Prosecution Insights
Last updated: April 19, 2026
Application No. 18/798,234

BEAM TRACKING AND FIBER COUPLING USING DUAL FOCUS DIFFRACTIVE OPTICAL ELEMENT

Non-Final OA §102§112
Filed
Aug 08, 2024
Examiner
SOHN, SEUNG C
Art Unit
2878
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Northrop Grumman Systems Corporation
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
97%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
707 granted / 813 resolved
+19.0% vs TC avg
Moderate +10% lift
Without
With
+10.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
23 currently pending
Career history
836
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
24.4%
-15.6% vs TC avg
§102
50.1%
+10.1% vs TC avg
§112
13.6%
-26.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 813 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1-15 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Regarding claims 1, 7 and 10, the specification does not disclose “said refractive lens focusing the shaped optical beam to provide a center beam having a first focal length and an outer beam having a second focal length, where the first focal length is shorter than the second focal length”. Claims 2-6, 8-9 and 11-15 are rejected upon dependencies of the rejected independent claims. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-15 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Coward et al. (Patent Pub. No. US 2022/0045753 A1). Regarding claims 1 and 10, Coward et al. shows in Figs. 3-5 an optical sensor assembly comprising: a diffractive optical element (DOE) (400) responsive to an optical input beam, said DOE including a diffractive grating that is configured to diffract and shape the optical input beam; a refractive lens (510) responsive to the shaped optical input beam from the DOE, said refractive lens focusing the shaped optical beam to provide a center beam (306A, i.e., 1st portion) having a first focal length and an outer beam (306B, i.e., 2nd portion) having a second focal length, where the first focal length is shorter than the second focal length; a sensor (210, i.e., wavefront sensor) positioned in front of the second focal length and being responsive to the shaped and focused optical input beam from the lens, said sensor having an opening (306A); and a fiber (215) positioned within the opening so that an input facet of the fiber faces the DOE and is positioned at the first focal length, wherein the sensor is positioned relative to the DOE and the position of the optical input beam is controlled so that the center beam impinges the input facet and the outer beam impinges the sensor ([0032] – [0048]). Regarding claims 2 and 11, Coward et al. shows in Figs. 3-5 the sensor assembly according to claim 1 wherein the sensor (Fig. 3A, 210) is circular and the opening is at a center of the sensor. Regarding claims 3 and 12, Coward et al. shows in Figs. 3-5 the sensor assembly according to claim 1 wherein the sensor includes an outer ring having a plurality of spaced apart sensor elements, and an inner ring positioned within the outer ring and having a plurality of spaced apart sensor elements. Regarding claims 4 and 13, Coward et al. shows in Figs. 3-5 the sensor assembly according to claim 3 wherein the plurality of sensor elements in both the inner and outer rings is four sensor elements (Fig. 3A, 304), where a sensor element is provided in each quadrant of the ring. Regarding claims 5 and 14, Coward et al. shows in Figs. 3-5 the sensor assembly according to claim 1 wherein the sensor provides signals for optical input beam tracking ([0032]). Regarding claims 6 and 15, Coward et al. shows in Figs. 3-5 the sensor assembly according to claim 1 wherein the sensor assembly is part of an optical communications terminal ([0003]). Regarding claim 7, Coward et al. shows in Figs. 3-5 an optical sensor assembly comprising: a diffractive optical element (DOE) (400) responsive to an optical input beam, said DOE including a diffractive grating that is configured to diffract and shape the optical input beam; a refractive lens (510) responsive to the shaped optical input beam from the DOE, said refractive lens focusing the shaped optical beam to provide a center beam having a first focal length and an outer beam having a second focal length, where the first focal length is shorter than the second focal length; a circular tracking sensor (210) positioned in front of the second focal length and being responsive to the shaped and focused optical input beam from the lens, said sensor including an outer ring having a plurality of spaced apart sensor elements and an inner ring positioned within the outer ring and having a plurality of spaced apart sensor elements, said sensor having an opening (306A); and a fiber (215) positioned within the opening so that an input facet of the fiber faces the DOE and is positioned at the first focal length, wherein the sensor is positioned relative to the DOE and the position of the optical input beam is controlled so that the center beam impinges the input facet and the outer beam impinges the sensor, said sensor providing signals for optical input beam tracking ([0032] – [0048]). Regarding claim 8, Coward et al. shows in Fig. 3A the sensor assembly according to claim 7 wherein the plurality of sensor elements in both the inner and outer rings is four sensor elements (304), where a sensor element is provided in each quadrant of the ring. Regarding claim 9, Coward et al. discloses the sensor assembly according to claim 7 wherein the sensor assembly is part of an optical communications terminal ([0003]). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Takasu et al. (Patent Pub. No. US 2007/0097492 A1) discloses a diffraction-grating-attached aspherical lens LS3 having the feature that the focal length lets longer as the temperature rises in the refractive lens LS1 as well as the feature that the focal length gets shorter as the temperature rises in the diffractive lens LS2. Shao et al. (Patent Pub. No. US 2017/0115499 A1) discloses an optical communications module having an optics system that improves link performance. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SEUNG C SOHN whose telephone number is (571)272-4123. The examiner can normally be reached M - F 8 - 5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, GEORGIA EPPS can be reached at 571-272-2328. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SEUNG C SOHN/Primary Examiner, Art Unit 2878
Read full office action

Prosecution Timeline

Aug 08, 2024
Application Filed
Mar 18, 2026
Non-Final Rejection — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
97%
With Interview (+10.2%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 813 resolved cases by this examiner. Grant probability derived from career allow rate.

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