Prosecution Insights
Last updated: July 17, 2026
Application No. 18/797,914

PIEZOELECTRIC FILM DEVICE, TRANSDUCER, AND METHOD FOR MANUFACTURING PIEZOELECTRIC FILM DEVICE

Non-Final OA §102
Filed
Aug 08, 2024
Priority
Aug 10, 2023 — JP 2023-131327
Examiner
JOSHI, SUNITA
Art Unit
2691
Tech Center
2600 — Communications
Assignee
Rohm Co., Ltd.
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
911 granted / 1125 resolved
+19.0% vs TC avg
Moderate +6% lift
Without
With
+6.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
18 currently pending
Career history
1144
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
86.8%
+46.8% vs TC avg
§102
8.1%
-31.9% vs TC avg
§112
0.7%
-39.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1125 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I- Claims 1-7 in the reply filed on April 21, 2026 is acknowledged. Non-elected claims 8 ad 9 are withdrawn. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 and 7 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Suzuki et.al. (WO2022/264654A1), hereinafter Suzuki. As to Claim 1, Suzuki teaches a piezoelectric film device( a transducer with a piezoelectric element, abstract) comprising: a substrate (substrate 4) having a first surface and a second surface facing opposite directions ( Figure 3, the substrate 4 having a top and bottom surface) ; a support portion ( cantilever 40 ) supporting the first surface and fixed to an installation surface( connecting portion 7a); and a piezoelectric film( piezoelectric element 10) provided on the second surface( portion of the piezoelectric element 10 placed on the vibrating membrane 7 (the entire piezoelectric element 10 in this embodiment, Figure 3) and displaced in a first direction together with the substrate in response to application of a bias voltage and a drive voltage,( the cantilever 40 is deformed around the fixed end 40a. When a voltage corresponding to the audio signal is continuously applied between the lower electrode 11 and the upper electrode 13, the cantilever 40 vibrates so that the free end 40b of the cantilever 40 reciprocates in the Z direction. See at least page 7 lines 3-10) wherein the substrate (substrate 4) has a first region( fixed end 40a) supported by the support portion (cantilever portion 4) and a second region( free end 40b) not supported by the support portion ( cantilever portion 4) as regions of the first surface, and in a state where the bias voltage and the drive voltage are not applied( that is neutral position), the substrate is formed to be warped such that the second region is located closer to the installation surface side in the first direction than the first region, ( the neutral position of the cantilever 40, the cantilever 40 is held in a warped posture such that the free end 40b hangs down toward the cavity 5 with respect to the fixed end 40a. The neutral position of the cantilever 40 refers to the position (orientation) of the cantilever when the piezoelectric element is not deformed by an input electrical signal or an input sound wave. See at least page 6, [0005]). As to Claim 7, Suzuki teaches the limitations of Claim 1, and a transducer comprising the piezoelectric film device according to claim 1 as a transducer comprising: a support having a cavity; a vibration film provided opposite the cavity and capable of vibrating in the opposite direction; a piezoelectric element of which at least a part is formed on the vibration film; and an insulating film disposed on the vibration film. See at least abstract. Allowable Subject Matter Claims 2-6 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SUNITA JOSHI whose telephone number is (571)270-7227. The examiner can normally be reached 8-3. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Duc Nguyen can be reached at 5712727503. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SUNITA JOSHI/Primary Examiner, Art Unit 2691
Read full office action

Prosecution Timeline

Aug 08, 2024
Application Filed
May 26, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
87%
With Interview (+6.0%)
2y 2m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1125 resolved cases by this examiner. Grant probability derived from career allowance rate.

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