Prosecution Insights
Last updated: August 18, 2026
Application No. 18/797,692

METHOD AND APPARATUS FOR FAST SERVING CELL ACTIVATION

Non-Final OA §102§103
Filed
Aug 08, 2024
Priority
Mar 28, 2019 — continuation of PCTCN2019080239 +1 more
Examiner
NGUYEN, MINH TRANG T
Art Unit
Tech Center
Assignee
ZTE Corporation
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
5m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
811 granted / 900 resolved
+30.1% vs TC avg
Moderate +6% lift
Without
With
+5.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
21 currently pending
Career history
915
Total Applications
across all art units

Statute-Specific Performance

§101
8.5%
-31.5% vs TC avg
§103
41.9%
+1.9% vs TC avg
§102
36.0%
-4.0% vs TC avg
§112
5.1%
-34.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 900 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-5, 7-13, 15-16 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Kakishima et al (US 2022/0303811) (hereinafter Kakishima). Regarding claim 1, Kakishima discloses a method for Secondary Cell (SCell) activation, comprising: activating, by a user equipment (UE) (see Kakishima, Fig. 3, e.g., UE 20), a SCell by using a Synchronization Signal Block (SSB) of a reference SCell, a Channel State Information Reference Signal (CSI-RS) of the reference SCell, or a Tracking Reference Signal (TRS) of the reference SCell for performing time-frequency synchronization or Automatic Gain Control (AGC) adjustment for the SCell to be activated (see Kakishima, p. [0058], e.g., the base station 10 causes the user equipment 20 to report Layer 1-Reference Signal Received power (L1-RSRP) based on a Synchronization Signal Block (SSB) and/or a CSI-RS, and p. [0159], [0174], e.g., the receiving unit 220 of the user equipment 20 receives a signal transmitted from the base station 10, and if the received signal includes configuration information that is for regarding a specific SCell as a known cell and that is for causing the user equipment 20 to activate the specific SCell, the control unit 230 of the user equipment 20 may activate the specific SCell while regarding the specific SCell as an unknown cell). Regarding claim 2, Kakishima discloses the method of claim 1, wherein antenna ports of the SCell to be activated and the reference SCell are quasi co-located (see Kakishima, p. [0031-0032], e.g., a reference signal and a PDSCH that is a channel for transmitting data are QCL implies that the reference signal and the data have a relationship such that the reference signal and the data are transmitted with a same beam, and p. [0073], e.g., the user equipment 20 may apply a receiving beam to the reactivated SCell while assuming a TCI state or QCL that is the same as the TCI state or the QCL employed before deactivation of the SCell). Regarding claim 3, Kakishima discloses the method of claim 1, comprising receiving, by the User Equipment (UE), reference information for the SCell via Radio Resource Control (RRC) reconfiguration message (see Kakishima, p. [0040], e.g., repetition in which the base station 10 repeatedly transmits a CSI-RS with the same beam, can be configured by RRC signaling (CSI-RS with repetition on or off), and p. [0046-0049]). Regarding claim 4, Kakishima discloses the method of claim 3, wherein the reference information includes at least one of following parameters: a cell ID of the reference SCell (see Kakishima, p. [0122], e.g., a UE has sent a valid measure report for the SCell to be activated, and the measured SSB remains detectable according to a cell identification condition), or an index of reference SCell; a SSB index mapping between the reference SCell and the SCell to be activated to indicate the relationship between the reference SSB index and SSB index for the SCell to be activated; a CSI-RS index mapping between the reference SCell and the SCell to be activated to indicate the relationship between the reference CSI-RS index and CSI-RS index for the SCell to be activated; a TRS index mapping between the reference SCell and the SCell to be activated to indicate the relationship between the reference TRS index and TRS index for the SCell to be activated; a cell-level power offset between the reference SCell and the SCell to be activated; a power offset for SSB beam between the reference SCell and the SCell to be activated; a power offset for CSI-RS beam between the reference SCell and the SCell to be activated; and a power offset for TRS beam between the reference TRS and the SCell to be activated. . Regarding claim 5, Kakishima discloses the method of claim 1, wherein performing, by the UE, the time-frequency synchronization comprises: upon receiving a medium access control element (MAC CE) or a RRC reconfiguration message for SCell activation (see Kakishima, p. [0101], e.g., a two-step configuration has been adopted in which it is added to PCell by Radio Resource Control (RRC) and then activated/deactivated by Medium Access Control (MAC) Control Element (CE)), detecting the SSB or the CSI-RS or the TRS in the reference SCell according to a reference cell index and a SSB or CSI-RS or TRS index mapping between the reference SCell and the SCell to be activated. Regarding claim 7, Kakishima discloses a method for Secondary Cell (SCell) activation comprising: configuring, by a Base Station (BS) (see Kakishima, Fig. 3, e.g., base station 10), reference information for a SCell (see Kakishima, p. [0159], e.g., The transmitting unit 110 of the base station 10 includes a function for generating a transmit signal from transmit data) ; transmitting, by the BS to a User Equipment (UE), via a Radio Resource Control (RRC) reconfiguration message, the reference information for a SCell for the UE to activate the SCell by using the reference information of the SCell to detect a Synchronization Signal Block (SSB) of a reference SCell (see Kakishima, p. [0058], e.g., the base station 10 causes the user equipment 20 to report Layer 1-Reference Signal Received power (L1-RSRP) based on a Synchronization Signal Block (SSB) and/or a CSI-RS, and p. [0159], [0174], e.g., the receiving unit 220 of the user equipment 20 receives a signal transmitted from the base station 10, and if the received signal includes configuration information that is for regarding a specific SCell as a known cell and that is for causing the user equipment 20 to activate the specific SCell, the control unit 230 of the user equipment 20 may activate the specific SCell while regarding the specific SCell as an unknown cell), a Channel State Information Reference Signal (CSI-RS) of the reference SCell, or a Tracking Reference Signal (TRS) of the reference SCell for time-frequency synchronization or Automatic Gain Control (AGC) adjustment for the SCell. Regarding claim 8, Kakishima discloses the method of claim 7, wherein the reference information includes at least one of following parameters: a cell ID of the reference SCell (see Kakishima, p. [0122], e.g., a UE has sent a valid measure report for the SCell to be activated, and the measured SSB remains detectable according to a cell identification condition), or an index of reference SCell; a SSB index mapping between the reference SCell and the SCell to be activated to indicate the relationship between the reference SSB index and SSB index for the SCell to be activated; a CSI-RS index mapping between the reference SCell and the SCell to be activated to indicate the relationship between the reference CSI-RS index and CSI-RS index for the SCell to be activated; a TRS index mapping between the reference SCell and the SCell to be activated to indicate the relationship between the reference TRS index and TRS index for the SCell to be activated; activated; a cell-level power offset between the reference SCell and the SCell to be activated; a power offset for SSB beam between the reference SCell and the SCell to be a power offset for CSI-RS beam between the reference SCell and the SCell to be activated; and a power offset for TRS beam between the reference TRS and the SCell to be activated. Regarding claim 9, Kakishima discloses a User Equipment (UE) (see Kakishima, Fig. 3, e.g., UE 20) configured for Secondary Cell (SCell) activation, the UE comprising a memory and a processor being configured to: activate a SCell by using a Synchronization Signal Block (SSB) of a reference SCell, a Channel State Information Reference Signal (CSI-RS) of the reference SCell (see Kakishima, p. [0058], e.g., the base station 10 causes the user equipment 20 to report Layer 1-Reference Signal Received power (L1-RSRP) based on a Synchronization Signal Block (SSB) and/or a CSI-RS, and p. [0159], [0174], e.g., the receiving unit 220 of the user equipment 20 receives a signal transmitted from the base station 10, and if the received signal includes configuration information that is for regarding a specific SCell as a known cell and that is for causing the user equipment 20 to activate the specific SCell, the control unit 230 of the user equipment 20 may activate the specific SCell while regarding the specific SCell as an unknown cell), or a Tracking Reference Signal (TRS) of the reference SCell for performing time-frequency synchronization or Automatic Gain Control (AGC) adjustment for the SCell to be activated. Regarding claim 10, Kakishima discloses the User Equipment of claim 9, wherein antenna ports of the SCell to be activated and the reference SCell are quasi co-located (see Kakishima, p. [0031-0032], e.g., a reference signal and a PDSCH that is a channel for transmitting data are QCL implies that the reference signal and the data have a relationship such that the reference signal and the data are transmitted with a same beam, and p. [0073], e.g., the user equipment 20 may apply a receiving beam to the reactivated SCell while assuming a TCI state or QCL that is the same as the TCI state or the QCL employed before deactivation of the SCell). Regarding claim 11, Kakishima discloses the User Equipment of claim 9, wherein the processor is configured to receive, via a receiver, reference information for the SCell via Radio Resource Control (RRC) reconfiguration message (see Kakishima, p. [0040], e.g., repetition in which the base station 10 repeatedly transmits a CSI-RS with the same beam, can be configured by RRC signaling (CSI-RS with repetition on or off), and p. [0046-0049]). Regarding claim 12, Kakishima discloses the User Equipment of claim 11, wherein the reference information includes at least one of following parameters: a cell ID of the reference SCell (see Kakishima, p. [0122], e.g., a UE has sent a valid measure report for the SCell to be activated, and the measured SSB remains detectable according to a cell identification condition), or an index of reference SCell; a SSB index mapping between the reference SCell and the SCell to be activated to indicate the relationship between the reference SSB index and SSB index for the SCell to be activated; a CSI-RS index mapping between the reference SCell and the SCell to be activated to indicate the relationship between the reference CSI-RS index and CSI-RS index for the SCell to be activated; a TRS index mapping between the reference SCell and the SCell to be activated to indicate the relationship between the reference TRS index and TRS index for the SCell to be activated; activated; a cell-level power offset between the reference SCell and the SCell to be activated; a power offset for SSB beam between the reference SCell and the SCell to be a power offset for CSI-RS beam between the reference SCell and the SCell to be activated; and a power offset for TRS beam between the reference TRS and the SCell to be activated. Regarding claim 13, Kakishima discloses the User Equipment of claim 9, wherein performing, by the UE, the time-frequency synchronization comprises: upon receiving a MAC CE or a RRC reconfiguration message for SCell activation, the processor is further configured to detect the SSB/CSI-RS/TRS in the reference SCell according to a reference cell index and a SSB/CSI-RS/TRS index mapping between the reference SCell and the SCell to be activated. Regarding claim 15, Kakishima discloses a Base Station (see Kakishima, p. [0058], e.g., the base station 10) configured for Secondary Cell (SCell) activation, the BS comprising a memory and a processor being configured to: configure reference information for a SCell; transmit, to a User Equipment (UE), via a Radio Resource Control (RRC) reconfiguration message, the reference information for a SCell for the UE to activate the SCell by using the reference information of the SCell to detect a Synchronization Signal Block (SSB) of a reference SCell, a Channel State Information Reference Signal (CSI-RS) of the reference SCell (see Kakishima, p. [0058], e.g., the base station 10 causes the user equipment 20 to report Layer 1-Reference Signal Received power (L1-RSRP) based on a Synchronization Signal Block (SSB) and/or a CSI-RS, and p. [0159], [0174], e.g., the receiving unit 220 of the user equipment 20 receives a signal transmitted from the base station 10, and if the received signal includes configuration information that is for regarding a specific SCell as a known cell and that is for causing the user equipment 20 to activate the specific SCell, the control unit 230 of the user equipment 20 may activate the specific SCell while regarding the specific SCell as an unknown cell), or a Tracking Reference Signal (TRS) of the reference SCell for time-frequency synchronization or Automatic Gain Control (AGC) adjustment for the SCell. Regarding claim 16, Kakishima discloses the Base Station of claim 15, wherein the reference information includes at least one of following parameters: a cell ID of the reference SCell (see Kakishima, p. [0122], e.g., a UE has sent a valid measure report for the SCell to be activated, and the measured SSB remains detectable according to a cell identification condition), or an index of reference SCell; a SSB index mapping between the reference SCell and the SCell to be activated to indicate the relationship between the reference SSB index and SSB index for the SCell to be activated; a CSI-RS index mapping between the reference SCell and the SCell to be activated to indicate the relationship between the reference CSI-RS index and CSI-RS index for the SCell to be activated; a TRS index mapping between the reference SCell and the SCell to be activated to indicate the relationship between the reference TRS index and TRS index for the SCell to be activated; activated; a cell-level power offset between the reference SCell and the SCell to be activated; a power offset for SSB beam between the reference SCell and the SCell to be a power offset for CSI-RS beam between the reference SCell and the SCell to be activated; and a power offset for TRS beam between the reference TRS and the SCell to be activated. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 6 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Kakishima in view of Kim et al (US 2021/0258057) (Hereinafter Kim). Regarding claim 6, Kakishima does not expressly disclose the method of claim 1, wherein performing, by the UE, the AGC adjustment comprises: upon receiving a MAC CE or a RRC reconfiguration message for SCell activation, performing the AGC adjustment according to a received cell-level power offset or a power offset for SSB or CSI-RS or TRS beam between the reference SCell and the SCell to be activated. Kim discloses the above recited limitations (see Kim, [0148-0149], e.g., A SCell is activated, and p. [0193], e.g., it is necessary to determine a range of limiting power offsets of the SSB and the PDCCH, and p. [0199], e.g., it is necessary for a power offset between the SSB and the PDCCH to be limited to a certain level. This helps reception automatic gain control (AGC) to be effectively performed). It would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to incorporate Kim’s teachings into Kakishima. The suggestion/motivation would have been to provide a range of limiting power offsets of the SSB and the PDCCH in order to help reception automatic gain control (AGC) to be effectively performed. Regarding claim 14, the combined teaching of Kakishima and Kim disclose the User Equipment of claim 9, wherein performing, by the UE, the AGC adjustment comprises: upon receiving a MAC CE or a RRC reconfiguration message for SCell activation, the processor is further configured to perform the AGC adjustment according to a received cell- level power offset or a power offset for SSB/CSI-RS/TRS beam between the reference SCell and the SCell to be activated (see Kim, [0148-0149], e.g., A SCell is activated, and p. [0193], e.g., it is necessary to determine a range of limiting power offsets of the SSB and the PDCCH, and p. [0199], e.g., it is necessary for a power offset between the SSB and the PDCCH to be limited to a certain level. This helps reception automatic gain control (AGC) to be effectively performed) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MINH TRANG T NGUYEN whose telephone number is (571)270-5248. The examiner can normally be reached M-F 8:30am-6:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chirag C Shah can be reached at 571-272-3144. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MINH TRANG T NGUYEN/Primary Examiner, Art Unit 2477
Read full office action

Prosecution Timeline

Aug 08, 2024
Application Filed
Jul 28, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
96%
With Interview (+5.7%)
2y 5m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 900 resolved cases by this examiner. Grant probability derived from career allowance rate.

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