Prosecution Insights
Last updated: October 01, 2026
Application No. 18/798,019

ROBUST UPLINK AND DOWNLINK BEAM INDICATION

Final Rejection §102§103§DOUBLEPATENT
Filed
Aug 08, 2024
Priority
Feb 12, 2020 — nonprovisional of PCTCN2020074956 +1 more
Examiner
LEE, CHI HO A
Art Unit
Tech Center
Assignee
Apple Inc.
OA Round
2 (Final)
92%
Grant Probability
Favorable
3-4
OA Rounds
1m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 92% — above average
92%
Career Allowance Rate
1273 granted / 1382 resolved
+32.1% vs TC avg
Minimal +5% lift
Without
With
+4.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
31 currently pending
Career history
1410
Total Applications
across all art units

Statute-Specific Performance

§101
4.5%
-35.5% vs TC avg
§103
43.7%
+3.7% vs TC avg
§102
22.2%
-17.8% vs TC avg
§112
14.3%
-25.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1382 resolved cases

Office Action

§102 §103 §DOUBLEPATENT
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-4, 6-7, 8-11, 13-18 and 20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1, 3-5, 8, 10-12, 15, and 17-20 of U.S. Patent No. 12,107.797. Although the conflicting claims are not identical, they are not patentably distinct from each other because 1, 3-5, 8, 10-12, 15, and 17-20 of U.S. Patent No. 12,107.797 encompasses the limitations of claims 1-4, 6-7, 8-11, 13-18 and 20 of instant application. Moreover, omission of a reference element whose function is not needed would be obvious to one of ordinary skill in the art. It is well settled that the omission of an element and its functions is an obvious expedient if the remaining elements performs the same function as before In re Karlson, 163 USPQ 184 (CCPA 1963). Also note Ex parte Rainu, 168 USPQ 375 (Bd. App. 1969). Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-4, 6-11, 13-18 and are rejected under 35 U.S.C. 102(a)(2) as being anticipated by MOLAVIANJAZI et al PG PUB 2021/0184812. Re Claims 1, 8 and 15, MOLAVIANJAZI et al teaches in figure 8, 820, a gNB (an Access node: processing circuitry and PHY circuitry) identifying uplink communication beam (a first communication beam) and figure 9, 910 teaches the gNB identifying downlink communication beam (a second communication beam) among the plurality of beams wherein the gNB generating a beam indication resource as defined based on a unified TCI state (a universal TCI state) [0152] that identifies the uplink and downlink with beam indexes (beam information) [0175] associated with PUSCH or PDSCH wherein each unified TCI state contains (includes) parameters (applicability information) for configuring the PDSCH, PDCCH etc [0112]; the gNB provides the generated unified TCI state to a UE via MAC-CE or DCI [0115]. Re Claims 2, 9, 16. MOLAVIANJAZI et al teaches in figures 8 and 9, the PUSCH or PDSCH (applicability information) identifying one or more data channels associated by uplink and downlink beam identified by the unified TCI state. Re Claims 3, 10, 17, MOLAVIANJAZI et al teaches in figure 8, 850, the UE transmits on the PUSCH (identified. the application information) using the gNB- indicated beam (the first communication beam) to the gNB (receiving, by the AN). Re Claims 4, 11, 18, MOLAVIANJAZI et al teaches the gNB generating the unified TCI state to include one or more parameters such QCL relationship between the plurality of beams [0112-0114]. Re Claims 6-7, 13-14, 20, MOLAVIANJAZI et al teaches the gNB providing the TCI-state via a DCI [0112 0115]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 5, 12 and 19 are rejected under 35 U.S.C. 103 as being unpatentable over MOLAVIANJAZI et al PG PUB 2021/0184812. Re Claims 5, 12 and 19, MOLAVIANJAZI et al teaches in figure 11, 1120, the UE monitoring whether all beam indication RS resources have failed [0209], this would have included "a third communication beam" and "a fourth communication beams" as claimed. MOLAVIANJAZI et al further teaches in 1140, the UE receiving from the gNB an indication for alternative beams to perform switching from the failed beams. The alternative beams can be "the first communication beam" and "the second communication beam" as claimed. One skilled in the art would have been motivated to have switched to the working beams for channel reliability. Therefore, it would have obvious to one skilled to have switchover to the working beams. Response to Arguments Applicant's arguments filed 8/13/2026 have been fully considered but they are not persuasive. Re Claims 1, 8 and 15, Applicant argues that “the universal TCI state includes applicability information that identifies which control controls, data channels, signals, resources group…” as described in PARA 0038-0049 of applicant specification. However, such limitations/descriptions are not claimed. What is claimed is “a universal TCI state…includes applicability information” whereby “applicability information” is opened to any known applicable information. MOLAVIANJAZI et al teaches each TCI state contains parameters for configuring relationship between one or more reference signals and the DMRS ports of the PDSCH [0112]. In this case, “each TCI state contains parameters” is equivalent to “a universal TCI state includes applicability information” as recited in Claims 1, 8 and 15. Furthermore, It is known to one skilled in the art, in 5G NR, the Unified TCT state can simultaneously indicate the beam for multiple channels/signals for example downlink beam for PDCCH, PDSCH and Uplink beam for PUCCH, PUSCH whereby in MOLAVIANJAZI et al teaches mapping of PDSCH and PUSCH configured/mapped to beam indexes (beam information) [0175]. Re Claims 2, 9, and 16, Applicant argues that “the applicability information identifies one or more control channel, one or more data channels or one or signals that are to utilize the first communication beam or the second communication beam by the universal TCI state. In response, MOLAVIANJAZI et al teaches UE can be configured with TCI-state configuration [0112], in this case, the unified TCI state configuration can include a PDSCH-Config to decode PDSCH. The PDSCH-Config is contained in the unified TCI state and is “the applicability information” for identifying the one or more data channels identified by the unified TCI state. Applicant is requested to address above in the next response. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANDREW LEE whose telephone number is (571)272-3130. The examiner can normally be reached Monday-Friday 8:30AM-5PM ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, KASSIM KHALAD can be reached at 5712703770. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANDREW LEE/Primary Examiner, Art Unit 2475
Read full office action

Prosecution Timeline

Aug 08, 2024
Application Filed
Jun 08, 2026
Non-Final Rejection mailed — §102, §103, §DOUBLEPATENT
Aug 13, 2026
Response Filed
Sep 10, 2026
Final Rejection mailed — §102, §103, §DOUBLEPATENT (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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METHOD AND APPARATUS FOR INDICATING PHYSICAL DOWNLINK SHARED CHANNEL MONITORING, AND MEDIUM
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Patent 12739842
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Patent 12739843
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
92%
Grant Probability
97%
With Interview (+4.6%)
2y 3m (~1m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1382 resolved cases by this examiner. Grant probability derived from career allowance rate.

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