Prosecution Insights
Last updated: October 26, 2026
Application No. 18/797,418

METHOD AND DEVICE WITH SHORT RESISTANCE ESTIMATION AND DETECTION

Final Rejection §102§103
Filed
Aug 07, 2024
Priority
Aug 22, 2023 — IN 202341056340 +1 more
Examiner
PRETLOW, DEMETRIUS R
Art Unit
2858
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
2 (Final)
86%
Grant Probability
Favorable
3-4
OA Rounds
2m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
614 granted / 711 resolved
+18.4% vs TC avg
Moderate +9% lift
Without
With
+8.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
29 currently pending
Career history
746
Total Applications
across all art units

Statute-Specific Performance

§101
5.2%
-34.8% vs TC avg
§103
46.5%
+6.5% vs TC avg
§102
16.9%
-23.1% vs TC avg
§112
27.7%
-12.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 711 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments with respect to claim(s) 1-9,11-18 and 20 have been considered but are moot due to new grounds of rejections below. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3,5-7,12-16, 17 and 20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yang et al. (US 20220016996) Regarding claims 1, 12 and 20, Yang et al. A system for estimating a short resistance of a target battery,(Note abstract) the system comprising: one or more processors; (901, Fig. 9) memory storing instructions (Note 902 Fig. 9) configured to cause the one or more processors to: determine voltage values of the target battery for a time period during a charging or discharging state of the target battery,( [0113] S52: Measure voltages of a reference battery and a target battery in a first charging process of a battery pack, ) wherein the time period is associated with a constant resistance value within the target battery, and wherein the constant resistance corresponds to an internal resistance of one or more electrochemical cells of the target battery;) Examiner’s position is that during charging or discharging the battery has a constant voltage. Examiner’s position is that applicants arguments states that it is known that during charging/discharging the resistance curve of a battery as a function of time is relatively flat and that one of ordinary skill in the art would understand the meaning of the term to be sufficiently constant resistance for the purpose of battery short evaluation. compare the voltage values with reference voltage values associated with a reference battery, ([0011] In the foregoing method, the battery management unit compares voltages of the target battery at two different moments by using the reference battery as a reference, to qualitatively determine whether an internal short circuit occurs in the battery. ) and based on the comparing, for the time period, determine a magnitude of a voltage deviation of the target battery with respect to the reference battery; (Note par. [0090] In the embodiments of the present application, the battery management unit 213 may check a voltage change of the target battery by using voltages of the reference battery in two charging processes as a reference, or may check a voltage change of the reference battery by using voltages of the target battery in two charging processes as a reference, and then, determine whether the target battery has an internal short circuit based on the voltage change. It may be understood that, when the voltages of the reference battery in the two charging processes are used as a reference, if the voltage change of the target battery corresponding to that the reference battery has a same voltage value in the two charging processes is greater than a preset threshold, it may be considered that the target battery has an internal short circuit.) detect a short circuit in the target battery based on the determined magnitude of the voltage deviation; (Note par. [0090] In the embodiments of the present application, the battery management unit 213 may check a voltage change of the target battery by using voltages of the reference battery in two charging processes as a reference, or may check a voltage change of the reference battery by using voltages of the target battery in two charging processes as a reference, and then, determine whether the target battery has an internal short circuit based on the voltage change. It may be understood that, when the voltages of the reference battery in the two charging processes are used as a reference, if the voltage change of the target battery corresponding to that the reference battery has a same voltage value in the two charging processes is greater than a preset threshold, it may be considered that the target battery has an internal short circuit. ) and estimate the short resistance of the target battery based on the constant resistance value and the magnitude of the voltage deviation. ([0176] S788: Calculate the internal short circuit resistance of the target battery based on the difference between the voltages of the reference battery at the third moment t1 and the fourth moment t4, the difference between the voltages of the target battery at the first moment t1 and the second moment t2, the integral values of the voltages of the reference battery from the fifth moment t5 to the sixth moment t6, the integral values of the voltages of the target battery from the first moment t1 to the second moment t2, and the integral values of the voltages of the target battery from the third moment t3 to the fourth moment t4.) Note the difference is considered a deviation. Regarding claims 2 and 13, Yang et al. teach herein the instructions are further configured to cause the one or more processors to: determine a first curve based on the voltage values determined within the time period, obtain a second curve based on the reference voltage values associated with the reference battery,(Note Fig. 8B) and calculate the magnitude of the voltage deviation based on a comparison of the first curve with the second curve. ((Note it is reasonable magnitude can be determined by Fig. 8 that displays the deviation between the curves) Regarding claim 3, Yang et al. teach wherein the detecting of the short circuit in the target battery comprises: comparing the magnitude of the voltage deviation with a voltage threshold value; and based on determining that the magnitude of the voltage deviation is greater than the voltage threshold value, detecting the short circuit in the target battery. (If the battery management system determines that a difference between the second voltage V2(t1) and the third voltage V2(t2) is greater than a preset threshold, the target battery has an internal short circuit. Otherwise, the target battery does not have an internal short circuit.) Regarding claims 5 and 15, Yang et al. teach determining of the voltage values comprises: determining a current voltage of the target battery; ,( [0113] S52: Measure voltages of a reference battery and a target battery in a first charging process of a battery pack, ) wherein the time period is associated with a constant resistance value within the target battery, and wherein the constant resistance corresponds to an internal resistance of one or more electrochemical cells of the target battery) and determining the voltage values within the time period based on the current voltage reaching a pre-defined battery voltage. ([0006] According to a first aspect, an embodiment of this application provides a battery pack internal short circuit detection method. The method includes measuring, by a battery management unit, voltages of a reference battery and a target battery in a first charging process of a battery pack, where a voltage value of the reference battery at a first moment t1 is a first voltage V.sub.set1, a voltage value of the target battery at the first moment t1 is a second voltage V2(t1), and the battery pack includes the reference battery and the target battery, measuring voltages of the reference battery and the target battery in a second charging process of the battery pack) Regarding claims 6 and 16, Yang et al. teach wherein the time period (Note time in Fig. 8B) is associated with timestamps (Note at least times of Fig. 8 are implicitly associated with timestamps because every time interval happens at some point in time and that point in time is broadly interpreted as a timestamp), each voltage value corresponds to a product of a total resistance and a total current within the target battery at a time of a corresponding timestamp, and each reference voltage value corresponds to a product of a total resistance and a total current within the reference battery at a time of a corresponding timestamp. (Examiner’s position is that the target and reference voltages of Fig. 8 correspond to the product of total resistance and total current implicitly taught because the according to Ohm’s Law , voltages is calculated as the product of current and resistance. Regarding claims 7 and 17, Yang et al. teach wherein the target battery comprises, or is comprised in, a rechargeable lithium-ion (Li-ion) battery. (Note par. 0003 and par. 0012)) Regarding claims 3 and 14, Yang et al. teach wherein the instructions are further configured to cause the one or more processors: compare the magnitude of the voltage deviation with a voltage threshold value, and based on determining that the magnitude of the voltage deviation is greater than the voltage threshold value, detect the short circuit in the target battery. (Note par. 0132, If the battery management system determines that a difference between the second voltage V2(t1) and the third voltage V2(t2) is greater than a preset threshold, the target battery has an internal short circuit. Otherwise, the target battery does not have an internal short circuit.) Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 8, 9 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Yang et al. (US 20220016996) in view of Wang et al. (US 20220352737). Yang et al. teach the instant invention except the following claim limitations. Regarding claim 8, Yang et al. does not teach comparing the estimated short resistance with a short resistance threshold value; and based on determining that the estimated short resistance is less than the short resistance threshold value, initiating a remediation action. Wang et al. teach the estimated short resistance with a short resistance threshold value; and based on determining that the estimated short resistance is less than the short resistance threshold value, initiating a remediation action. (Note par. 0009, In box 1518, each shorting resistance R.sub.j is compared to a resistance threshold and an alarm is generated if the a R.sub.j is less than the resistance threshold, indicating a short circuit.) Therefore it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify Yang et al. to include the teaching of comparing the estimated short resistance with a short resistance threshold value; and based on determining that the estimated short resistance is less than the short resistance threshold value, initiating a remediation action to notify the driver that there is an abnormality. Regarding claim 9, Yang et al. does not teach wherein the remediation action comprises rendering an alert or controlling use of the battery. Wang et al. teach wherein the remediation action comprises rendering an alert or controlling use of the battery. (Note par. 0009, In box 1518, each shorting resistance R.sub.j is compared to a resistance threshold and an alarm is generated if the a R.sub.j is less than the resistance threshold, indicating a short circuit.) Therefore it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify Yang et al. to include the teaching of teach wherein the remediation action comprises rendering an alert or controlling use of the battery to notify the driver that there is an abnormality. Regarding claim 18, Yang et al. does not teach comparing the estimated short resistance with a short resistance threshold value; and based on determining that the estimated short resistance is less than the short resistance threshold value, initiating a remediation action. Wang et al. teach the estimated short resistance with a short resistance threshold value; and based on determining that the estimated short resistance is less than the short resistance threshold value, initiating a remediation action. (Note par. 0009, In box 1518, each shorting resistance R.sub.j is compared to a resistance threshold and an alarm is generated if the a R.sub.j is less than the resistance threshold, indicating a short circuit.) Therefore it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify Morikita et al. to include the teaching of comparing the estimated short resistance with a short resistance threshold value; and based on determining that the estimated short resistance is less than the short resistance threshold value, initiating a remediation action to notify the driver that there is an abnormality. Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Yang et al. (US 20220016996) in view of Bae et al. (US 20210318388). Yang et al. teach the instant invention except the following claim limitations. Regarding claim 11, Yang et al. does not teach wherein the constant resistance value, the time period, and the reference voltage values are pre-stored in a memory associated with the battery-enabled device. Bae et al. teach wherein the constant resistance value, the time period, and the reference voltage values are pre-stored in a memory associated with the battery-enabled device.( [0198] Preferably, the pre-stored reference resistance may include a reference resistance calculated based on the reference voltage pre-stored in the storing unit 105. That is, the pre-stored reference resistance corresponds to the pre-stored reference voltage, and may be a resistance calculated based on the OCV when the battery cell 11 is charged at a predetermined cycle so that the voltage of the battery cell 11 reaches the reference charge voltage. The pre-stored reference resistance may be stored in the storing unit 105. Examiner’s position is that when data is stored in memory it has at least a date which is interpreted as time period.) Therefore it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify Yang to include the teaching of wherein the constant resistance value, the time period, and the reference voltage values are pre-stored in a memory associated with the battery-enabled device to estimate the degradation state of the battery. (Note Bae eta l. abstract) Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Yang et al. (US 20220016996) in view of Cho et al. (KR 20200011014A). Yang et al. teach the instant invention except the following claim limitations. Regarding claim 4, Morikita et al. does not teach wherein the short resistance is proportional to a ratio of the magnitude of the voltage deviation and the constant resistance value. Cho et al. teach wherein the short resistance is proportional to a ratio of the magnitude of the voltage deviation and the constant resistance value. (Note par. 0046 [0046] Referring to FIG. 3a, while the battery (10) is being charged with constant current (CC) charging, the charging current (I) supplied to the battery (10) has a constant value, and the voltage (V) of the battery (10) gradually increases. When an internal short circuit (IS) occurs in the battery (10) during constant current (CC) charging, the voltage (V) of the battery (10) drops sharply and then rises again. Referring to FIG. 2, this phenomenon occurs because the equivalent resistance of the battery (10), that is, the combined resistance of the internal resistance (RB) and the short circuit resistance (RS) of the battery (10), changes instantaneously due to an internal short circuit of the battery (10). Examiner position is that the voltage (V) increases is interpreted as voltage deviation and the internal resistance (constant resistance) and the short circuit resistance changes instantaneously due to the internal short circuit caused by the voltage deviation thereby suggesting short resistance is proportional and affected by the voltage deviation and the internal resistance. Therefore it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify Yang et al. to include the teaching of wherein the short resistance is proportional to a ratio of the magnitude of the voltage deviation and the constant resistance value to observe the affect of the short-circuit resistance when the voltage varies. Allowable Subject Matter Claims 10 and 19 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Regarding claim 10 and 19 wherein the estimating of the short resistance comprises calculating, using an electrochemical-thermal model, the short resistance utilizing the constant resistance value and the magnitude of the voltage deviation of the voltage values with respect to the reference voltage values. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DEMETRIUS R PRETLOW whose telephone number is (571)272-3441. The examiner can normally be reached M-F, 5:30-1:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Lee Rodak can be reached at 571-270-5628. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DEMETRIUS R PRETLOW/Examiner, Art Unit 2858 /JERMELE M HOLLINGTON/Primary Examiner, Art Unit 2858
Read full office action

Prosecution Timeline

Aug 07, 2024
Application Filed
Apr 01, 2026
Non-Final Rejection mailed — §102, §103
Jul 23, 2026
Examiner Interview Summary
Jul 23, 2026
Applicant Interview (Telephonic)
Aug 03, 2026
Response Filed
Oct 08, 2026
Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
86%
Grant Probability
95%
With Interview (+8.6%)
2y 5m (~2m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 711 resolved cases by this examiner. Grant probability derived from career allowance rate.

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