Prosecution Insights
Last updated: October 02, 2026
Application No. 18/829,230

METHOD FOR GENERATING AND TRANSMITTING A REFERENCE SIGNAL FOR UPLINK DEMODULATION IN A CLUSTERED DFT-SPREAD OFDM TRANSMISSION SCHEME

Non-Final OA §102§103§112
Filed
Sep 09, 2024
Priority
Sep 18, 2009 — RE 10-2009-0088521 +4 more
Examiner
NGUYEN, BAO G
Art Unit
Tech Center
Assignee
Electronics and Telecommunications Research Institute
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
1y 2m
Est. Remaining
78%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
273 granted / 369 resolved
+14.0% vs TC avg
Minimal +4% lift
Without
With
+3.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
41 currently pending
Career history
417
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
75.8%
+35.8% vs TC avg
§102
15.4%
-24.6% vs TC avg
§112
4.4%
-35.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 369 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claim 1-12 rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. The claims recite a “set of elements”. Set of elements is not described anywhere in the specification. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of pre-AIA 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a) the invention was known or used by others in this country, or patented or described in a printed publication in this or a foreign country, before the invention thereof by the applicant for a patent. Claim(s) 1-3, 5-9, 11-12 is/are rejected under pre-AIA 35 U.S.C. 102(a) as being anticipated by Zhang (Pub No 20110141982) Regarding claim 1, Zhang teaches a communication method, comprising: transmitting, by an eNode-B (eNB), scheduling information, the scheduling information indicating a first set of contiguous subcarriers and a second set of contiguous subcarriers; (interpreted as A UE may be scheduled for data transmission on multiple non-contiguous clusters of resources. Each cluster may include one or more resource blocks and may cover a set of contiguous subcarriers, see para [0007]) receiving, by the eNB, a demodulation reference signal (DM-RS) sequence using the first set of contiguous subcarriers within a first symbol and the second set of contiguous subcarriers within the first symbol; and (interpreted as The UE may transmit a reference signal on the multiple non-contiguous clusters to enable channel estimation and data demodulation by a base station, see para [0007]. Also see symbol 3- clusters 1, m, and M contiguous subcarriers, fig. 3) receiving, by the eNB, user data using the first set of contiguous subcarriers within a second symbol and the second set of contiguous subcarriers within the second symbol, (interpreted as user data in contiguous subcarriers of symbol 4, fig 3) wherein: the DM-RS sequence consists of a first set of elements and a second set of elements, the first set of contiguous subcarriers within the first symbol is used to receive the first set of elements, and (interpreted as The UE may transmit a reference signal on the multiple non-contiguous clusters to enable channel estimation and data demodulation by a base station, see para [0007]. Also see symbol 3- clusters 1, m, and M contiguous subcarriers, fig. 3) the second set of contiguous subcarriers within the first symbol is used to receive the second set of elements. (interpreted as The UE may transmit a reference signal on the multiple non-contiguous clusters to enable channel estimation and data demodulation by a base station, see para [0007]. Also see symbol 3- clusters 1, m, and M contiguous subcarriers, fig. 3) Regarding claim 7, Zhang teaches a communication method, comprising: generating, by a user equipment (UE), a demodulation reference signal (DM-RS) sequence; receiving, by the UE, scheduling information, the scheduling information indicating a first set of contiguous subcarriers and a second set of contiguous subcarriers; (interpreted as A UE may be scheduled for data transmission on multiple non-contiguous clusters of resources. Each cluster may include one or more resource blocks and may cover a set of contiguous subcarriers, see para [0007]) transmitting, by the UE, the DM-RS sequence using the first set of contiguous subcarriers within a first symbol and the second set of contiguous subcarriers within the first symbol; and (interpreted as The UE may transmit a reference signal on the multiple non-contiguous clusters to enable channel estimation and data demodulation by a base station, see para [0007]. Also see DMRS symbol 3- clusters 1, m, and M contiguous subcarriers, fig. 3) transmitting, by the UE, user data using the first set of contiguous subcarriers within a second symbol and the second set of contiguous subcarriers within the second symbol, wherein: (interpreted as user data in contiguous subcarriers of symbol 4, fig 3) the DM-RS sequence consists of a first set of elements and a second set of elements, the first set of contiguous subcarriers within the first symbol is used to transmit the first set of elements, and the second set of contiguous subcarriers within the first symbol is used to transmit the second set of elements. (interpreted as The UE may transmit a reference signal on the multiple non-contiguous clusters to enable channel estimation and data demodulation by a base station, see para [0007]. Also see symbol 3- clusters 1, m, and M contiguous subcarriers, fig. 3) Regarding claim 2 and 8, Zhang teaches the method of claim 1, wherein the first set of contiguous subcarriers and the second set of contiguous subcarriers are not contiguous. (interpreted as see symbol 3- clusters 1, m, and M contiguous subcarriers non-contiguous with each other, fig. 3) Regarding claim 3 and 9, Zhang teaches the method of claim 2, wherein the DM-RS sequence is a Zadoff-Chu (ZC) sequence. (interpreted as The RS sequence(s) may be generated based on a computer-generated sequence, a Zadoff-Chu sequence, see para [0051]) Regarding claim 5 and 11, Zhang teaches the method of claim 1, wherein a first number of the first set of contiguous subcarriers is M (being a positive integer) and a second number of the second set of contiguous subcarriers is N (being a positive integer), each of the M contiguous subcarriers of the first symbol comprises one of M elements (0, . . . , M−1) of the DM-RS sequence sequentially, and each of the N contiguous subcarriers of the second symbol comprises one of N elements (M, . . . , M+N−1) of the DM-RS sequence sequentially. (interpreted as The UE may transmit a reference signal on the multiple non-contiguous clusters to enable channel estimation and data demodulation by a base station, see para [0007]. Also see subcarriers 0 to k-1, symbol 3 and 10 - clusters 1, m, and M contiguous subcarriers, fig. 3) Regarding claim 6 and 12, Zhang teaches the method of claim 5, wherein M and N are determined based on the scheduling information. (interpreted as A scheduler 1284 may schedule UEs for downlink and/or uplink transmission and may provide allocations of resources (e.g., assignment of multiple non-contiguous clusters, RS sequences for demodulation reference signals, etc.) for the scheduled UEs, see para [0090] Also see subcarriers 0 to k-1, fig. 3) Claim Rejections - 35 USC § 103 The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 4 and 10 rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Zhang (Pub No 20110141982) further in view of Papasakellaroiu (Pub No 20090060004) Regarding claim 4 and 10, Zhang teaches the method of claim 1, however does not teach wherein when a length of the DM-RS sequence is equal to or greater than a length corresponding to three resource blocks (RBs), the DM-RS sequence is generated from an extended Zadoff-Chu (ZC) sequence, and when the length of the DM-RS sequence is shorter than the length corresponding to three resource blocks (RBs), the DM-RS sequence is generated using a computer-generated (CG)-constant amplitude zero autocorrelation (CAZAC) sequence. Papasakellaroiu teaches wherein when a length of the DM-RS sequence is equal to or greater than a length corresponding to three resource blocks (RBs), the DM-RS sequence is generated from an extended Zadoff-Chu (ZC) sequence, and when the length of the DM-RS sequence is shorter than the length corresponding to three resource blocks (RBs), the DM-RS sequence is generated using a computer-generated (CG)-constant amplitude zero autocorrelation (CAZAC) sequence. (interpreted as ZC sequences for the generation of CAZAC-based sequences for allocations equal to or larger than 3 RBs and computer generated CAZAC sequences for allocations of 1 RB or 2 RBs, see para [0061]) It would have been obvious to one of ordinary skill in the art to modify the DMRS taught by Zhang with the ZC and CG based on RBs taught by Papasakellaroiu with the motivation begin the mitigate the sequence allocation problem resulting from the small number of available CAZAC-based sequences for the smaller RB allocations, CAZAC sequences constructed through computer searches can be used as a larger number of sequences can be obtained in this manner. (Papasakellaroiu para [0060]) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BAO G NGUYEN whose telephone number is (571)272-7732. The examiner can normally be reached M-F 10pm - 6:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Huy Vu can be reached at 571-272-3155. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BAO G NGUYEN/Examiner, Art Unit 2461 /HUY D VU/Supervisory Patent Examiner, Art Unit 2461
Read full office action

Prosecution Timeline

Sep 09, 2024
Application Filed
Aug 25, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
78%
With Interview (+3.7%)
3y 3m (~1y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 369 resolved cases by this examiner. Grant probability derived from career allowance rate.

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