Prosecution Insights
Last updated: October 25, 2026
Application No. 18/799,319

Methods and Systems for Processing, Storing, and Publishing Data Collected by an In-Ear Device

Non-Final OA §103
Filed
Aug 09, 2024
Priority
May 09, 2018 — provisional 62/669,299 +2 more
Examiner
PASHA, ATHAR N
Art Unit
2657
Tech Center
2600 — Communications
Assignee
The Diablo Canyon Collective LLC
OA Round
3 (Non-Final)
90%
Grant Probability
Favorable
3-4
OA Rounds
4m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
153 granted / 170 resolved
+28.0% vs TC avg
Strong +17% interview lift
Without
With
+16.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
10 currently pending
Career history
194
Total Applications
across all art units

Statute-Specific Performance

§101
21.7%
-18.3% vs TC avg
§103
53.6%
+13.6% vs TC avg
§102
18.0%
-22.0% vs TC avg
§112
2.8%
-37.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 170 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendments The amendments dated 5/18/26 have been entered. In light of the amendments, the examiner maintains the 103 rejections. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1, 3, 7 and 12, 14, 17 are rejected under 35 U.S.C. 103 as being unpatentable over Grizzel (US 20110092779 A1) in further view of Chang (US 20110092779 A1) and McCusker (US 9637133 B1). (Claim 1) An earphone of a user comprising: (Claim 12). A method comprising: a plurality of sensors (Grizzel¶Col5 para 2: The audio may be detected by a microphone and the movement input may be detected by a motion sensor)); and a circuit that executes instructions stored on a memory to perform operations, the operations comprising: a) receiving an audio signal (Col5 para 2: The audio may be detected by a microphone and the movement input may be detected by a motion sensor, ¶Col 25 para 1: "As shown in FIG. 7A, an example wearable device 110 may be an earbud wearable device 110a with two sides where each side includes an inner-lobe insert 750 that includes a speaker 101); Grizzel does not explicitly disclose however Chang teaches b) predicting whether a user is reacting to the audio signal by comparing sound records stored on a device memory to the audio signal and analyzing biometric features of the user detected by the plurality of sensors, the biometric features being indicative of whether the user is reacting or is not reacting to the audio signal (Chang ¶ [0049] the health monitoring device or an IPTV set-top box through a television requests a voice sample [event] from the user S661The user speaks into the microphone of the health monitoring device which records the voice sample…The analyzing includes compiling the inputs to determine characteristics of the voice sample and/or physical sample. The comparison determines whether the voice sample and/or physical sample are different than the baseline samples and, if so, how they are different). Examiner Note: biometric data = motion data as per specifications ¶[0042]]; It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify earphone of Grizzel with the sound analysis of Chang in order to improve results for sound/context/action identification; Neither Grizzel nor Chang explicitly disclose however McCusker teaches providing a notification to the user based on the prediction in b), wherein the notification is provided to the user only if the prediction in b) is that the user is not reacting to the audio signal (McCusker ¶[Col3ll40-49 If the operator 102 has become inattentive (or even fallen asleep), (e.g., the operator physical monitor 104 is measuring a reduced pulse rate coupled with a reduced respiration rate) the system 100 may issue an escalating series of operator distress warnings 180 (first a textual warning on the operational display 140 (e.g., Warning—confirm you are awake?); then text and audio tones via the warning devices 182 [not responding to audio signal]; then text and speech via the warning devices 182 [notification]) to get the attention of the operator 102 and to request an acknowledgement). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify earphone of Grizzel in view of the sound analysis of Chang to include notification of McCusker in order to in order to increase ensure timely reaction in an emergency situation. With respect to claims 3 and 14 Grizzel further teaches wherein the plurality of sensors includes one or more physiological sensors to detect the biometric features of the user (Grizzel ¶ C23 ll 6-17: For example, if device 110 captures audio data corresponding to “play my favorite playlist” while detecting motion data corresponding to a user performing a head nod [head nod is a biometric data that is sensed based on on-board sensors); With respect to claims 4 Grizzel teaches wherein the biometric features include one or more of a head movement, a heart rate, a galvanic skin response, and a body temperature of the user (Grizzel ¶ (Grizzel ¶ C23 ll 6-17: For example, if device 110 captures audio data corresponding to “play my favorite playlist” while detecting motion data corresponding to a user performing a head nod [head nod is a biometric data that is sensed based on on-board sensors); With respect to claims 6 and 16 Grizzel teaches storing the sound records and the biometric features according to a storage plan, wherein the storage plan includes storing at least part of the biometric features on the device memory (Grizzel ¶ C21 ll 35-39: FIG. 6 illustrates...audio data 111 , sensor data 302, gesture data 304 and/or time data 306 to the server(s) 120 via a network(s) 199.. , ¶ Col7 ll10-20Once speech is detected in the input audio 11, the voice input device 110 [headset] may use the wake command detection component 220 to perform wakeword detection … or other data to determine if the incoming audio “matches” stored audio data [on device memory] corresponding to a keyword). With respect to claims 7 and 17 Grizzel teaches wherein storing the sound records and the biometric features includes generating an in-ear data object, the in-ear data object including portions of the audio signal and the biometric features (Grizzel ¶ C21 ll 35-39: FIG. 6 illustrates...audio data 111 , sensor data 302, gesture data 304 and/or time data 306 to the server(s) 120 via a network(s) 199.. , ¶ Col7 ll10-20Once speech is detected in the input audio 11, the voice input device 110 [headset] may use the wake command detection component 220 to perform wakeword detection … or other data to determine if the incoming audio “matches” stored audio data [on device memory] corresponding to a keyword). With respect to claims 8 and 18 Grizzel teaches wherein the device memory includes the memory of the earphone, a memory of an associated user device, or a memory of an external system (Grizzel ¶ C21 ll 35-39: FIG. 6 illustrates...audio data 111 , sensor data 302, gesture data 304 and/or time data 306 to the server(s) 120 via a network(s) 199.. , ¶ Col7 ll10-20Once speech is detected in the input audio 11, the voice input device 110 [headset] may use the wake command detection component 220 to perform wakeword detection … or other data to determine if the incoming audio “matches” stored audio data [on device memory] corresponding to a keyword). With respect to claims 9 McCusker further teaches wherein the notification includes an audible message notifying the user of the audio signal when the prediction in b) is that the user is not reacting to the audio signal (McCusker ¶[Col3ll40-49 If the operator 102 has become inattentive (or even fallen asleep), (e.g., the operator physical monitor 104 is measuring a reduced pulse rate coupled with a reduced respiration rate) the system 100 may issue an escalating series of operator distress warnings 180 (first a textual warning on the operational display 140 (e.g., Warning—confirm you are awake?) [not responding]; then text and audio tones via the warning devices 182; then text and speech via the warning devices 182 [notification]) to get the attention of the operator 102 and to request an acknowledgement). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify earphone of Grizzel in view of the sound analysis of Chang in view of notification of McCusker to include sounds of Goldstein_671 in order to allow users to enhance their awareness. With respect to claims 10 and 19 McCusker further teaches wherein the notification includes an audible message instructing the user to pay attention to their surroundings when the prediction in b) is that the user is not reacting to the audio signal (McCusker ¶[Col3ll40-49 If the operator 102 has become inattentive (or even fallen asleep), (e.g., the operator physical monitor 104 is measuring a reduced pulse rate coupled with a reduced respiration rate) the system 100 may issue an escalating series of operator distress warnings 180 (first a textual warning on the operational display 140 (e.g., Warning—confirm you are awake?); then text and audio tones via the warning devices 182 [not responding to audio signal]; then text and speech via the warning devices 182 [notification]) to get the attention of the operator 102 and to request an acknowledgement). Claims 2, 13 are rejected under 35 U.S.C. 103 as being unpatentable over Grizzel, Chang and McCusker in further view of Goldstein_458 (US 20080240458 A1) With respect to claims 2 and 13 none of Grizzel, Chang and McCusker explicitly disclose however Goldstein_458 teaches wherein the plurality of sensors includes one or more microphones to detect the audio signal, the audio signal including a safety-related sound (Goldstein_458 ¶[0028] Referring to FIG. 2, a block diagram of the earpiece 100 in accordance with an exemplary embodiment is shown. As illustrated, the earpiece 100 can include a processor 206 operatively coupled to the ASM 110, ECR 120, and ECM 130 via one or more Analog to Digital Converters (ADC) 202 and Digital to Analog Converters (DAC) 203. The processor 206 can monitor the ambient sound captured by the ASM 110 for target sounds in the environment, such as an alarm (e.g., bell, emergency vehicle, security system, etc.), siren (e.g, police car, ambulance, etc.), voice (e.g., "help", "stop", "police", etc.) It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify earphone of Grizzel in view of the sound analysis of Chang in view of notification of McCusker to include sounds of Goldstein_458 in order to allow users to react in time on hearing sounds (Goldstein_458, [0003]). Claims 5 & 15 are rejected under 35 U.S.C. 103 as being unpatentable over Grizzel, Chang and McCusker in further view of Jarrell (US 20170301220 A1), Angell (US 20100131263 A1) and Boscacci (US 20100001879 A1). With respect to claims 5 and 15 Grizzel, Chang and McCusker do not explicitly disclose however Jarrell teaches wherein the sound records include sounds classified as safety-related sounds, the classified safety-related sounds including emergency broadcast signals, earthquake sirens, tornado signals, police sirens, ambulance sirens, firetruck sirens, car horns, fire alarms, smoke alarms, and train signals (Jarell ¶[0174] For example, a different blinking light pattern or siren signal may be used to indicate an earthquake, a storm, a tornado, a hurricane, a typhoon, a tsunami or other weather event versus smoke, fire, suspicious activity, a disturbance, an intrusion, or some other threat or emergency,¶ [0214] The communications repeater module may include one or more first antennas configured to receive an initial communications signal, one or more amplifiers to amplify or boost the received initial communications signal, and/or one or more second antennas to transmit or broadcast the amplified or boosted signal). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify earphone of Grizzel in view of the sound analysis of Chang in view of notification of McCusker to include sounds of Jarell in order to further classifying specific sounds do that they can be detected and to have a more robust reference to be able to detect different types of alarms, sirens etc. in order to then be able to decipher what is the source. Grizzel, Chang and McCusker and Jarrell do not explicitly disclose but Angell teaches sound of car alarms, tornado sirens, smoke alarms, fire alarms, police sirens, fire truck sirens, ambulance sirens (Angell ¶0057] Digital audio data 312 may also be used to identify humans and animals with irregular breathing, wheezing, congestion, coughing, or sneezing to identify, for example and without limitation, patients and/or animals that are suffering from infections, bronchitis, asthma, the flu, a cold or other health problems, the sound of car alarms, gas leaks, tornado sirens, smoke alarms, fire alarms, burglar alarms, police sirens, fire truck sirens, ambulance sirens, and other emergency or warning alarms that may indicate the presence of potentially hazardous conditions, emergency situations, and/or dangerous substances.) It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify earphone of Grizzel in view of the sound analysis of Chang in view of notification of McCusker in view of sounds of Jarell to include sounds of Angell in order to further classifying specific sounds do that they can be detected and to have a more robust reference to be able to detect different types of alarms, sirens etc. in order to then be able to decipher what is the source. Grizzel, Chang and McCusker, Jarrell and Angell do not explicitly disclose but Boscacci teaches train signal (Boscacci ¶[ [0036] If the emitter is mounted next to a railway level crossing, it may emit a signal only when a train is in the vicinity and the signal may be "Warning Train is Crossing the Road" or may comprise the normal horn sound of the train.) It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify earphone of Grizzel in view of the sound analysis of Chang in view of notification of McCusker in view of sounds of Jarell in view of sounds of Angell to include sounds of Boscacci in order to further classifying specific sounds do that they can be detected and to have a more robust reference to be able to detect different types of alarms, sirens etc. in order to then be able to decipher what is the source. Claims 11 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Grizzel, Chang and McCusker in further view of Vaughn (US 20180336000 A1). With respect to claims 11 and 20 Grizzel, Chang and McCusker don’t explicitly disclose however Vaughn teaches wherein predicting the user response to the audio signal includes utilizing a machine learning model to compare the sound records stored on the device memory to the audio signal and the biometric features of the user detected by the plurality of sensors, the machine learning model being stored on the device memory (Vaughn¶ Claim 1. wherein the contextual information is to be one or more of an emotional state of a user, biometric information of the user, gesture information of the user, or facial information of the user, and wherein the context developer comprises a machine learner to identify a sound, categorize a sound, and identify a new action [predict user response] based on one or more of the context or a monitored response). It would have been obvious to one of ordinary skill in the art prior to the effective filing date of the invention to modify earphone of Grizzel in view of the sound analysis of Chang in view of notification of McCusker to include machine learning models of Vaughn in order to compare specific sounds so that they can be detected and minimize latency in that comparison. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. /ATHAR N PASHA/ Primary Examiner, Art Unit 2657
Read full office action

Prosecution Timeline

Aug 09, 2024
Application Filed
Feb 25, 2026
Non-Final Rejection mailed — §103
May 18, 2026
Response Filed
Aug 03, 2026
Final Rejection mailed — §103
Sep 28, 2026
Request for Continued Examination
Oct 05, 2026
Response after Non-Final Action
Oct 20, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
90%
Grant Probability
99%
With Interview (+16.7%)
2y 6m (~4m remaining)
Median Time to Grant
High
PTA Risk
Based on 170 resolved cases by this examiner. Grant probability derived from career allowance rate.

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