Prosecution Insights
Last updated: August 17, 2026
Application No. 18/834,759

SIGNAL PROCESSING APPARATUS, METHOD, AND NON-TRANSITORY COMPUTER-READABLE MEDIUM

Non-Final OA §101
Filed
Jul 31, 2024
Priority
Feb 21, 2022 — nonprovisional of PCTJP2022007019
Examiner
SINHA, TARUN
Art Unit
Tech Center
Assignee
NEC Corporation
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
7m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
464 granted / 604 resolved
+16.8% vs TC avg
Strong +18% interview lift
Without
With
+17.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
18 currently pending
Career history
618
Total Applications
across all art units

Statute-Specific Performance

§101
2.4%
-37.6% vs TC avg
§103
65.9%
+25.9% vs TC avg
§102
11.7%
-28.3% vs TC avg
§112
16.6%
-23.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 604 resolved cases

Office Action

§101
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Although a certified copy has been filed, no English translation has been provided. Information Disclosure Statement The information disclosure statement (IDS) submitted on 7/31/2024 was filed in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claim 1 is rejected under 35 U.S.C. 101 because the claimed invention is directed to a signal processing apparatus that executes a program without significantly more. Claim 1 recites “A signal processing apparatus comprising: at least one memory storing instructions, and at least one processor configured to execute the instructions to (this limitations pertaining to a generic memory and generic processor do not amount to significantly more than the abstract idea); generate a plurality of signal source candidate positions (this limitation is considered to be a part of data gathering and is considered to be an insignificant extra-solution activity)); calculate a distortion signal, which is generated when a signal generated from a signal source distorts an optical fiber, based on a plurality of pieces of optical fiber laying information, a plurality of optical fiber gauge lengths, and a plurality of the signal source candidate positions (this limitation of calculating a distortion signal is mathematical process); receive a phase difference signal of backscattered light in an optical fiber gauge length section when an optical pulse signal is input to the optical fiber and converting the phase difference signal into a distortion signal (this limitation of receiving a signal is considered to be data gathering); and select a predetermined distortion signal having a highest similarity to the converted distortion signal from the plurality of calculated distortion signals, select a predetermined signal source candidate position corresponding to the predetermined distortion signal from a plurality of the signal source candidate positions (this step of selecting a signal is considered to be a mental step), and estimate the predetermined signal source candidate position as a generation position of the signal (this limitation of estimation is a mathematical process) The claim(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the structural elements of a memory and a processor are generically recited. Under the Step 1 of the eligibility analysis, we determine whether the claims are to a statutory category by considering whether the claims subject matter falls within the four statutory categories of patentable subject matter identified by 35 U.S.C. 101: Process, machine, manufacture, or composition of matter. The above claim and all claims dependent upon it are considered to be in a statutory category (process). Under the Step 2A, Prong One, we consider whether the claim recites a judicial exception (abstract idea). In the above claim, the limitations are towards estimating a location of a disturbance on an optical fiber based on calculating a distortion signal and reception of a phase difference signal, which constitute an abstract ideas, because, under a broadest reasonable interpretation, it recites limitations that fall into/recite an abstract idea exception. Specifically under the 2019 Revised Patent Subject Matter Eligibility Guidance, it falls into the grouping of subject matter when recited as such in a claim limitation, that covers mathematical concepts (mathematical relationships, mathematical formulas or equations, mathematical calculations). These limitations are treated by the Examiner as belonging to the mathematical concept grouping. The same reasoning above is applied to claims 2-9. Next, under the Step 2A, Prong Two, we consider whether the claim that recites a judicial exception is integrated into a practical application. In this step, we evaluate whether the claim recites additional elements that integrate the exception into a practical application of that exception. The above claim comprises the additional elements of “a memory” and “a processor”, both of which are to be considered to be well-understood and conventional in the art. Processing circuitry, also known as CPUs and computers, are well known in the art to be used for quality analysis. As discussed in the above evaluation Step 2A, the above claim does not include additional elements to amount to significantly more than the judicial exception, so the claim fails Step 2B analysis. The claim, therefor, is not patent eligible. The same 35 USC 101 rejection and reasoning is applied to independent claim 12 as well. Examiner suggests amending the claim to include a step which details what action is done/performed after the estimation step. This would integrate an abstract idea into a practical application. Allowable Subject Matter Claim 13 is allowed. None of the prior arts cited in the conclusion teach “calculating a distortion signal, which is generated when a signal generated from a signal source distorts an optical fiber, based on a plurality of pieces of optical fiber laying information, a plurality of optical fiber gauge lengths, and a plurality of the signal source candidate positions” and “and selecting a predetermined distortion signal having a highest similarity to the converted distortion signal from the plurality of calculated distortion signals, selecting a predetermined signal source candidate position corresponding to the predetermined distortion signal from a plurality of the signal source candidate positions, and estimating the predetermined signal source candidate position as a generation position of the signal.” The claimed invention is advantageous over the prior arts since the claimed invention compares simulated signals to a measured distortion signal derived from DAS phase-difference data. The source location, or disturbance location, can then be accurately estimated. Conclusion Claims 1-9 and 12 are not rejected under any prior art rejection. Overcoming the 35 USC 101 rejection would place those claims in a condition for allowance. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Kitahara US 20230061220 – teaches a monitoring system for optical fibers Udd US 4898468 – teaches a sagnac distributed sensor Cedilnik US 20180259385 – teaches a system to determine strain changes in an optical fiber. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TARUN SINHA whose telephone number is (571)270-3993. The examiner can normally be reached Monday-Friday, 10AM-6PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Laura Martin can be reached at (571) 272-2160. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TARUN SINHA/Primary Examiner, Art Unit 2855
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Prosecution Timeline

Jul 31, 2024
Application Filed
Aug 06, 2026
Non-Final Rejection mailed — §101 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
94%
With Interview (+17.7%)
2y 8m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 604 resolved cases by this examiner. Grant probability derived from career allowance rate.

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