Prosecution Insights
Last updated: October 01, 2026
Application No. 18/798,998

DL Control Resources Sets and RACH Procedure during Initial Access

Non-Final OA §103
Filed
Aug 09, 2024
Priority
Aug 06, 2021 — nonprovisional of PCTCN2021111175 +1 more
Examiner
CHOUDHURY, FAISAL
Art Unit
Tech Center
Assignee
Apple Inc.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
5m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
696 granted / 818 resolved
+25.1% vs TC avg
Strong +15% interview lift
Without
With
+15.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
23 currently pending
Career history
837
Total Applications
across all art units

Statute-Specific Performance

§101
4.9%
-35.1% vs TC avg
§103
55.0%
+15.0% vs TC avg
§102
18.6%
-21.4% vs TC avg
§112
12.8%
-27.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 818 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 1. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. 2. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-18 and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Publication No US 2022/0279590 to Lee et al. (hereinafter Lee) in view of U.S. Publication No US 2023/0108745 to Yang et al. (hereinafter Yang) As to claims 1, 10 and 16, Lee discloses a method for initial access communications, comprising: determining, based on a configuration index included in a higher layer parameter, a position of random access channel (RACH) occasion (RO) slots with a first sub-carrier spacing (SCS) within a last slot of a reference physical RACH (PRACH) slot window of a reference sub- carrier spacing (SCS) (Lee; Fig.11A; 11B; 12A; 12B; [0147]-[0151] shows and discloses one reference slot in radio resources to which 120 kHz SCS is applied may include four actual slots in radio resources to which 480 kHz SCS is applied. one reference slot in radio resources to which 120 kHz SCS is applied may include four actual slots in radio resources to which 480 kHz SCS is applied. The reference slot may be referred to as ‘RO reference slot’ or ‘reference RO slot’. Each of the four actual slots may be referred to as ‘RO actual slot’ or ‘actual RO slot’. In FIG. 11B, there may be four actual slots within one reference slot, and among the four actual slots, the second actual slot (e.g., actual slot #1) or the fourth actual slot (e.g., actual slot #3) may be configured as the slot (e.g., start slot) of the RO. The reference SCS of 120 kHz SCS and the actual SCS of 480 kHz SCS are applied, but other reference SCS (e.g., 60 kHz SCS) and other actual SCS (e.g., 120 kHz SCS) may also be applied identically or similarly. Information (e.g., position information) of the slot of the RO according to the reference SCS and/or within the reference slot may be preconfigured by higher layer signaling); Determining a distribution of the RO slots with the first SCS (Lee; Fig.11A; 11B; 12A; 12B; [0147]-[0150] shows and discloses one reference slot in radio resources to which 120 kHz SCS is applied may include four actual slots in radio resources to which 480 kHz SCS is applied. The actual slots may mean slots actually used for the RA procedure. There may be four actual slots within one reference slot, and among the four actual slots, the second actual slot (e.g., actual slot #1) or the fourth actual slot (e.g., actual slot #3) may be configured as the slot (e.g., start slot) of the RO corresponding to a distribution of the RO slots with the first SCS); Lee discloses RO slots, but fails to disclose transmitting during a determined RO slot. However, Yang discloses transmitting during a determined RO slot (Yang; Abstract; [0073] discloses transmitting an RA preamble on one RO among a plurality of Ros). It is obvious for a person of ordinary skilled in the art to combine the teachings before the effective filing date of the invention. One would be motivated to combine the teachings in order to send the RA in RO As to claim 2, the rejection of claim 1 as listed above is incorporated herein. In addition, Lee-Yang discloses wherein the first SCS is one of a 480 kHz SCS or a 960 kHz SCS (Lee; [0007]) As to claim 3, the rejection of claim 1 as listed above is incorporated herein. In addition, Lee-Yang discloses wherein the reference SCS is 60 kHz (Lee; Fig.12A; 12B; [0146]) As to claim 4, the rejection of claim 1 as listed above is incorporated herein. In addition, Lee-Yang discloses wherein, when a number of RO slots of the first SCS in the PRACH slot of the reference SCS is greater than or equal to a total number of time-domain ROs, N, within a reference slot, the time-domain ROs with the first SCS are evenly distributed over a last N slots of the first SCS in the reference slot of the reference SCS with one RO per slot of the first SCS (Lee; Fig.11A; 11B; 12A; 12B; [0147]-[0151]). As to claim 5, the rejection of claim 4 as listed above is incorporated herein. In addition, Lee-Yang discloses wherein each time-domain RO uses a same starting symbol in a slot of the first SCS (Lee; Fig.11A; 11B; 12A; 12B; [0147]-[0151]) As to claim 6, the rejection of claim 5 as listed above is incorporated herein. In addition, Lee-Yang discloses wherein the starting symbol is configured via higher layers for each slot of the first SCS (Lee; Fig.11A; 11B; 12A; 12B; [0147]-[0151]) As to claims 7 and 13, the rejection of claim 1 as listed above is incorporated herein. In addition, Lee-Yang discloses wherein, when a number of RO slots of the first SCS in the PRACH slot of the reference SCS is less than a number of time-domain ROs, N, within a reference slot, the time-domain ROs are distributed over all slots of the first SCS in the reference slot (Lee; Fig.11A; 11B; 12A; 12B; [0147]-[0151]) As to claims 8 and 14, the rejection of claim 1 as listed above is incorporated herein. In addition, Lee-Yang discloses wherein determining the distribution of the RO slots with the first SCS is based on a total number of time domain ROs in the PRACH slot of the reference SCS (Lee; Fig.11A; 11B; 12A; 12B; [0147]-[0151]) As to claims 9, 15 and 20, the rejection of claim 1 as listed above is incorporated herein. In addition, Lee-Yang discloses wherein, when a number of RO slots of the first SCS in the PRACH slot of the reference SCS is less than a number of time-domain ROs, N, within a reference slot, the time-domain ROs are located in a last slot of the first SCS of a reference slot window (Lee; Fig.11A; 11B; 12A; 12B; [0147]-[0151]) As to claims 11 and 17, the rejection of claim 10 as listed above is incorporated herein. In addition, Lee-Yang discloses wherein the first SCS is one of a 480 kHz SCS or a 960 kHz SCS (Lee; [0007]); and wherein the reference SCS is 60 kHz (Lee; Fig.12A; 12B; [0146]) As to claims 12 and 18, the rejection of claim 10 as listed above is incorporated herein. In addition, Lee-Yang discloses wherein, when a number of RO slots of the first SCS in the PRACH slot of the reference SCS is greater than or equal to a total number of time-domain ROs, N, within a reference slot, the time-domain ROs with the first SCS are evenly distributed over a last N slots of the first SCS in the reference slot of the reference SCS with one RO per slot of the first SCS (Lee; Fig.11A; 11B; 12A; 12B; [0147]-[0151]); wherein each time-domain RO uses a same starting symbol in a slot of the first SCS (Lee; Fig.11A; 11B; 12A; 12B; [0147]-[0151]); and wherein the starting symbol is configured via higher layers for each slot of the first SCS (Lee; Fig.11A; 11B; 12A; 12B; [0147]-[0151]). Allowable Subject Matter Claim 19 is objected, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to FAISAL CHOUDHURY whose telephone number is (571)270-3001. The examiner can normally be reached M-F 8AM-6P.M. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Avellino can be reached at 5712723905. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /FAISAL CHOUDHURY/Primary Examiner, Art Unit 2478
Read full office action

Prosecution Timeline

Aug 09, 2024
Application Filed
Sep 09, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
99%
With Interview (+15.4%)
2y 7m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 818 resolved cases by this examiner. Grant probability derived from career allowance rate.

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