Prosecution Insights
Last updated: April 19, 2026
Application No. 18/822,897

INITIAL ACCESS PROCEDURE FOR HAPS

Final Rejection §103
Filed
Sep 03, 2024
Examiner
VLAHOS, SOPHIA
Art Unit
2633
Tech Center
2600 — Communications
Assignee
Huawei Technologies Co., Ltd.
OA Round
2 (Final)
87%
Grant Probability
Favorable
3-4
OA Rounds
2y 8m
To Grant
98%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
706 granted / 811 resolved
+25.1% vs TC avg
Moderate +11% lift
Without
With
+10.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
17 currently pending
Career history
828
Total Applications
across all art units

Statute-Specific Performance

§101
3.8%
-36.2% vs TC avg
§103
44.9%
+4.9% vs TC avg
§102
19.5%
-20.5% vs TC avg
§112
23.3%
-16.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 811 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments (01/27/2026) with respect to the art rejection of at least independent claims 1, 8 and 15 (amended on 01/27/206) have been considered but are moot in view of the new grounds of rejection. The previously cited references to Ma et al. (U.S. 2024/0324018) and Singh et al. (U.S. 2019/0097712) are relied upon to reject (at least) amended claims 1, 8 and 15. Claim Objections Claims 22, 24-26 are objected to because of the following informalities: Claim 22, line 3 the recited “the PSS being generated” should be “the PSS generated”. Claims 24, 25 and 26, respective line 2 the “of the selection beam index” should be “of the selected beam index”, claims 1, 8 and 15 previously claim “a selected beam index”. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 5, 7-8, 12, 14-15, 19, 24-26 are rejected under 35 U.S.C. 103 as being unpatentable over Ma et al. (U.S. 2024/0324018) in view of Singh et al. (U.S. 2019/0097712). With respect to claim 1, Ma et al. disclose: obtaining location coordinates for the device ([0074] “the UE may determine distances from a position of the UE (e.g., a latitude and longitude of the UE)…”. The UE performs obtaining of the position of the UE (e.g. a latitude and longitude of the UE)); determining, based on the location coordinates for the device, a selected beam index ([0074] “…the beam selection may be based at least in part on the proximity of the UE to the global position of the second beam.”…step 704 “…the UE may select the second beam…”, from among a plurality of beam indices (the second beam is selected from “the first plurality of beams and/or the second plurality of beams”. Also refer to Fig. 5 the first plurality of beams are for example the narrow beams in 504 and the second plurality of beams are the narrow beams in 506 [0072]). Regarding the claimed beam index and beam indices, it is understood that the selected second beam has an associated identifier (index) and that the first and/or second plurality of beams have respective identifiers (or indices)); and transmitting, based on the selected beam index, a random access preamble (Fig. 7, step 706 in response to the selected beam (second beam) index. [0079] In a four-step random access procedure “…the UE may transmit a message…including a preamble on a PRACH via the second beam”. The second beam (corresponds to the selected beam index selected according to [0074]). Alternatively, in a two-step RA procedure (706), the selected beam is used to transmit a message including a preamble on PRACH …via the second beam). Ma et al. do not disclose: the determining the selected beam index comprising: determining, based on the location coordinates for the device, a beam-group index among a plurality of beam-group indices, a number of a group of beam indices corresponding to the beam-group index is greater than 1 and less than the number of beams corresponding to the plurality of beam indices, and determining the selected beam index from the group of beam indices corresponding to the beam-group index. Implementing transmit beam selection based on location information, Singh et al. disclose: determining a selected beam index comprising: determining, based on location for the device ([0101], [0112] “compiles location-beam direction data based on suitable beam directions found at each of one or more locations to form a beam-finding map …to look up suitable beam directions corresponding to the current location…”, Fig. 10, [0016], [0115] portions which describes UE maintaining a location-beam direction associations for multiple base stations), [0116],[0123] “location…two-dimensional location (e.g. latitude/longitude…), [0126],[0131], [0134] performed by a UE and [0139]), a beam-group index among a plurality of beam-group indices (refer to at least [0112] refer to the suitable beam directions found at each location to form a beam-finding map, the example of the beam-finding map of Fig. 10 applied to making a beam-finding map of a UE, [0126]. The UE performs the determining a beam-group index (the index or identifier or the prioritized group of beam directions) based on its current location [0126], [0139], out of a plurality of beam-group indices (corresponding to other locations e.g. out of the N locations and respective groups (lists) of beam directions e.g. Fig. 10, [0112], [0116], [0126])), a number of a group of beam indices corresponding to the beam-group index is greater than 1 and less than the number of beams corresponding to the plurality of beam indices (e.g. according to the associations of Fig. 10 and the other cited paragraphs, a number (quantity) of beam indices (1…P or 3…Q, or 5…R) of a beam group (or list) is greater than 1 ([0116], [0112], [0126]) and less than the total beam directions (indices)), and determining the selected beam index from the group of beam indices corresponding to the beam-group index (an optimal or sufficient beam [0086], lines 1-4 of [0110], lines 1-6 of [0111], [0139], determined from the prioritized beam directions (beams) from the list or group of prioritized beam directions corresponding to the current location of the UE, also [0136]-[0139]) . It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the method of Ma et al. based on the teachings of Singh et al. to perform the determining of the selected beam index by determining, based on the location coordinates for the device, a beam-group index (of a list or group of prioritized beam directions) among a plurality of beam-group indices (indices of lists or groups of prioritized beam directions for other locations of the UE), a number of a group of beam indices corresponding to the beam group-index is greater than 1 and less than a number of beams corresponding to the plurality of beam indices (the number of beams in the list or group of the prioritized beam directions for the current UE location), and determining the selected beam index from the group of beam indices correspond to the beam-group index (the optimal or sufficient beam direction selected out of the list or group of prioritized beams for the current UE location, [0086], [0136]-[0138]-[0139]) instead on determining the selected beam index based on a shortest distance between the UE and positions of the first and second plurality of second beams, so that a sufficient or optimal beam direction is determined using a beam-finding map and used for uplink transmission (transmission of the random access preamble of Ma et al.) and additionally the beam-finding map data of the UE of modified Ma et al. is shared with other devices to disseminate mutual benefit from the collectively-gathered location-beam direction determinations (Singh et al., refer to at least, [0086], [0112], [0118], [0139]). The steps of claim 8 are rejected based on the rationale used to reject claim 1 above. Regarding the claimed “at least one processor coupled with a non-transitory computer-readable medium storing instructions, when the instructions executed by the at least one processor, cause the apparatus to perform operations including:”, refer to Ma et al. Fig. 12 [0024], [0109]-[0110], refer to processor 1204 and computer-readable medium/memory 1212 [0196] in particular the third to last sentence “non-transitory computer readable media”). The steps of claim 15 are rejected based on the rationale used to reject claim 1 above. Regarding the claimed “A non-transitory computer-readable medium storing instructions, when the instructions executed by an apparatus, cause the apparatus to perform operations comprising:” refer to at least lines 1-3 of [0191], [0194], [0196] third to last sentence and [0197]). With respect to claim 5, modified Ma et al. disclose: wherein the determining the beam-group index comprises: selecting the beam-group index from a table (Singh et al. [0112] approximate middle “beam-finding map may be stored in any suitable data-structure format (...table…) and beam-finding map examples of Fig.9B and Fig. 10) that maps location coordinate ranges (location grids of Fig. 9B corresponding to location coordinate ranges [0109], [0123]) to the plurality of beam-group indices (Fig. 10, locations (location grids) mapped to corresponding location coordinate ranges). Claims 12, 19 are rejected based on the rationale used to reject claim 5 above. With respect to claim 7, modified Ma et al. disclose: (using) a table that maps location coordinate ranges to the plurality of beam indices (Singh et al., Fig. 9B, Fig. 10, [0112], [0123] refer to the disclosed grid element, also [0109] the location coordinate ranges are mapped to prioritized beam groups (or lists) which in turn are mapped to the plurality of beam indices) In the same field of endeavor, Singh et al. disclose: receiving a positioning broadcast channel that includes a table that maps location coordinate ranges to the plurality of beam indices ( [0095] approximate middle “…The location indication may provide a two-dimensional location (e.g., latitude/longitude or some equivalent indicator such as a grid element index)”, [0127] discloses “…the UL beam-finding map may be sent via unicast transmissions to the one or more UEs; it may be broadcast using a broadcast channel (BCH)”. Also refer to [0129] step 1210 based on the beam-finding map). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Ma et al. based on the cited teachings of Singh et al. to receive a positioning broadcast channel (e.g. BCH) to receive the UL-beam-finding map (e.g. Fig. 9B, Fig. 10) to implement distribution of UL-beam finding maps to UEs served by a base station (enB) from a centralized data store of the enB (Singh et al. [0127]). Claim 14 is rejected based on the rationale used to reject claim 7 above. With respect to claim 24, modified Ma et al. disclose: wherein the random access preamble includes at least one of: at least one of an indication of the selection beam index or an indication of the beam-group index, or a sequence generated based upon at least one of the selected beam index (Ma et al. refer to at least step 706 and [0066], [0079] at least the last sentence, also approximate middle of related [0083] and [0106]. Refer to the transmitted MSG1 (sequence) or transmitted MSGA (sequence) generated based upon the selected narrow beam (having a corresponding beam index). [0058]-[0059], [0079] describe related random access procedures) or the beam-group index. Claims 25-26 are rejected based on the rationale used to reject claim 24 above. 6. Claims 2-3, 9-10, 16-17 are rejected under 35 U.S.C. 103 as being unpatentable over Ma et al. (U.S. 2024/0324018) in view of Singh et al. (U.S. 2019/0097712), and further in view of JP 4731000 B2. With respect to claim 2, modified Ma et al., Singh et al. do not disclose: further comprising: prior to the obtaining the location coordinates for the device, receiving a positioning reference signal. Implementing position determination, JP 4731000 B2 discloses: prior to obtaining location coordinates for a device, receiving a positioning reference signal (translation [0089], actual position information specified by a latitude and longitude. First sentence of [0090], first two sentences of [0091] refer to the disclosed determining of position after a position reference signal is received (or receiving a position reference signal prior to obtaining the location coordinates (actual position information in terms of latitude and longitude). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the device (UE) of Ma et al. based on the cited teachings of JP 4731000 B2 to: prior to obtaining the location coordinates for the device, receiving a positioning reference signal (receiving a position reference signal from a plurality of artificial satellites) and measure its own position based on the received positioning reference signal to implement a known and suitable technique to obtain the predictable result of determining position information (JP 4731000 B2, [009], first sentence of [0090], first two sentences of [0091]). With respect to claim 3, modified Ma et al. discloses: wherein the obtaining the location coordinates is based on the positioning reference signal (refer above to the rejection of claim 2). Claims 9-10, 16-17 are rejected based on the rationale used to reject claims 2-3 above. Allowable Subject Matter Claims 21-23 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to SOPHIA VLAHOS whose telephone number is (571)272-5507. The examiner can normally be reached M 8:00-4:00, TWRF 8:00-2:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, SAM K AHN can be reached at 571-272-3044. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. SOPHIA VLAHOS Examiner Art Unit 2633 /SOPHIA VLAHOS/Primary Examiner, Art Unit 2633 03/24/2026
Read full office action

Prosecution Timeline

Sep 03, 2024
Application Filed
Oct 30, 2025
Non-Final Rejection — §103
Jan 27, 2026
Response Filed
Mar 24, 2026
Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12597934
CLOCK DATA RECOVERY CIRCUIT AND APPARATUS INCLUDING THE SAME
2y 5m to grant Granted Apr 07, 2026
Patent 12587262
BEAM DETERMINATION FOR WIRELESS COMMUNICATION
2y 5m to grant Granted Mar 24, 2026
Patent 12587322
TECHNIQUES FOR USING DEFAULT BEAMS FOR MULTI-PDSCH REPETITIONS
2y 5m to grant Granted Mar 24, 2026
Patent 12580795
ELECTRONIC DEVICE FOR PROCESSING WIRELESS SIGNAL, AND OPERATING METHOD THEREFOR
2y 5m to grant Granted Mar 17, 2026
Patent 12580626
BEAM SWITCHING SYSTEM, BEAM SWITCHING METHOD, AND ANTENNA APPARATUS
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
87%
Grant Probability
98%
With Interview (+10.6%)
2y 8m
Median Time to Grant
Moderate
PTA Risk
Based on 811 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month