Prosecution Insights
Last updated: October 27, 2026
Application No. 18/810,979

OPTICAL FILTER, METHOD OF MANUFACTURING OPTICAL FILTER, METHOD OF DESIGNING, DESIGN APPARATUS, AND NON-TRANSITORY COMPUTER-READABLE RECORDING MEDIUM

Non-Final OA §102
Filed
Aug 21, 2024
Priority
Sep 11, 2023 — JP 2023-146856
Examiner
STAHL, MICHAEL J
Art Unit
2874
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
National University Corporation Hokkaido University
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
1158 granted / 1285 resolved
+22.1% vs TC avg
Moderate +8% lift
Without
With
+7.5%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 12m
Avg Prosecution
25 currently pending
Career history
1311
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
23.7%
-16.3% vs TC avg
§102
41.4%
+1.4% vs TC avg
§112
30.1%
-9.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1285 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim 13 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by CN 110426788 A. '788 discloses an optical filter comprising (see mainly fig. 3 reproduced below): PNG media_image1.png 527 587 media_image1.png Greyscale magnified fig. 3 of CN 110426788 A two or more waveguides (upper waveguide and lower waveguide); and four or more sections provided for the two or more waveguides (each waveguide has multiple curved sections, multiple linear sections, multiple taper sections, and multiple mode converter sections), wherein at least two or more modes of light propagate through the four or more sections (each waveguide conducts at least a TE0 mode and a TE1 mode, given the TE0 → TE1 and TE1 → TE0 mode converters). Allowable Subject Matter Claims 1-12 are allowed. The prior art of record does not appear to disclose or suggest the recited dependency of the lengths of the four or more waveguide sections based on derivatives of the propagation constants of the sections with respect to temperature and widths of the sections, in combination with all the other recited limitations. Contact Information Any inquiry concerning this communication should be directed to Mike Stahl at 571-272-2360. If attempts to reach the examiner by telephone are unsuccessful the examiner’s supervisor Uyen-Chau Le can be reached at 571-272-2397. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Michael Stahl/Primary Examiner, Art Unit 2874
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Prosecution Timeline

Aug 21, 2024
Application Filed
Sep 24, 2026
Non-Final Rejection mailed — §102
Oct 23, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12769051
DIRECTLY COUPLED OPTICAL INTERPOSER
4y 0m to grant Granted Oct 20, 2026
Patent 12769068
OPTICAL CABLE MISPLUG ERROR DETECTION/REMEDIATION
3y 7m to grant Granted Oct 20, 2026
Patent 12769073
ACTIVE OPTICAL CABLE
2y 10m to grant Granted Oct 20, 2026
Patent 12769177
INTEGRATED DUAL-WAVEGUIDE ACOUSTO-OPTIC MODULATOR
2y 10m to grant Granted Oct 20, 2026
Patent 12754377
LASER SPARING ARCHITECTURES FOR MULTI-WAVELENGTH LASER ARRAYS
2y 10m to grant Granted Oct 06, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
98%
With Interview (+7.5%)
1y 12m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1285 resolved cases by this examiner. Grant probability derived from career allowance rate.

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