Prosecution Insights
Last updated: July 17, 2026
Application No. 18/819,081

DRUG-COATED BALLOON CATHETERS FOR BODY LUMENS

Non-Final OA §DP
Filed
Aug 29, 2024
Priority
Oct 26, 2012 — provisional 61/795,790 +13 more
Examiner
LAZARO, DOMINIC
Art Unit
1611
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Urotronic, Inc.
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
1y 4m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
421 granted / 662 resolved
+3.6% vs TC avg
Strong +30% interview lift
Without
With
+30.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
38 currently pending
Career history
694
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
60.4%
+20.4% vs TC avg
§102
6.4%
-33.6% vs TC avg
§112
6.0%
-34.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 662 resolved cases

Office Action

§DP
DETAILED ACTION Status of Claims Claims 1-20 are currently pending and are the subject of this Office Action. This is the first Office Action on the merits of the claims. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Office Action: Non-Final. Claim Rejections - Nonstatutory Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory obviousness-type double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b). Claims 1-20 are rejected on the ground of nonstatutory double patenting over claims 1-22 of US 10,987,451 B2 to Wang et al., hereinafter, “‘451 Patent”, Issued, Apr. 27, 2021, matured from US Appl. No. 16/986,683. Although the conflicting claims are not identical, they are not patentably distinct because the instant claims as well as the copending claims recite a balloon catheter with a drug coating comprising a therapeutic agent to one or more additives, whereby claims 1-22 of the ‘451 Patent anticipate claims 1-20. Claims 1-20 are rejected on the ground of nonstatutory double patenting over claims 1-28 of US 11,648,337 B2 to Wang et al., hereinafter, “‘337 Patent”, Issued, May 16, 2023, matured from US Appl. No. 17/208,518. Although the conflicting claims are not identical, they are not patentably distinct because the instant claims as well as the copending claims recite a balloon catheter with a drug coating comprising a therapeutic agent to one or more additives, whereby claims 1-28 of the ‘337 Patent anticipate claims 1-20. Claims 1-20 are rejected on the ground of nonstatutory double patenting over claims 1-27 of US 11,648,338 B2 to Wang et al., hereinafter, “‘338 Patent”, Issued, May 16, 2023, matured from US Appl. No. 17/208,561. Although the conflicting claims are not identical, they are not patentably distinct because the instant claims as well as the copending claims recite a balloon catheter with a drug coating comprising a therapeutic agent to one or more additives, whereby claims 1-27 of the ‘338 Patent anticipate claims 1-20. Claims 1-20 are rejected on the ground of nonstatutory double patenting over claims 1-20 of US 12,115,286 B2 to Wang et al., hereinafter, “‘286 Patent”, Issued, Oct. 15, 2025, matured from US Appl. No. 17/843,150. Although the conflicting claims are not identical, they are not patentably distinct because the instant claims as well as the copending claims recite a balloon catheter with a drug coating comprising a therapeutic agent to one or more additives, whereby claims 1-27 of the ‘150 Patent anticipate claims 1-20. Claims 1-20 are rejected on the ground of nonstatutory double patenting over claims 1-20 of US 12,168,108 B2 to Wang et al., hereinafter, “‘108 Patent”, Issued, Dec. 17, 2024, matured from US Appl. No. 18/379,505. Although the conflicting claims are not identical, they are not patentably distinct because the instant claims as well as the copending claims recite a balloon catheter with a drug coating comprising a therapeutic agent to one or more additives, whereby claims 1-20 of the ‘108 Patent anticipate claims 1-20. Claims 1-20 are rejected on the ground of nonstatutory double patenting over claims 1-21 of US copending Appl. No. 18/379,517 (hereinafter, “‘517 Application”). Although the conflicting claims are not identical, they are not patentably distinct because the instant claims as well as the copending claims recite a balloon catheter with a drug coating comprising a therapeutic agent to one or more additives, whereby claims 1-21 of the ‘517 Application anticipate claims 1-20. Claims 1-6 and 11-20 are rejected on the ground of nonstatutory double patenting over claims 1-20 of US 12,383,710 B2 to Wang et al., hereinafter, “‘710 Patent”, Issued, Aug. 12, 2025, matured from US Appl. No. 18/645,654. Although the conflicting claims are not identical, they are not patentably distinct because the instant claims as well as the copending claims recite a balloon catheter with a drug coating comprising a therapeutic agent to one or more additives, whereby claims 1-20 of the ‘710 Patent anticipate claims 1-20. Claims 7-10 are rejected on the ground of nonstatutory double patenting over claims 1-20 of US 12,383,710 B2 to Wang et al., hereinafter, “‘710 Patent”, Issued, Aug. 12, 2025, matured from US Appl. No. 18/645,654, as applied to claims 1-6 and 11-20, above, and further in view of the disclosure of SLAGER (US 2012/0296274 A1, Publ. Nov. 22, 2012; on 08/29/2024 IDS; hereinafter, “Slager”). The teachings of the ‘383 Patent, as set forth above, are hereby incorporated. However, to the extent that the ‘383 Patent DOES NOT RECITE particular additives, namely pentaerythritol ethoxylate as required by claims 7 and 16, the incorporation thereof would be obvious. Slager, for instance, is directed to: DELIVERY OF COATED HYDROPHOBIC ACTIVE AGENT PARTICLES ABSTRACT Embodiments of the invention include devices and coatings for devices including coated hydrophobic active agent particles. In an embodiment, the invention includes a drug delivery device including a substrate; and coated therapeutic agent particles disposed on the substrate, the coated therapeutic agent particles comprising a particulate hydrophobic therapeutic agent; and a cationic agent in contact with the particulate hydrophobic therapeutic agent. Other embodiments are also included herein. (Slager, title & abstract), which are suitable for “urethral balloons and urethral stents for urological treatments.” (Slager, par. [0071]). In this regard, Slager discloses suitable coating materials, inter alia, “Pentaerythritol ethoxylate 15/4 EO/OH” for paclitaxel. Slager, par. [0226]. It is noted that “Pentaerythritol ethoxylate 15/4 EO/OH,” which is disclosed by Slager as a suitable coating material for paclitaxel (Slager, par. [0226]), relates to “pentaerythritol ethoxylate (15/4)” and “pentaerythritol ethoxylate (3/4)” of claims 7-10. In this regard, it is noted that compounds in a homologous series are considered patentably indistinct. MPEP § 2144.09(II) states: “[c]ompounds which are position isomers (compounds having the same radicals in physically different positions on the same nucleus) or homologs (compounds differing regularly by the successive addition of the same chemical group, e.g., by -CH2- groups) are generally of sufficiently close structural similarity that there is a presumed expectation that such compounds possess similar properties, In re Wilder, 563 F.2d 457, 195 USPQ 426 (CCPA 1977). See also In re May, 574 F.2d 1082, 197 USPQ 601 (CCPA 1978) (stereoisomers prima facie obvious)” (MPEP § 2144.09). In light of these teachings, it would have been prima facie obvious to one of ordinary skill in the art before the effective filing date to take the drug-coated balloon catheter of the ‘710 Patent, and to have incorporated a coating material such as “Pentaerythritol ethoxylate 15/4 EO/OH” per Slager (Slager, par. [0226]). One would have been motivated to do so with a reasonable expectation of success since both the ‘710 Patent and Slager are concerned with similar problems in the art, namely drug release coatings for medical devices (Wang, abstract; Slager, abstract). Further, it is well within the skill of the ordinary artisan to select suitable additives. Doing so amounts to no more than combining prior art elements according to known methods to yield predictable results, namely the manufacture of a coated balloon catheter with “Pentaerythritol ethoxylate 15/4 EO/OH” per Slager (Slager, par. [0226]) in order to obtain the advantage of a suitable coating material for a hydrophobic active agent such as paclitaxel (‘710 Patent, claim 6; Slager, par. [0226]). Thus, claims 1-20 of the ‘710 Patent per Slager render claims 7-10 obvious. Conclusion Claims 1-20 are rejected. No claims are allowed. WO 2009/051614 A1 by Wang, on 08/29/2024 IDS, is noted as a reference of interest. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DOMINIC LAZARO whose telephone number is (571)272-2845. The examiner can normally be reached on Monday through Friday, 8:30am to 5:00pm EST; alternating Fridays out. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, BETHANY BARHAM can be reached on (571)272-6175. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DOMINIC LAZARO/Primary Examiner, Art Unit 1611
Read full office action

Prosecution Timeline

Aug 29, 2024
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
94%
With Interview (+30.3%)
3y 2m (~1y 4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 662 resolved cases by this examiner. Grant probability derived from career allowance rate.

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