Prosecution Insights
Last updated: October 02, 2026
Application No. 18/801,223

NEGATIVE ELECTRODE ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY AND METHOD FOR PRODUCING SAME

Non-Final OA §102
Filed
Aug 12, 2024
Priority
Feb 27, 2024 — RE 10-2024-0028285
Examiner
KOPEC, MARK T
Art Unit
1762
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Iucf-hyu (industry-university Cooperation Foundation Hanyang University)
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
935 granted / 1107 resolved
+19.5% vs TC avg
Moderate +13% lift
Without
With
+12.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
28 currently pending
Career history
1124
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
38.4%
-1.6% vs TC avg
§102
27.6%
-12.4% vs TC avg
§112
19.4%
-20.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1107 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority This application claims priority to KOREA 10-2024-0028285 (filed 02/27/24). Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Drawings The Drawings filed 08/12/24 are approved by the examiner. Amendment(s) The Preliminary Amendment filed 06/01/26 is entered. Claims 1-19 and 21 are pending. Election/Restrictions Applicant’s election without traverse of Group I (claims 1-5, 18, 19 and 21 in the Reply filed 06/01/26 is acknowledged. Note that the species requirement imposed 04/01/26 is hereby withdrawn in view of applicant’s amendment and remarks. Information Disclosure Statement The IDS statement filed 08/12/24 has been considered. An initialed copy accompanies this action. Claim Rejections - 35 USC § 102 and/or 103 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim Interpretation The examiner notes applicant’s definition of the claim terminology “pre-lithiated” at para 0032 of instant PGPUB 2025/0273651 A1 (i.e. lithium added to the anode material prior to cell assembly). Additionally, note that the examiner construes the claim terminology “complex” to include both compounds (e.g. Li2+1MnSi1-xALxO4) and mixtures of compounds (e.g. L12MnSiO4/AL2O3). Claim(s) 1, 18 and 19 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by either Ndipingwi et al (Batteries & Supercaps 2018), Deng et al (JEC 2014), or Duncan et al (ECS Meetings 2010). Ndipingwi et al (Batteries & Supercaps 2018) discloses positive electrode materials comprising Li2MnSiO4/Al2O3 (Abstract; page 224 left hand column). Deng et al (JEC 2014) discloses positive electrode materials comprising Li2MnSiO4 nanoparticles doped with V, Cr or Al (Abstract; page 151 left hand column). Duncan et al (ECS Meetings 2010) discloses positive electrode materials comprising Li2+1MnSi1-xAlxO4 (Abstract). Each of the above disclosures meet the instant requirement of “pre-lithiated silicon oxide containing complex containing Al”. The references are anticipatory. Allowable Subject Matter The following is an examiner’s statement of reasons for allowance: Claims 2-5 and 21 are allowed. The above prior art does not fairly suggest or possess with inherent certainty the instant claims combination of compounds, XRD peaks, or MAS-NMR frequencies requires in these dependent claims. The remaining prior art cited on forms PTO-1449 and PTO-892 are considered cumulative to the prior art above. Conclusion Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARK T KOPEC whose telephone number is (571)272-1319. The examiner can normally be reached Monday-Friday 9:00a-5:00p EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Jones can be reached at 5712707733. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARK KOPEC/Primary Examiner, Art Unit 1762 MK August 10, 2026
Read full office action

Prosecution Timeline

Aug 12, 2024
Application Filed
Aug 12, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12747364
CONDUCTIVE COMPOSITES, INKS AND ADHESIVES WITH LOW SILVER NANOWIRE LOADING AND LOW RESISTIVITY, AND METHODS FOR FORMING CONDUCTIVE FEATURES
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Patent 12741883
METHOD FOR PRODUCING POSITIVE ELECTRODE ACTIVE MATERIAL
1y 7m to grant Granted Sep 22, 2026
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2y 1m to grant Granted Sep 08, 2026
Patent 12725788
COMPOSITE POSITIVE ELECTRODE ACTIVE MATERIAL
3y 8m to grant Granted Sep 01, 2026
Patent 12725785
MODIFIED SILICON-CARBON NEGATIVE ELECTRODE MATERIAL, PREPARATION METHOD THEREFOR, AND APPLICATION THEREOF
3y 2m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
97%
With Interview (+12.9%)
2y 3m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1107 resolved cases by this examiner. Grant probability derived from career allowance rate.

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