Prosecution Insights
Last updated: July 17, 2026
Application No. 18/830,011

IMAGE FORMING APPARATUS, IMAGE FORMING SYSTEM, INSPECTION METHOD, AND NON-TRANSITORY RECORDING MEDIUM

Non-Final OA §103
Filed
Sep 10, 2024
Priority
Sep 22, 2023 — JP 2023-158127
Examiner
AKHAVANNIK, HADI
Art Unit
Tech Center
Assignee
Ricoh Company, Ltd.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
862 granted / 1003 resolved
+25.9% vs TC avg
Moderate +13% lift
Without
With
+12.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
34 currently pending
Career history
1030
Total Applications
across all art units

Statute-Specific Performance

§101
2.4%
-37.6% vs TC avg
§103
70.5%
+30.5% vs TC avg
§102
6.7%
-33.3% vs TC avg
§112
0.9%
-39.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1003 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-3 and 6-14 are rejected under 35 U.S.C. 103 as being unpatentable over Kawamoto (US 2013/0136315 A1) in view of Haruta (US 2023/0142237 A1), Regarding claim 1, Kawamoto teaches an image forming apparatus comprising circuitry configured to: cause a reading device to read a printed matter printed by a printing apparatus based on print data to generate a first image to be inspected (pars. 0035–0036, Fig. 2); detect a defect on the printed matter based on a master image and the first image, the master image being generated from the print data of the printed matter (pars. 0046, 0056); detect a defect on a second image to be inspected and a defect state of the defect, the second image being generated by the reading device without sheet passage (pars. 0066–0067, 0090, Fig. 8A); set a region including a position of the defect detected on the second image to be excluded from detection of a defect on the first image (pars. 0111–0112); and notify a user in a case that the defect state is determined to exceed a threshold value (pars. 0108, 0113). Kawamoto does not teach setting the region to “an inspection exclusion region to be excluded from detection of a defect on the first image.” Haruta teaches this in par. 104 and Fig. 10. It would have been obvious prior to the effective filing date of the claimed invention to set the stain-position data detected by Kawamoto’s scanning without sheets as Haruta’s inspection exclusion region. The reason is because Kawamoto already excludes that data from the comparing process and Haruta supplies a known region-based framework for excluding a designated area from inspection to reduce false print-defect determinations. Regarding claim 2, Haruta teaches the image forming apparatus according to claim 1, wherein the circuitry is further configured to: control a display to display a threshold setting screen for receiving a setting of the threshold value (pars. 0105–0106, Fig. 10); and in a case that the defect state is determined to exceed the threshold value set on the threshold setting screen, notify the user of an abnormality (pars. 0118–0119, Fig. 11). Regarding claim 3, the defect state is a number of defects (Kawamoto, par. 0113); and the circuitry is further configured to receive a setting of the threshold value for the number of defects (Haruta pars. 0105–0106). Regarding claim 6, see Haruta the defect state is an area of the defect (par. 0131); and the circuitry is further configured to receive a setting of the threshold value for the area of the defect (pars. 0105–0106). Regarding claim 7, the image forming apparatus according to claim 2, wherein: the defect state is a brightness value of the defect (Kawamoto, par. 0067); and the circuitry is further configured to receive a setting of the threshold value for the brightness value of the defect (Haruta, pars. 0106, 0130). Regarding claim 8, see Kawamoto pars. 0055, 0102–0103, 0108. Regarding claim 9, see Haruta par. 0104, Fig. 10. Regarding claim 10, see Haruta, par. 0144, Fig. 14C. Regarding claim 11, see Haruta, par. 0106, Fig. 10. Regarding claims 12-14, see the rejection of claim 1. Claim(s) 4-5 are rejected under 35 U.S.C. 103 as being unpatentable over Kawamoto (US 2013/0136315 A1) in view of Haruta (US 2023/0142237 A1) in further view of Ohashi (US 2002/0176634 A1). Regarding claim 4, Kawamoto and Haruta do not teach that “the defect state is a width of the defect” and “the circuitry is further configured to receive a setting of the threshold value for the width of the defect.” Ohashi teaches this in pars. 0046–0047, Figs. 4A–4B. It would have been obvious prior to the effective filing date of the claimed invention to include in Kawamoto and Haruta the abilitiy to have a threshold for the width as taught by Ohashi. The reason is to have a set run length. Regarding claim 5, see Ohashi pars. 0074–0077; Fig. 2A. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Itan (20180089820), teaches scanner that identifies streaks and defects. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HADI AKHAVANNIK whose telephone number is (571)272-8622. The examiner can normally be reached 9 AM - 5 PM Monday to Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Henok Shiferaw can be reached at (571) 272-4637. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HADI AKHAVANNIK/ Primary Examiner, Art Unit 2676
Read full office action

Prosecution Timeline

Sep 10, 2024
Application Filed
Jul 06, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
99%
With Interview (+12.9%)
2y 8m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1003 resolved cases by this examiner. Grant probability derived from career allowance rate.

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