Prosecution Insights
Last updated: August 15, 2026
Application No. 18/828,224

ELECTRONIC DEVICE

Non-Final OA §102§103§Other
Filed
Sep 09, 2024
Priority
Oct 12, 2023 — CN 202311321856.4
Examiner
CHIEN, LUCY P
Art Unit
Tech Center
Assignee
Carux Technology Pte. Ltd.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
771 granted / 929 resolved
+23.0% vs TC avg
Moderate +5% lift
Without
With
+5.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
25 currently pending
Career history
942
Total Applications
across all art units

Statute-Specific Performance

§103
56.8%
+16.8% vs TC avg
§102
32.6%
-7.4% vs TC avg
§112
1.4%
-38.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 929 resolved cases

Office Action

§102 §103 §Other
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim(s) 1, is/are rejected under 35 U.S.C. 102a as being anticipated by KIRA SHUICHI et al (JP 2020154336 A) Regarding Claim 1, KIRA SHUICHI et al discloses (Drawing 1 to Drawings 12) An electronic device, comprising: a panel having an active area (3B) and a peripheral area (where 1,2 are located) adjacent to the active area; a protective substrate (4) disposed opposite to the panel (8); and a first light-shielding structure (1,2) disposed on a surface of the protective substrate (4) and corresponds to the peripheral area, wherein a portion of the first light-shielding structure (1 and 2) overlapping the peripheral area has at least one opening (the gaps in between 1 and 2). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim(s) 2-9,19,20 is/are rejected under 35 U.S.C. 103 as being unpatentable over KIRA SHUICHI et al (JP 2020154336 A) in view of YOSHIZAWA; Hirotoshi (US 20200394768 A1) Regarding Claim 2, KIRA SHUICHI et al discloses (Drawing 1 to Drawings 12) wherein the first light-shielding structure comprises a first portion (2) and a second portion (1) adjacent to the first portion, a thickness of the first portion (2) is less than a thickness of the second portion (1), the first portion (2) is closer to the active area than the second portion (1), the first portion (2) has the at least one opening (gaps between 1 and 2), and a width of the first portion (2) is at least greater than or equal to 1 millimeter. YOSHIZAWA; Hirotoshi discloses width of the light shielding layer is at least greater than or equal to 1 millimeter (TABLE 1). It would have been obvious to one of ordinary skill in the art to modify KIRA SHUICHI et al to include YOSHIZAWA; Hirotoshi’s width of the light shielding layer is at least greater than or equal to 1 millimeter motivated by the desire to shield desired light. Regarding Claim 3, In addition to KIRA SHUICHI et al and YOSHIZAWA; Hirotoshi, YOSHIZAWA; Hirotoshi discloses wherein the thickness of the first portion is between 100 micrometers and 8000 micrometers (shown in Table 1). Regarding Claim 4, In addition to KIRA SHUICHI et al and YOSHIZAWA; Hirotoshi, YOSHIZAWA; Hirotoshi discloses wherein the thickness of the second portion is between 200 micrometers and 16000 micrometers (see Table 1). Regarding Claim 5, [AltContent: arrow][AltContent: textbox (This sub portion 1 is far away from this active area)]In addition to KIRA SHUICHI et al and YOSHIZAWA; Hirotoshi, KIRA SHUICHI et al discloses (Drawing 1 to Drawings 12 also see pasted figure below) wherein the first portion (2) of the first light-shielding structure (1,2) has a plurality of openings, the first portion (2) comprises n sub-portions arranged in sequence, n is a positive integer greater than or equal to 2, a first sub-portion (2) among the n sub-portions is closest to the active area (3B), a second sub-portion (1) among the n sub-portions is adjacent to a side of the first sub-portion far away from the active area, a spacing between two adjacent openings in the first sub-portion is a first pitch, a spacing between two adjacent openings in the second sub-portion is a second pitch, and the first pitch is smaller than the second pitch. [AltContent: arrow] PNG media_image1.png 304 398 media_image1.png Greyscale Regarding Claim 6, In addition to KIRA SHUICHI et al and YOSHIZAWA; Hirotoshi, KIRA SHUICHI et al discloses (Drawing 1 to Drawings 12 also see pasted figure above) wherein a difference between the second pitch and the first pitch is less than or equal to 20 micrometers. Regarding Claim 7, In addition to KIRA SHUICHI et al and YOSHIZAWA; Hirotoshi, KIRA SHUICHI et al discloses (Drawing 1 to Drawings 12 also see pasted figure above) wherein in an arrangement direction of the first portion (2) and the second portion (1), the widths of at least two of the n sub-portions are different. Regarding Claim 8, In addition to KIRA SHUICHI et al and YOSHIZAWA; Hirotoshi, KIRA SHUICHI et al discloses (Drawing 1 to Drawings 12 also see pasted figure above) wherein the first portion (2) comprises n sub-portions arranged in sequence, n is a positive integer greater than or equal to 2, a first sub-portion (1) among the n sub-portions is closest to the active area, a second sub-portion among the n sub-portions is adjacent to a side of the first sub-portion far away from the active area, and a transmittance of the first sub-portion is greater than a transmittance of the second sub-portion. Regarding Claim 9, In addition to KIRA SHUICHI et al and YOSHIZAWA; Hirotoshi, KIRA SHUICHI et al discloses (Drawing 1 to Drawings 12 also see pasted figure above) wherein the difference between the transmittance of the first sub-portion (2) and the transmittance of the second sub-portion (1) is less than or equal to 10%. Regarding Claim 19, In addition to Hirotoshi, KIRA SHUICHI et al and YOSHIZAWA; Hirotoshi, KIRA SHUICHI et al discloses (Drawing 1 to Drawings 12 also see pasted figure above) wherein the first portion of the first light-shielding structure (2) has a plurality of openings, and in a normal direction of the protective substrate, a depth of at least one of the plurality of openings is smaller than the thickness of the first portion. Regarding Claim 20, In addition to Hirotoshi, KIRA SHUICHI et al YOSHIZAWA; Hirotoshi, Hirotoshi, KIRA SHUICHI et al discloses (Drawing 1 to Drawings 12 also see pasted figure above) wherein the first portion of the first light-shielding structure (2) has a plurality of openings, and in a normal direction of the protective substrate, a depth of at least one of the plurality of openings is equal to the thickness of the first portion. Claim(s) 10-18 is/are rejected under 35 U.S.C. 103 as being unpatentable over KIRA SHUICHI et al (JP 2020154336 A) in view of Fuji (US 10928667) Regarding Claim 10, Hirotoshi, KIRA SHUICHI et al discloses everything as disclosed above. Hirotoshi, KIRA SHUICHI et al does not disclose a second light-shielding structure disposed in the peripheral area of the panel, wherein in a top-view direction of the electronic device, a part of the second light-shielding structure overlaps the first light-shielding structure. Fuji discloses (Fig. 2A) a second light-shielding structure (5) disposed in the peripheral area of the panel, wherein in a top-view direction of the electronic device, a part of the second light-shielding structure overlaps the first light-shielding structure (6). It would have been obvious to one of ordinary skill in the art to modify Hirotoshi, KIRA SHUICHI et al to include Fuji’s second light-shielding structure (5) disposed in the peripheral area of the panel, wherein in a top-view direction of the electronic device, a part of the second light-shielding structure overlaps the first light-shielding structure (6) motivated by the desire to reduce reflectance from the first light shielding region (Column 4, lines 25-30) Regarding Claim 11, In addition to Hirotoshi, KIRA SHUICHI et al and Fuji, Fuji (Figure 2B) discloses wherein the at least one opening (7) of the first light-shielding (5) structure overlaps the second light-shielding structure (6). Regarding Claim 12, In addition to Hirotoshi, KIRA SHUICHI et al and Fuji, Fuji (Figure 2B) discloses wherein a profile of an inner edge of the second light-shielding (6) structure substantially corresponds to a profile of an inner edge of the first light-shielding structure (5). Regarding Claim 13, In addition to Hirotoshi, KIRA SHUICHI et al and Fuji, Fuji (Figure 2B) discloses wherein a profile of an inner edge of the second light-shielding (6) structure does not correspond to a profile of an inner edge of the first light-shielding structure (5). Regarding Claim 14, In addition to Hirotoshi, KIRA SHUICHI et al and Fuji, Fuji (Figure 2B) discloses wherein the first light-shielding structure (5) has a plurality of openings, and a dimension of the first opening (7) among the plurality of openings closer to the active area (7) is larger than a dimension of the second opening among the plurality of openings farther away from the active area. Regarding Claim 15, In addition to Hirotoshi, KIRA SHUICHI et al and Fuji, Fuji (Figure 2B) discloses further comprising a third light-shielding structure (5) disposed between the first light-shielding structure (2) and the protective substrate, wherein a transmittance of a part of the third light-shielding structure closer to the active area is higher than a transmittance of another part of the third light-shielding structure farther away from the active area (ABSTRACT). Regarding Claim 16, In addition to Hirotoshi, KIRA SHUICHI et al and Fuji, Fuji (Figure 2B) discloses wherein the part of the third light-shielding structure (the left element 5) closer to the active area has a first thickness, the another part of the third light-shielding structure (the left element 5) farther away from the active area has a second thickness, and the first thickness is smaller than the second thickness. Regarding Claim 17, In addition to Hirotoshi, KIRA SHUICHI et al and Fuji, Fuji (Figure 2B) discloses wherein the part of the third light-shielding structure (5) closer to the active area has a relatively large light-transmitting area, and the another part of the third light-shielding structure farther away from the active area has a relatively small light-transmitting area. Regarding Claim 18, In addition to Hirotoshi, KIRA SHUICHI et al and Fuji, Hirotoshi, KIRA SHUICHI et al discloses (Drawing 1 to Drawings 12 also see pasted figure above) wherein the first portion of the first light-shielding structure (2) has a plurality of openings, a density of a part of the plurality of openings closer to the active area is higher than a density of another part of the plurality of openings farther away from the active area. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LUCY P CHIEN whose telephone number is (571)272-8579. The examiner can normally be reached 9AM-5PM PST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Caley can be reached at 571-272-2286. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LUCY P CHIEN/Primary Examiner, Art Unit 2871
Read full office action

Prosecution Timeline

Sep 09, 2024
Application Filed
Jul 16, 2026
Non-Final Rejection mailed — §102, §103, §Other (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12704710
OPTICAL SENSING DEVICE
2y 5m to grant Granted Aug 11, 2026
Patent 12699213
LENS ASSEMBLY WITH HIGH UNIFORM RECTANGULAR FOCUSED HALO AND METHOD OF ADJUSTING HALO SIZE USING THE SAME
2y 5m to grant Granted Aug 04, 2026
Patent 12693565
LIQUID CRYSTAL DISPLAY DEVICE
3y 2m to grant Granted Jul 28, 2026
Patent 12693561
BACKLIGHT UNIT AND DISPLAY DEVICE COMPRISING THE SAME
2y 7m to grant Granted Jul 28, 2026
Patent 12687752
LIGHT CONTROL DEVICE
1y 9m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
88%
With Interview (+5.3%)
2y 7m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 929 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month