Prosecution Insights
Last updated: October 01, 2026
Application No. 18/822,290

STACK PROCESS-BASED THREE-DIMENSIONAL FLASH MEMORY AND MANUFACTURING METHOD THEREFOR

Non-Final OA §102
Filed
Sep 02, 2024
Priority
Apr 05, 2022 — RE 10-2022-0041979 +1 more
Examiner
ALMEIDA, CORY A
Art Unit
Tech Center
Assignee
Iucf-hyu (industry-university Cooperation Foundation Hanyang University)
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
10m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
547 granted / 811 resolved
+7.4% vs TC avg
Strong +22% interview lift
Without
With
+22.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
12 currently pending
Career history
822
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
59.7%
+19.7% vs TC avg
§102
28.8%
-11.2% vs TC avg
§112
5.7%
-34.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 811 resolved cases

Office Action

§102
DETAILED ACTION Status of the Claims The filing dated 9/2/24 is entered. Claims 1-8 are pending. Foreign Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statements The information disclosure statement (IDS) submitted on 9/2/24 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-8 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Huang, KR-20210154829. In regards to claim 1, Huang discloses a three-dimensional flash memory based on a stack process (Par. 0005 stacked 3D NAND), comprising: a first memory block (Fig. 1A, 108 memory stack) including first vertical channel structures (Fig. 1A, 132 memory strings) formed to extend in a vertical direction (Fig. 1A, 132 memory strings) on a first substrate (Fig. 1A, 102 substrate); a second memory block (Fig. 1A, 108 memory stack) including second vertical channel structures (Fig. 1A, 138 bit line) formed to extend the vertical direction (Fig. 1A, 138 memory strings) on a second substrate (Fig. 1A, 104 substrate); and a connection pad (Fig. 1A, 142+144 bit bonding contact) connecting the first memory block (Fig. 1A, 108 memory stack) and the second memory block (Fig. 1A, 108 memory stack) arranged such that at least one first bit line (Fig. 1A, 134 bit line) connected to the first vertical channel structures (Fig. 1A, 132 memory strings) and at least one second bit line (Fig. 1A, 138 bit line) connected to the second vertical channel structures (Fig. 1A, 138 bit line) face each other. In regards to claim 2, Huang discloses three-dimensional flash memory based on a stack process (Par. 0005 stacked 3D NAND), comprising: a first memory block (Fig. 1A, 108 memory stack) including first vertical channel structures (Fig. 1A, 132 memory strings) formed to extend in a vertical direction (Fig. 1A, 132 memory strings) on a first substrate (Fig. 1A, 102 substrate); a second memory block (Fig. 1A, 108 memory stack) including second vertical channel structures (Fig. 1A, 138 bit line) formed to extend in the vertical direction (Fig. 1A, 138 bit line) on a second substrate (Fig. 1A, 104 substrate); and a connection pad (Fig. 1A, 142+144 bit bonding contact) connecting the first memory block (Fig. 1A, 108 memory stack) and the second memory block (Fig. 1A, 108 memory stack) arranged such that the first substrate (Fig. 1A, 102 substrate) and the second substrate (Fig. 1A, 104 substrate) face each other. In regards to claim 3, Huang discloses the connection pad (Fig. 1A, 142+144 bit bonding contact) includes a connection wiring line (Fig. 1A, 140 conductive routing) of the at least one first bit line (Fig. 1A, 134 bit line) connected to the first vertical channel structures (Fig. 1A, 132 memory strings) and a connection wiring line (Fig. 1A, 146 conductive routing) of the at least one second bit line (Fig. 1A, 138 bit line) connected to the second vertical channel structures (Fig. 1A, 138 bit line). In regards to claim 4, Huang discloses the connection pad (Fig. 1A, 142+144 bit bonding contact) is commonly provided with the connection wiring line (Fig. 1A, 140 conductive routing) of the at least one first bit line (Fig. 1A, 134 bit line) connected to the first vertical channel structures (Fig. 1A, 132 memory strings) and the connection wiring line (Fig. 1A, 146 conductive routing) of the at least one second bit line (Fig. 1A, 138 bit line) connected to the second vertical channel structures (Fig. 1A, 138 bit line). In regards to claim 5, Huang discloses the connection pad (Fig. 1A, 142+144 bit bonding contact) connects the first memory block (Fig. 1A, 108 memory stack) and the second memory block (Fig. 1A, 108 memory stack) to each other through bonding or connects the first memory block (Fig. 1A, 108 memory stack) and the second memory block (Fig. 1A, 108 memory stack) to each other through a through silicon via (TSV) (Par. 0048 using TSV). In regards to claim 6, Huang discloses the connection pad (Fig. 1A, 142+144 bit bonding contact) includes a connection wiring line (Fig. 1A, 140 conductive routing) of the at least one first bit line (Fig. 1A, 134 bit line) connected to the first vertical channel structures (Fig. 1A, 132 memory strings) and a connection wiring line (Fig. 1A, 146 conductive routing) of the at least one second bit line (Fig. 1A, 138 bit line) connected to the second vertical channel structures (Fig. 1A, 138 bit line). In regards to claim 7, Huang discloses the connection pad (Fig. 1A, 142+144 bit bonding contact) is commonly provided with the connection wiring line (Fig. 1A, 140 conductive routing) of the at least one first bit line (Fig. 1A, 134 bit line) connected to the first vertical channel structures (Fig. 1A, 132 memory strings) and the connection wiring line (Fig. 1A, 146 conductive routing) of the at least one second bit line (Fig. 1A, 138 bit line) connected to the second vertical channel structures (Fig. 1A, 138 bit line). In regards to claim 8, Huang discloses the connection pad (Fig. 1A, 142+144 bit bonding contact) connects the first memory block (Fig. 1A, 108 memory stack) and the second memory block (Fig. 1A, 108 memory stack) to each other through bonding or connects the first memory block (Fig. 1A, 108 memory stack) and the second memory block (Fig. 1A, 108 memory stack) to each other through a through silicon via (TSV) (Par. 0048 using TSV). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CORY A ALMEIDA whose telephone number is (571)270-3143. The examiner can normally be reached M-Th 9AM-730PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nitin (Kumar) Patel can be reached at (571) 272-7677. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CORY A ALMEIDA/Primary Examiner, Art Unit 2628 8/24/26
Read full office action

Prosecution Timeline

Sep 02, 2024
Application Filed
Aug 27, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
90%
With Interview (+22.4%)
2y 11m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 811 resolved cases by this examiner. Grant probability derived from career allowance rate.

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