6 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Itoh et al. (US 2016/0062023 A1) in view of Jung (EP 3 299 706 A1), , Lee (TW 201331673 A), Wan et al. (US 10,386,572 B1) and Nichol et al. (US 2023/0350122 A1)as applied to claim 5 and 12, respectively, above and further in view of Shigeta et al. (US 2011/0032450 A1). Regarding claim 6, Itoh et al. modified by Jung, Lee, Wan et al. and Nichol et al. teaches the light module of claim 5, but Itoh et al. does not explicitly teach wherein the height is not greater than 0.8 mm. Shigeta et al. teaches a height of the light guide plate (2) that is not greater than 0.8mm (see paragraph [0155] where height of light guide plate 2 is about 0.35 mm which is not greater than 0.8 mm). It would have been obvious to one having ordinary skill before the time of the effective filing date of the invention to modify the light guide of Itoh et al. to have a height not greater than 0.8mm as taught by Shigeta et al. to achieve a thickness reduction of the backlight device (see paragraph [0155] of Itoh et al.) Regarding claim 13, Itoh et al. modified by Jung, Lee , Wan et al. and Nichol et al. teaches the display device of claim 12, but does not explicitly teach wherein the height is not greater than 0.8 mm. Shigeta et al. teaches a height of the light guide plate (2) that is not greater than 0.8mm (see paragraph [0155] where height of light guide plate 2 is about 0.35 mm which is not greater than 0.8 mm). It would have been obvious to one having ordinary skill before the time of the effective filing date of the invention to modify the light guide of Itoh et al. to have a height not greater than 0.8mm as taught by Shigeta et al. to achieve a thickness reduction of the backlight device (see paragraph [0155] of Itoh et al.). Response to Arguments Applicant’s arguments with respect to claim(s) 1-3, 5-6, 8-10, and 12-13 have been considered but are moot in view of new grounds of rejection necessitated by applicant’s amendment of independent claims 1 and 8. New references, Lee (TW 201331673 A), and Nichol et al. (US 2023/0350122 A1), have been found to teach the newly recited limitations. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JESSICA MCMILLAN APENTENG whose telephone number is (571)272-5510. The examiner can normally be reached Monday-Friday 9:00 am-5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ABDULMAJEED AZIZ can be reached at 571-270-5046. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JESSICA M APENTENG/ Examiner, Art Unit 2875 /ABDULMAJEED AZIZ/ Supervisory Patent Examiner, Art Unit 2875
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Prosecution Timeline

Show 4 earlier events
Oct 08, 2025
Request for Continued Examination
Oct 13, 2025
Response after Non-Final Action
Nov 20, 2025
Non-Final Rejection mailed — §103
Jan 27, 2026
Response Filed
May 27, 2026
Final Rejection mailed — §103
Jul 17, 2026
Interview Requested
Jul 23, 2026
Applicant Interview (Telephonic)
Jul 27, 2026
Examiner Interview Summary

Precedent Cases

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Prosecution Projections

5-6
Expected OA Rounds
65%
Grant Probability
84%
With Interview (+19.1%)
2y 7m (~7m remaining)
Median Time to Grant
High
PTA Risk
Based on 986 resolved cases by this examiner. Grant probability derived from career allowance rate.

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