Prosecution Insights
Last updated: July 17, 2026
Application No. 18/808,786

Sidelink Communication Under Control of LTE Uu Interface or NR Interface

Non-Final OA §103
Filed
Aug 19, 2024
Priority
Aug 10, 2018 — provisional 62/717,316 +3 more
Examiner
SOE, KYAW Z
Art Unit
Tech Center
Assignee
Apple Inc.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
320 granted / 357 resolved
+29.6% vs TC avg
Moderate +10% lift
Without
With
+9.7%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
28 currently pending
Career history
393
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
78.2%
+38.2% vs TC avg
§102
6.3%
-33.7% vs TC avg
§112
4.3%
-35.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 357 resolved cases

Office Action

§103
DETAILED ACTION This office action is a response to an application filed on 08/19/2024. Claims 1- 20 are pending for examination. Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Information Disclosure Statement The information disclosure statement (IDS) was filed. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Drawings The Examiner contends that the drawings submitted on 08/19/2024 are acceptable for examination proceedings. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103(a) are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or non-obviousness. Claims 1- 20 are rejected under 35 U.S.C. 103 as being unpatentable over Wu et al. (US 20210392628 A1), hereinafter “Wu”; and in further view of Lee et al. (US 20190150135 A1), hereinafter “Lee”. Regarding claim 1, Wu teaches A method for performing sidelink communication comprising: detecting a synchronization signal on a Uu interface between a user equipment (UE) and a base station, wherein the synchronization signal is detected according to a first radio access technology (RAT) [Wu: Abstract: Methods, systems, and devices for wireless communication are described. A user equipment (UE) may receive a message indicating that a base station supports allocating resources for sidelink communications using a first radio access technology (RAT) and a second RAT that is different from the first RAT]; sending, to a radio frequency (RF) interface, a message for transmission, based at least in part on the reference value, to the other UE over the PC5 interface, wherein the message is transmitted according to a second RAT [Wu: Abstract; Fig. 2; Par. 96 teaches A user equipment (UE) may receive a message indicating that a base station supports allocating resources for sidelink communications using a first radio access technology (RAT) and a second RAT that is different from the first RAT] PNG media_image1.png 488 464 media_image1.png Greyscale Wu does not explicitly teach determining, based on the synchronization signal, a reference value for sidelink communication over a PC5 interface with another UE. However, Lee, in the same or similar field of endeavor teaches determining, based on the synchronization signal, a reference value for sidelink communication over a PC5 interface with another UE [Lee: Par. 65-73; Fig. 4 teaches interworking via a reference point between UEs using PC5]. PNG media_image2.png 450 628 media_image2.png Greyscale Thus it would have been obvious to one of ordinary skilled in the art at the time of invention was made to utilize the teaching of Lee for using PC5 interface. One of the ordinary skill in the art would be motivate to utilize the teaching of Lee in the Wu system in order to intercommunicate with UES [Lee: Par. 65]. Regarding claim 2, the combined Wu in view of Lee teaches all the limitations in the parent claim 1. Wu in view of Lee further teaches wherein the synchronization signal is detected in resources allocated for communication according to the first RAT [Wu: Par. 96 teaches using second RAT for communication and allocation]. Regarding claim 3, the combined Wu in view of Lee teaches all the limitations in the parent claim 1. Wu in view of Lee further teaches wherein the reference value is one of a reference timing or a reference frequency for sidelink communication over the PC5 interface with the other UE according to the second RAT [Lee: Par. 65]. Regarding claim 4, the combined Wu in view of Lee teaches all the limitations in the parent claim 1. Wu in view of Lee further teaches wherein the message is transmitted according to the second RAT via physical channels [Lee: Par. 112 teaches using PSSCH for transmitting in RATs]. Regarding claim 5, the combined Wu in view of Lee teaches all the limitations in the parent claim 4. Wu in view of Lee further teaches wherein the physical channels comprise a physical sidelink control channel (PSCCH) and a physical sidelink shared channel (PSSCH) [Lee: Par. 112 teaches using PSSCH for transmitting in RATs]. Regarding claim 6, the combined Wu in view of Lee teaches all the limitations in the parent claim 1. Wu in view of Lee further teaches wherein the message is transmitted in resources allocated for sidelink transmission according to the second RAT [Wu: Par. 96 teaches using second RAT for communication and allocation]. Regarding claim 7, the combined Wu in view of Lee teaches all the limitations in the parent claim 1. Wu in view of Lee further teaches wherein the synchronization signal is at least one of: a primary synchronization signal (PSS) [Lee: Par. 118]. Regarding claim 9, Wu teaches An apparatus, comprising: a memory; and a processor in communication with the memory and configured to [Wu: Fig. 9]: detect a synchronization signal on a Uu interface between a user equipment (UE) and a base station, wherein the synchronization signal is detected according to a first radio access technology (RAT [Wu: Abstract: Methods, systems, and devices for wireless communication are described. A user equipment (UE) may receive a message indicating that a base station supports allocating resources for sidelink communications using a first radio access technology (RAT) and a second RAT that is different from the first RAT]; send, to a radio frequency (RF) interface, a message for transmission, based at least in part on the reference value, to the other UE over the PC5 interface, wherein the message is transmitted according to a second RA [Wu: Abstract; Fig. 2; Par. 96 teaches A user equipment (UE) may receive a message indicating that a base station supports allocating resources for sidelink communications using a first radio access technology (RAT) and a second RAT that is different from the first RAT] PNG media_image1.png 488 464 media_image1.png Greyscale Wu does not explicitly teach determine, based on the synchronization signal, a reference value for sidelink communication over a PC5 interface with another UE. Lee, in the same or similar field of endeavor teaches determine, based on the synchronization signal, a reference value for sidelink communication over a PC5 interface with another UE [Lee: Par. 65-73; Fig. 4 teaches interworking via a reference point between UEs using PC5]. PNG media_image2.png 450 628 media_image2.png Greyscale Thus it would have been obvious to one of ordinary skilled in the art at the time of invention was made to utilize the teaching of Lee for using PC5 interface. One of the ordinary skill in the art would be motivate to utilize the teaching of Lee in the Wu system in order to intercommunicate with UES [Lee: Par. 65]. Regarding claim 10, the claim is interpreted and rejected for the same reason as set forth for claim 2. Regarding claim 11, the claim is interpreted and rejected for the same reason as set forth for claim 3. Regarding claim 12, the claim is interpreted and rejected for the same reason as set forth for claim 4. Regarding claim 13, the claim is interpreted and rejected for the same reason as set forth for claim 6. Regarding claim 14, the claim is interpreted and rejected for the same reason as set forth for claim 7. Regarding claim 16, Wu teaches A non-transitory computer readable memory medium storing program instructions executable by a processor to [Wu: Fig. 9; Par. 165]: detect a synchronization signal on a Uu interface between a user equipment (UE) and a base station, wherein the synchronization signal is detected according to a first radio access technology (RAT [Wu: Abstract: Methods, systems, and devices for wireless communication are described. A user equipment (UE) may receive a message indicating that a base station supports allocating resources for sidelink communications using a first radio access technology (RAT) and a second RAT that is different from the first RAT]; send, to a radio frequency (RF) interface, a message for transmission, based at least in part on the reference value, to the other UE over the PC5 interface, wherein the message is transmitted according to a second RA [Wu: Abstract; Fig. 2; Par. 96 teaches A user equipment (UE) may receive a message indicating that a base station supports allocating resources for sidelink communications using a first radio access technology (RAT) and a second RAT that is different from the first RAT] PNG media_image1.png 488 464 media_image1.png Greyscale Wu does not explicitly teach determine, based on the synchronization signal, a reference value for sidelink communication over a PC5 interface with another UE. Lee, in the same or similar field of endeavor teaches determine, based on the synchronization signal, a reference value for sidelink communication over a PC5 interface with another UE [Lee: Par. 65-73; Fig. 4 teaches interworking via a reference point between UEs using PC5]. PNG media_image2.png 450 628 media_image2.png Greyscale Thus it would have been obvious to one of ordinary skilled in the art at the time of invention was made to utilize the teaching of Lee for using PC5 interface. One of the ordinary skill in the art would be motivate to utilize the teaching of Lee in the Wu system in order to intercommunicate with UES [Lee: Par. 65]. Regarding claim 17, the claim is interpreted and rejected for the same reason as set forth for claim 2. Regarding claim 18, the claim is interpreted and rejected for the same reason as set forth for claim 3. Regarding claim 19, the claim is interpreted and rejected for the same reason as set forth for claim 4. Regarding claim 20, the claim is interpreted and rejected for the same reason as set forth for claim 6. Claims 8, 15 are rejected under 35 U.S.C. 103 as being unpatentable over Wu et al. (US 20210392628 A1), hereinafter “Wu”; and in further view of Lee et al. (US 20190150135 A1), hereinafter “Lee”; and in further view of Chae et al. (US 20210176720 A1), hereinafter “Chae”. Regarding claim 8, the combined Wu in view of Lee teaches all the limitations in the parent claim 1. However, Wu in view of Lee does not explicitly teach wherein the synchronization signal includes a cell-specific reference signal (CRS). Nevertheless, Chae, in the same or similar field of endeavor teaches wherein the synchronization signal includes a cell-specific reference signal (CRS) [Chae: Par. 66, 215 teaches using CRS for synchronization signal transmitting]. Thus it would have been obvious to one of ordinary skilled in the art at the time of invention was made to utilize the teaching of Chae for using CRS signal. One of the ordinary skill in the art would be motivate to utilize the teaching of Chae in the Wu/ Lee system in order to have option of prefer transmission signal [Chae: Par. 215]. Regarding claim 15, the claim is interpreted and rejected for the same reason as set forth for claim 8. Conclusion The prior art made of record (see attached PTO-892) and not relied upon is considered pertinent to applicant's disclosure. A shortened statutory period for reply to this action is set to expire THREE MONTHS from the mailing date of the action. An extension of time may be obtained under 37 CFR 1.136(a). However, in no event, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KYAW Z SOE whose telephone number is (571)270-0304. The examiner can normally be reached on 9am-5pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Charles C Jiang can be reached on 5712707191. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KYAW Z SOE/Primary Examiner, Art Unit 2412
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Prosecution Timeline

Aug 19, 2024
Application Filed
Jun 22, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
99%
With Interview (+9.7%)
2y 1m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 357 resolved cases by this examiner. Grant probability derived from career allowance rate.

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