Prosecution Insights
Last updated: October 02, 2026
Application No. 18/794,334

ORAL CARE IMPLEMENT

Non-Final OA §102§103
Filed
Aug 05, 2024
Priority
Aug 14, 2023 — provisional 63/532,466
Examiner
RODGERS, THOMAS RAYMOND
Art Unit
Tech Center
Assignee
Colgate-Palmolive Company
OA Round
1 (Non-Final)
59%
Grant Probability
Moderate
1-2
OA Rounds
9m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
231 granted / 394 resolved
-1.4% vs TC avg
Strong +59% interview lift
Without
With
+59.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
49 currently pending
Career history
428
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
48.1%
+8.1% vs TC avg
§102
29.4%
-10.6% vs TC avg
§112
20.8%
-19.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 394 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statements (IDS) submitted on 12/23/2024 and 8/5/2024 are being considered. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim 20 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by Castaldo (US 2020/0128946). Regarding claim 20, Castaldo discloses a method of manufacturing a head of an oral care implement comprising: a) providing a base structure (Item 700), the base structure comprising a front surface (Figure 14 left) and an opposite rear surface (Figure 14 right); b) forming a first tuft block (Item 800) comprising a plurality of tuft holes (Paragraph 240) extending from a front surface, the first tuft block in contact with a first portion of the front surface of the base structure or a first portion of the rear surface of the base structure(by Item 850); and c) encapsulating the front and rear surfaces of the base structure while leaving the front surface of the first tuft block exposed to form a head subassembly (Item 400 is open for Item 900). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-13 and 15-19 are rejected under 35 U.S.C. 103 as being unpatentable over in view of Castaldo (US 2020/0128946). Regarding claim 1, Castaldo discloses an oral care implement comprising: a handle (Item 3); and a head (Item 2) coupled to the handle, the head comprising: a neck portion (Item 10); and a head portion (Item 7) coupled to the neck portion, the head portion comprising: a base structure (Item 4); a plurality of tuft blocks (Item 51) in contact with the base structure, each of the plurality of tuft blocks comprising a front surface, a rear surface, a perimeter extending from the front surface to the rear surface, and a plurality of bristle tufts extending from the front surface of each of the plurality of tuft blocks; and In this embodiment, Castaldo fails to explicitly disclose a guard structure, the guard structure encapsulating the base structure and surrounding the perimeter of a first one of the plurality of tuft blocks. In the second embodiment, Castaldo teaches a guard structure (Item 400), the guard structure encapsulating the base structure and surrounding the perimeter of a first one of the plurality of tuft blocks (Paragraph 242). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Castaldo to allow for the method step of overmolding as taught by the second embodiment. Such a modification would allow for a stiff inner member, with the option of softer material such that the user does not damage their gums. Regarding claim 2 and 13, Castaldo discloses the oral care implement according to claim 1 wherein each of the plurality of tuft blocks comprises a plurality of tuft holes formed in the front surface, the plurality of tuft holes receiving the plurality of bristle tufts (Paragraph 167 discusses how the bristles are held in holes). Regarding claim 3 and 15, Castaldo discloses the oral care implement according to claim 1 wherein the base structure comprises an aperture (Item 412), a coupling portion (Item 514) of the first one of the plurality of tuft blocks extending through the aperture. Regarding claim 4 and 16, Castaldo discloses the oral care implement according to claim 1 wherein the plurality of tuft blocks comprise a front portion, a rear portion, and a coupling portion, the front portion in contact with a front surface of the base structure and the rear portion in contact with a rear surface of the base structure, the coupling portion joining the front portion to the rear portion (Figure 3). Regarding claim 5 and 17, Castaldo discloses the oral care implement according to claim 1 wherein the base structure has a front surface and an opposite rear surface, a first portion of the front surface of the base structure in direct surface contact with the first one of the plurality of tuft blocks (Figure 2). Regarding claim 6, Castaldo discloses the oral care implement according to claim 1 wherein the first one of the plurality of tuft blocks comprises a plurality of protuberances (Item 513) extending from the rear surface of the first one of the plurality of tuft blocks, wherein the guard structure covers the rear surface of the first one of the plurality of tuft blocks (back end of Item 511), the plurality of protuberances remaining exposed. Regarding claim 7, Castaldo discloses the oral care implement according to claim 1 wherein the front surface of the first one of the plurality of tuft blocks and the guard structure are flush at an interface (best shown in Figure 3). Regarding claim 8, Castaldo discloses the oral care implement according to claim 1 wherein the head portion comprises a concave wall (best shown In figure 3 near marker 52) and a plurality of fingers extending from the wall (Item 416). Regarding claim 9, Castaldo discloses the oral care implement according to claim 8 wherein the plurality of fingers each comprise a horizontal portion extending from the wall along a horizontal plane, and wherein each of the plurality of fingers comprise a bend and a tip portion, the tip portion of the fingers diverging from the horizontal plane at the bend. PNG media_image1.png 562 732 media_image1.png Greyscale Regarding claim 10, Castaldo discloses the oral care implement according to claim 1 wherein the base structure has a front surface and an opposite rear surface, the guard structure encapsulating the rear surface of the base structure (best shown in Figure 14). Regarding claim 11, Castaldo discloses the oral care implement according to claim 1 wherein the base structure has a front surface (Figure 3 left of page) and an opposite rear surface (Figure 3 right of page), the base structure and the plurality of tuft blocks collectively covering an entirety of the rear surface of the base structure. Regarding claim 12, Castaldo discloses head of an oral care implement comprising: a neck portion (Item 10); and a head portion (Item 7) coupled to the neck portion, the head portion comprising: a base structure (Item 4) having a front surface and an opposite rear surface;; a plurality of tuft blocks (Item 51), each of the plurality of tuft blocks comprising a front surface, a rear surface, a perimeter extending from the front surface to the rear surface, and a plurality of bristle tufts extending from the front surface of each of the plurality of tuft blocks; and wherein a first portion of the front surface of the base structure is in direct surface contact with a first one of the plurality of tuft blocks (Figure 6). In this embodiment, Castaldo fails to explicitly disclose a guard structure, the guard structure encapsulating the base structure In the second embodiment, Castaldo teaches a guard structure (Item 400), the guard structure encapsulating the base structure and surrounding the perimeter of a first one of the plurality of tuft blocks (Paragraph 242). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Castaldo to allow for the method step of over molding as taught by the second embodiment. Such a modification would allow for a stiff inner member, with the option of softer material such that the user does not damage their gums. Regarding claim 18, Castaldo discloses the head according to claim 12 wherein each of the plurality of tuft blocks comprises a perimeter extending from the front surface to the rear surface (Figures 6 and 7). Regarding claim 19, Castaldo discloses the head according to claim 18 wherein the base structure intersects the perimeter of the first one of the plurality of tuft blocks (within Item 514). Claim 14 is rejected under 35 U.S.C. 103 as being unpatentable over in view of Castaldo (US 2020/0128946) in view of Goldberg (US 1,707,188) Regarding claim 14, Castaldo discloses the head according to claim 13. Castaldo fails to explicitly disclose wherein the plurality of tuft holes extend through the base structure. Goldberg teaches a toothbrush wherein the plurality of tuft holes extend through the base structure (Figure 1 Item 14). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Castaldo to drill completely through the brush head such that the tuft holes went through the tuft blocks and thus the base structure as taught by Goldberg. Such a modification would is inexpensive to manufacture (Goldberg Page 1 Lines 23-36). Further it is known that different bristles have different styles of tufts. Incorporating the tuft of Goldberg would lead to the predictable result of the bristles being properly held. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TOM R RODGERS whose telephone number is (313)446-4849. The examiner can normally be reached Monday thru Friday 8AM-5PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, David Posigian can be reached at (313) 446-6546. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TOM RODGERS/Primary Examiner, Art Unit 3723
Read full office action

Prosecution Timeline

Aug 05, 2024
Application Filed
Aug 31, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12745835
TOOTHBRUSH HEAD AND PART THEREOF
6y 3m to grant Granted Sep 29, 2026
Patent 12741358
FEEDING STRUCTURE AND FASTENING DEVICE
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Patent 12702257
HAND CLEANING TOOL INCLUDING INDIVIDUAL FINGER SCRAPERS
2y 11m to grant Granted Aug 11, 2026
Patent 12691557
Torque Stick and Wrench
5y 8m to grant Granted Jul 28, 2026
Patent 12672501
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3y 7m to grant Granted Jun 30, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
59%
Grant Probability
99%
With Interview (+59.2%)
2y 11m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 394 resolved cases by this examiner. Grant probability derived from career allowance rate.

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