Prosecution Insights
Last updated: July 17, 2026
Application No. 18/818,911

HEAT PUMP SYSTEM FOR OPTIMIZING OPERATIONAL EFFICIENCYWITHOUT CHARGE IMBALANCE AND A METHOD THEREOF

Final Rejection §102
Filed
Aug 29, 2024
Priority
Sep 06, 2023 — provisional 63/580,807
Examiner
ZERPHEY, CHRISTOPHER R
Art Unit
3799
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Carrier Corporation
OA Round
2 (Final)
49%
Grant Probability
Moderate
3-4
OA Rounds
1y 3m
Est. Remaining
68%
With Interview

Examiner Intelligence

Grants 49% of resolved cases
49%
Career Allowance Rate
373 granted / 767 resolved
-21.4% vs TC avg
Strong +19% interview lift
Without
With
+18.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
48 currently pending
Career history
824
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
90.3%
+50.3% vs TC avg
§102
3.1%
-36.9% vs TC avg
§112
4.9%
-35.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 767 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The claims received 5/5/2026 are entered. Claims 15-17 are new. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-17 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Oudenhoven (US 4,483,156). Regarding claim 1, Oudenhoven discloses a heat pump system for optimizing operational efficiency without charge imbalance, the heat pump system comprising: an indoor HVAC unit (14) comprising an indoor coil; and an outdoor HVAC unit (20) in communication with the indoor HVAC unit, the outdoor HVAC unit comprising: a compressor (12) in communication with a reversing valve (30); and an outdoor coil in communication with the indoor HVAC unit and the compressor, the outdoor coil comprising at least one charge storage circuit (23, where 23 includes 24 and 26), wherein, during a cooling mode, liquid refrigerant flows into the indoor HVAC unit and a plurality of tubes (26) the at least one charge storage circuit functions as a subcooling circuit (4:13-19), and wherein, during a heating mode, the same plurality of tubes of the at least one charge storage circuit, that functions as the subcooling circuit during the cooling mode, contains the liquid refrigerant (4:53-64). Regarding claim 2, Oudenhoven discloses the outdoor coil further comprises a plurality of fluid circuits (22). Regarding claim 3, Oudenhoven discloses the outdoor HVAC unit further comprises an expansion valve (54) located between the at least one charge storage circuit (23) and the plurality of fluid circuits (22). Regarding claim 4, Oudenhoven discloses the plurality of fluid circuits is spaced apart from each other in a linear direction (an arbitrary line may be drawn along which the fluid circuits are spaced apart). Regarding claim 5, Oudenhoven discloses a number of the plurality of fluid circuits is greater than a number of the at least one charge storage circuit (nine fluid circuits 22 are counted in figure 1 and one charge storage circuit 23). Regarding claim 6, Oudenhoven discloses when operating in the cooling mode, the indoor HVAC unit is adapted to: receive the liquid refrigerant from the outdoor coil; and supply vapor refrigerant to the compressor before returning to the outdoor coil (the indoor coil is performing as an evaporator in the cooling mode). Regarding claim 7, Oudenhoven discloses when operating in the heating mode, the indoor HVAC unit is adapted to: receive vapor refrigerant exiting the compressor; and return the liquid refrigerant to the outdoor HVAC unit (in the heating mode the indoor coil is operating as a condenser). Regarding claim 8, Oudenhoven discloses an outdoor HVAC unit comprising: a compressor (12); an outdoor coil (20) in communication with an indoor HVAC unit (14) and the compressor (12), the outdoor coil comprising: a plurality of fluid circuits (22); at least one charge storage circuit (23, including 24 and 26); and an expansion valve (54) located between the at least one charge storage circuit and the plurality of fluid circuits, wherein, during a cooling mode, liquid refrigerant flows into the indoor HVAC unit and a plurality of tubes (26) of the at least one charge storage circuit functions as a subcooling circuit (4:13-19), and wherein, during a heating mode, the same plurality of tubes of the at least one charge storage circuit, that functions as the subcooling circuit during the cooling mode, contains the liquid refrigerant (4:53-64). Regarding claim 9, Oudenhoven discloses a method for optimizing operational efficiency of a heat pump system without charge imbalance, the method comprising: operating the heat pump system, in at least one of a heating mode and a cooling mode (col 4 discusses heating and cooling modes), the heat pump system comprising: an indoor HVAC unit (14) comprising an indoor coil; and an outdoor HVAC unit in communication with the indoor HVAC unit, the outdoor HVAC unit comprising: a compressor (12) in communication with a reversing valve (30); and an outdoor coil (20) in communication with the indoor HVAC unit and the compressor, the outdoor coil comprising at least one charge storage circuit (23; including 24 and 26); supplying liquid refrigerant into the indoor HVAC unit during the cooling mode (the indoor unit functions as an evaporator in the cooling mode); configuring a plurality of tubes (26) of the at least one charge storage circuit to function as a subcooling circuit during the cooling mode (4:13-19); and configuring the same plurality of tubes (26) of the at least one charge storage circuit, that functions as the subcooling circuit during the cooling mode, to contain the liquid refrigerant during the heating mode (4:53-64). Regarding claim 10, Oudenhoven discloses the outdoor coil further comprises a plurality of fluid circuits (22). Regarding claim 11, Oudenhoven discloses spacing the plurality of fluid circuits apart from each other in a linear direction (an arbitrary line may be drawn along which the fluid circuits are spaced apart). Regarding claim 12, Oudenhoven discloses a number of the plurality of fluid circuits is greater than a number of the at least one charge storage circuit (nine fluid circuits 22 are counted in figure 1 and one charge storage circuit 23). Regarding claim 13, Oudenhoven discloses when operating in the cooling mode, configuring the indoor HVAC unit to: receive the liquid refrigerant from the outdoor coil; and supply vapor refrigerant to the compressor before returning to the outdoor coil (the indoor unit operates as an evaporator in the cooling mode). Regarding claim 14, Oudenhoven discloses operating in the heating mode, configuring the indoor HVAC unit to: receive vapor refrigerant exiting the outdoor coil via the compressor; and return the liquid refrigerant to the outdoor coil (in the heating mode the indoor unit operates as a condenser). Regarding claims 15-17, Oudenhoven discloses the expansion valve (54) is bypassed by the liquid refrigerant during the cooling mode (4:4-5 refrigerant flowing through 48 is bypassing expansion valve 54; 4:13-19 discusses that in cooling mode check valve 56 prevents flow therethrough which is on the path including expansion valve 54), and the at least one charge storage circuit contains the liquid refrigerant before the liquid refrigerant enters the expansion valve, during the heating mode (4:33-52 describes the heating mode and discusses flow through the expansion valve at 4:50). Response to Arguments Applicant's arguments filed 5/5/2026 have been fully considered but they are not persuasive. Applicant discusses the Oudenhoven reference at pages 8-10. In particular at the bottom of page 9 is the following statement: PNG media_image1.png 110 682 media_image1.png Greyscale It is pointed out that 26 of Oudenhoven acts as a subcooler in the cooling mode (4:13-19) and as a storage in the heating mode (4:55-56) and satisfies the claim limitation. Regarding Leman and Leman in view of Hyde. The alternative rejection is not necessary. Oudenhoven is regarded as the best reference of record. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Yokozeki et al (US 10,591,192) subcooler arrangement. Bashyam (US 2024/0191917) charge compensation. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTOPHER R ZERPHEY whose telephone number is (571)272-5965. The examiner can normally be reached M-F 7:00-4:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jianying Atkisson can be reached at 5712707740. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHRISTOPHER R ZERPHEY/Primary Examiner, Art Unit 3799
Read full office action

Prosecution Timeline

Aug 29, 2024
Application Filed
Feb 11, 2026
Non-Final Rejection mailed — §102
May 05, 2026
Response Filed
May 22, 2026
Final Rejection mailed — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
49%
Grant Probability
68%
With Interview (+18.9%)
3y 2m (~1y 3m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 767 resolved cases by this examiner. Grant probability derived from career allowance rate.

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