Prosecution Insights
Last updated: April 19, 2026
Application No. 18/830,624

Optical Module

Final Rejection §102§103
Filed
Sep 11, 2024
Examiner
BREVAL, ELMITO
Art Unit
2875
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Apple Inc.
OA Round
2 (Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
2y 2m
To Grant
87%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
1052 granted / 1380 resolved
+8.2% vs TC avg
Moderate +11% lift
Without
With
+10.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
43 currently pending
Career history
1423
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
51.6%
+11.6% vs TC avg
§102
30.6%
-9.4% vs TC avg
§112
11.0%
-29.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1380 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5 is/are rejected under 35 U.S.C. 102 (a) (1) as being anticipated by Petronius et al. (US. Pub: 2017/0314763 A1~hereinafter “Petronius”). Regarding claim 1, Petronius discloses (in at least figs. 1-4) an optoelectronic assembly, comprising: a substrate (60, 82), which is contiguous and having a cavity formed in the substrate (see figs. 3 and 4); an optoelectronic device ([0030]), which is disposed over the cavity and comprises an array of multiple emitters (84; [0050]; see fig. 11) configured to emit a predefined number of light beams in response to receiving one or more electrical signals; and an integrated circuit (IC) ([0032]-[0036]), which is mounted within the cavity (see fig. 1), between the substrate and the optoelectronic device, and is configured to drive the one or more electrical signals to the optoelectronic device (see fig. 1). Regarding claim 2, Petronius discloses (in at least figs. 1-4) comprising electrically conductive bumps (46; [0036]), which are disposed between the IC and the optoelectronic device, and are configured to conduct the one or more electrical signals. Regarding claim 3, Petronius discloses (in at least figs. 1-4) a lens assembly (34, 36) mounted over the optoelectronic device and configured to direct a given number of light beams to a scene opposite the lens assembly (see at least fig. 1), wherein the given number equals the predefined number of the light beams emitted from the optoelectronic device (see at least fig. 1). Regarding claim 4, Petronius discloses (in at least figs. 1-4) a housing (best seen in at least figs. 1, 3 and 4), which is mounted over the substrate and is configured to shield at least the optoelectronic device and the IC from electromagnetic interference (EMI) (see figs. 1, 3 and 4), wherein at least a portion of the lens assembly extends out of the housing (see at least figs. 1, 3 and 4). Regarding claim 5, Petronius discloses (in at least figs. 1-4; [0030]) the optoelectronic assembly is mounted on a handheld device and configured to direct the given number of light beams to the scene for producing a three- dimensional (3D) image of the scene, wherein the 3D image has a field-of-view (FOV) orthogonal to an axis, which is directed at an acute angle relative to a plain of a chassis of the handheld device. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 6-7 and 26 is/are rejected under 35 U.S.C. 103 as being unpatentable over Petronius et al. (US. Pub: 2017/0314763 A1~hereinafter “Petronius”) in view of Allouche et al. (US. Pub: 2020/0185875 A1~ hereinafter “Allouche”). Regarding claim 6, Petronius discloses all the claimed limitations except for a filler, which is disposed between an edge of the IC and the cavity, and surrounds the edge of the IC, the filler is configured to protect the IC from light radiation impinging on at least the edge of the IC. Allouche in the same field of endeavor discloses (in at least figs. 3 and 4; [0045]; [0048]) a filler, which is disposed between an edge of the IC and the cavity, and surrounds the edge of the IC, the filler is configured to protect the IC from light radiation impinging on at least the edge of the IC and to provide additional thermal dissipation with respect to the heat generated at the backside of the VCSEL ([0045]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the optoelectronic assembly device of Petronius with the filler teaching of Allouche in order to protect the IC from light radiation impinging on at least the edge of the IC and to provide additional thermal dissipation with respect to the heat generated at the backside of the VCSEL. Regarding claim 7, Petronius discloses (in at least figs. 1-4) the light radiation comprises a portion of the light beams reflected from one or both of the lens assembly and the housing (see at least fig. 1), but is silent about the filler comprises resin configured to attenuate at least a predefined wavelength of the reflected light beams. Allouche discloses (in at least figs. 3 and 4; [0045]) a filler, which is disposed between an edge of the IC and the cavity, and surrounds the edge of the IC, the filler is configured to protect the IC from light radiation impinging on at least the edge of the IC and to provide additional thermal dissipation with respect to the heat generated at the backside of the VCSEL ([0045]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to consider using a resin material in the filler material of Allouche in order to attenuate at least a predefined wavelength of the reflected light beams, since it has been held that the selection of a known material based on its suitability for its intended use supported a prima facie obviousness determination. Dolganov et al. (US. Pub: 2023/0046942 A1) of record discloses a filler comprises resin ([0020]-[0021]). Regarding claim 26, Petronius as modified by Allouche does not expressly disclose the IC is disposed within the cavity such that a first upper surface of the IC is flush with a second upper surface of the substrate. However, both Petronius and Allouche disclose (in at least [0032]-[0036] Petronius; [0020]; [0023] Allouche) the IC is disposed within the cavity. It would have been obvious to one of ordinary skill in the art before the effective filling date of the invention to arrange the IC of Petronius as modified by Allouche such that a first upper surface of the IC is flush with a second upper surface of the substrate, since it has been held that rearranging parts of an invention involves only routine skill in the art. Response to Arguments Applicant’s arguments with respect to claim(s) 1-7 and 26 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ELMITO BREVAL whose telephone number is (571)270-3099. The examiner can normally be reached M-Th~ 7:30-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James R. Greece can be reached at 571-272-3711. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ELMITO BREVAL Primary Examiner Art Unit 2875 /ELMITO BREVAL/Primary Examiner, Art Unit 2875
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Prosecution Timeline

Sep 11, 2024
Application Filed
Sep 04, 2025
Non-Final Rejection — §102, §103
Nov 11, 2025
Response Filed
Feb 12, 2026
Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
87%
With Interview (+10.8%)
2y 2m
Median Time to Grant
Moderate
PTA Risk
Based on 1380 resolved cases by this examiner. Grant probability derived from career allow rate.

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