Prosecution Insights
Last updated: August 15, 2026
Application No. 18/827,261

FILTER CIRCUITRY AND CIRCUITRY COMPRISING THE SAME

Final Rejection §102§103
Filed
Sep 06, 2024
Priority
Sep 14, 2023 — EU 23197554.1
Examiner
SKIBINSKI, TOMI SWEET
Art Unit
2842
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Socionext Inc.
OA Round
2 (Final)
84%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
737 granted / 881 resolved
+15.7% vs TC avg
Minimal +3% lift
Without
With
+3.2%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 9m
Avg Prosecution
17 currently pending
Career history
896
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
53.4%
+13.4% vs TC avg
§102
26.6%
-13.4% vs TC avg
§112
17.4%
-22.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 881 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3, 6, 7, and 15 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Logvinov et al (“Radio Receivers for Systems of Fixed and Mobile Communications”). Regarding claim 1, Figure 3.26 of Logvinov discloses polyphase filter circuitry, comprising: an input node configured to receive an input signal VIN having a dominant frequency fPPF [Input] a common-source amplifier circuit [VT1] wherein the common-source amplifier circuit comprises a field-effect transistor M1 with its gate terminal connected to the input node [VT1] and with a capacitor CPFF connected to its source terminal [C3] for the common-source amplifier circuit, the output resistance RM1 seen at the source terminal of the field-effect transistor M1 and the capacitance of the capacitor CPFF are configured to define the frequency response of the common-source amplifier circuit so that, based on the input signal VIN, a signal VLEAD is generated at the drain terminal of the transistor M1 which leads the input signal VIN in phase by a given phase shift ∆ϕLEAD and a signal VLAG is generated at the source terminal of the transistor M1 which lags the input signal VIN in phase by a given phase shift ∆ϕLAG [description of Figure 3.26] Regarding claim 2, Figure 3.26 of Logvinov discloses a source-follower circuit [VT1] wherein the source-follower circuit comprises a field-effect transistor M1 with its gate terminal connected to the input node [VT1] and with a capacitor CPPF connected to its source terminal [C3] for the source-follower circuit, the output resistance RM1 seen at the source terminal of the field-effect transistor M1 and the capacitance of the capacitor CPPF are configured to define the frequency response of the source-follower circuit so that, based on the input signal VIN, a signal VLAG is generated at the source terminal of the transistor M1 which lags the input signal VIN in phase by a given phase shift ∆ϕLAG; and the signal VLEAD of the common-source amplifier circuit and the signal VLAG of the source-follower circuit are output signals of the polyphase filter circuitry [description of Figure 3.26] Regarding claim 3, Figure 3.26 of Logvinov discloses wherein, for each common-source amplifier circuit or source-follower circuit the capacitor CPPF is connected between, or substantially directly between, the source terminal of the transistor M1 and a supply voltage node or the capacitor CPPF is implemented as a capacitor CPPF1 connected between, or substantially directly between, the source terminal of the transistor M1 and a first supply voltage node and a capacitor CPPF2 connected between, or substantially directly between, the source terminal of the transistor M1 and a second supply voltage node [C2 and C3] Regarding claim 6, Figure 3.26 of Logvinov discloses wherein, for each common-source amplifier circuit or source-follower circuit, a current source or a resistor is connected between the source terminal of the transistor M1 and a supply voltage node [R2], optionally wherein that current source or resistor is implemented as a field-effect transistor. Regarding claim 7, Figure 3.26 of Logvinov discloses wherein: for each common-source amplifier circuit or source-follower circuit, the field-effect transistors of the common-source amplifier circuit are of the same or similar type and/or of the same semiconductor fabrication process; and/or said field-effect transistors are of the same or similar type and/or of the same semiconductor fabrication process [description of Figure 3.26]. Regarding claim 15, Figure 3.26 of Logvinov discloses integrated circuitry, such as an IC chip, comprising the polyphase filter circuitry [description of Figure 3.26]. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 4, 5, 8, 9, 12-14, 16, and 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Logvinov et al (“Radio Receivers for Systems of Fixed and Mobile Communications”). Regarding claim 4, Logvinov does not explicitly disclose wherein, for each common-source amplifier circuit or source-follower circuit: the capacitor CPPF, or each of the capacitors CPPF1 and CPPF2, is implemented as a MOS capacitor, optionally as a field-effect transistor configured as a MOS capacitor. However, it would have been obvious to of ordinary skill in the art before the effective filing date of the claimed invention to modify the circuit of Logvinov by using MOS capacitors as a matter of simple design-choice, since it was well-known in the art to use MOS capacitors. Regarding claim 5, Logvinov does not explicitly disclose wherein, for each common-source amplifier circuit, a resistor RDRAIN is connected between the drain terminal of the transistor M1 and a supply voltage node, wherein, for each common-source amplifier circuit, the resistor RDRAIN is implemented as a diode-connected field-effect transistor. However, it would have been obvious to of ordinary skill in the art before the effective filing date of the claimed invention to modify the circuit of Logvinov by using a diode-connected field-effect transistor as a matter of simple design-choice, since it was well-known in the art to use diode-connected field-effect transistors as resistors. Regarding claim 8, Logvinov does not explicitly disclose multi-phase clock generation circuitry comprising: the polyphase filter circuitry; and a source clock generation circuit configured to generate and provide to the polyphase filter circuitry the input signal VIN as a source clock signal, the output signals of the polyphase filter circuitry being output clock signals of the multi-phase clock generation circuitry having different relative phases from one another. However, it would have been obvious to of ordinary skill in the art before the effective filing date of the claimed invention to modify the circuit of Logvinov by using it to filter clock signals as a matter of simple design-choice, since it was well-known in the art to use filters with clock signals. Regarding claim 9, Figure 3.26 of Logvinov discloses a source-follower circuit, comprising: an input node configured to receive an input signal VIN having a dominant frequency fPPF [Input] a field-effect transistor M1 with its gate terminal connected to the input node [VT1] a capacitor CPPF connected to the source terminal of the field-effect transistor M1 [C3] wherein the output resistance RM1 seen at the source terminal of the field-effect transistor M1 and the capacitance of the capacitor CPPF are configured to define the frequency response of the source-follower circuit so that, based on the input signal VIN, a signal VLAG is generated at the source terminal of the transistor M1 which lags the input signal VIN in phase by a given phase shift ∆ϕLAG [description of Figure 3.26] the capacitor CPFF is substantially directly connected between the source terminal of the field-effect transistor and a supply voltage node and is implemented a capacitor CPPF1 connected between, or substantially directly between, the source terminal of the transistor M1 and a first supply voltage node, and a capacitor CPPF2 connected between, or substantially directly between, the source terminal of the transistor M1 and a second supply voltage node [C2 and C3] Logvinov does not explicitly disclose the capacitor CPPF, or each of the capacitors CPPF1 and CPPF2, is implemented as a field-effect transistor configured as a MOS capacitor. However, it would have been obvious to of ordinary skill in the art before the effective filing date of the claimed invention to modify the circuit of Logvinov by using MOS capacitors as a matter of simple design-choice, since it was well-known in the art to use MOS capacitors. Regarding claim 12, Figure 3.26 of Logvinov, as applied to claim 9, discloses wherein: a current source or a resistor is connected between the source terminal of the transistor and a supply voltage node [R2], optionally wherein that current source or resistor is implemented as a field- effect transistor. Regarding claim 13, Logvinov, as applied to claim 9, does not explicitly disclose wherein: the drain terminal of the transistor is connected directly to its supply voltage node. However, it would have been obvious to of ordinary skill in the art before the effective filing date of the claimed invention to modify the circuit of Logvinov, as applied to claim 9, by removing the drain resistor as a matter of simple design-choice, since it was well-known in the art to connect drains directly to supply in source-follower circuits. Regarding claim 14, Figure 3.26 of Logvinov, as applied to claim 9, discloses wherein each field-effect transistor is of the same or similar type and/or of the same semiconductor fabrication process [description of Figure 3.26]. Regarding claim 16, Figure 3.26 of Logvinov, as applied to claim 8, discloses integrated circuitry, such as an IC chip, comprising the multi-phase clock generation circuitry [description of Figure 3.26]. Regarding claim 17, Figure 3.26 of Logvinov, as applied to claim 9, discloses integrated circuitry, such as an IC chip, comprising the source-follower circuit [description of Figure 3.26]. Conclusion Applicant's submission of an information disclosure statement under 37 CFR 1.97(c) with the timing fee set forth in 37 CFR 1.17(p) on 04/24/2026 prompted the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 609.04(b). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Tomi S Skibinski whose telephone number is (571)270-7581. The examiner can normally be reached Mon. - Thurs. 8am - 6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Regis Betsch can be reached at (571)270-7101. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TOMI SKIBINSKI/Primary Examiner, Art Unit 2836
Read full office action

Prosecution Timeline

Sep 06, 2024
Application Filed
Feb 26, 2026
Non-Final Rejection mailed — §102, §103
Apr 27, 2026
Response Filed
Jul 16, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12706604
NPF radiofrequency device
1y 7m to grant Granted Aug 11, 2026
Patent 12695450
PARALLELING POWER SWITCHES
1y 10m to grant Granted Jul 28, 2026
Patent 12689376
SYSTEMS AND METHODS FOR HIGH-VOLTAGE-TOLERANT LEVEL SHIFTERS
3y 3m to grant Granted Jul 21, 2026
Patent 12689363
FAST LATCHING SWITCHES
2y 6m to grant Granted Jul 21, 2026
Patent 12689286
GATE DRIVER CONTROL FOR HIGH FREQUENCY SWITCHING CONVERTER
1y 7m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
84%
Grant Probability
87%
With Interview (+3.2%)
1y 9m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 881 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month