Prosecution Insights
Last updated: August 17, 2026
Application No. 18/836,585

METHOD AND DEVICE IN WIRELESS COMMUNICATION SYSTEM

Non-Final OA §102§103
Filed
Aug 07, 2024
Priority
Feb 11, 2022 — CN 202210130409.X +1 more
Examiner
MOORE JR, MICHAEL J
Art Unit
Tech Center
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
817 granted / 909 resolved
+29.9% vs TC avg
Minimal +4% lift
Without
With
+4.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
27 currently pending
Career history
927
Total Applications
across all art units

Statute-Specific Performance

§101
7.5%
-32.5% vs TC avg
§103
35.0%
-5.0% vs TC avg
§102
26.2%
-13.8% vs TC avg
§112
17.8%
-22.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 909 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 8/7/24 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Objections Claim 12 is objected to because of the following informalities: On line 6, the term “PDCCH” should be recited “Physical Downlink Control Channel (PDCCH)” in this first instance. Also, on line 10, the term “RRHs” should be recited “Remote Radio Heads (RRHs)” in this first instance. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 2, 8, 9, and 12-15 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Dalsgaard et al. (U.S. 2024/0349348) (hereinafter “Dalsgaard”). Dalsgaard teaches all of the limitations of the specified claims with the reasoning that follows. Regarding claim 1, “a method performed by a user equipment (UE) in a wireless communication system, the method comprising: receiving a timing advance command from a network-side equipment” is anticipated by the gNB1 (network-side equipment) that indicates an adjusted timing advance value TA to a UE via RRH1 by using a MAC CE TA update command TAC (timing advance command) or a RAR message as shown in step 708 of Figure 7 and spoken of on page 8, paragraph [0094]. “Performing transmission configuration indicator (TCI) state switching from a source TCI state to a target TCI state” is anticipated by the UE that switches the TCI state from gNB1 RRH1 (source) to gNB1 RRH2 (target) based on the TCI state switch command received from gNB1 RRH1 as shown in step 710 of Figure 7 and spoken of on page 8, paragraphs [0095]-[0096]. Lastly, “identifying uplink timing based on the received timing advance command and downlink timing related information, wherein the downlink timing related information comprises a downlink timing T1 associated with the source TCI state and a downlink timing T2 associated with the target TCI state; and transmitting an uplink signal to the network-side equipment based on the identified uplink timing” is anticipated by the UE that receives DL reference signals (downlink timing T1) from gNB1 RRH1 (associated with source TCI state) as well as DL reference signals (downlink timing T2) from gNB1 RRH2 and/or gNB2 RRH1 (associated with target TCI state) as shown in steps 702, 704, and 705 of Figure 7 and spoken of on page 8, paragraph [0092]; and where the UE transmits uplink data to gNB1 RRH2 based at least partly on the adjusted TA value (identified uplink timing) indicated from gNB1 RRH2 as shown in step 713 of Figure 7 and spoken of on page 8, paragraph [0097]. Regarding claim 2, “wherein the downlink timing T2 is obtained by the UE based on a downlink reference signal comprising at least one of a synchronization signal block (SSB), channel state information reference signal (CSI-RS), or tracking reference signal (TRS), wherein the downlink reference signal corresponds to the target TCI state” is anticipated by the UE that receives one or more DL reference signals via SSB and/or CSI-RS signaling as spoken of on page 8, paragraph [0092]. Regarding claim 8, “wherein the UE comprises at least one of: a UE with a specific radio frequency power class; a UE with a specific user equipment type; and a UE supporting uplink timing adjustment” is anticipated by the UE that transmits uplink data to gNB1 RRH2 based at least partly on the adjusted TA value indicated from gNB1 RRH2 (UE supports uplink timing adjustment) as shown in step 713 of Figure 7 and spoken of on page 8, paragraph [0097]. Regarding claim 9, “wherein the UE with the specific user equipment type comprises a high-speed train roof-mounted UE” is anticipated by the high-speed train FR2 network deployment shown in Figure 2, where the train may comprise customer-premises equipment (CPE) 200, for example mounted on the roof of the train, where the CPE 200 comprise UEs as spoken of on page 6, paragraph [0070]. Regarding claim 12, “receiving third information from the network-side equipment, wherein the third information comprises at least one of the following: a medium access control control element (MAC CE) for indicating TCI state related information, the MAC CE indicating a TCI state corresponding to a UE-specific PDCCH and whether a beam corresponding to the TCI state and a beam corresponding to a TCI state of a currently used PDCCH meet a first specific condition; information in configuration information for the UE indicating a relationship between SSBs, or correspondence between SSBs and RRHs; information in configuration information for the UE indicating a relationship between TCI states or correspondence between TCI states and RRHs; and a MAC CE indicating a TCI state corresponding to a UE-specific PDCCH and UE timing advance command” is anticipated by the gNB1 that indicates an adjusted TA value to the UE via gNB1 RRH2 by using a MAC CE TA update command TAC (timing advance command) as spoken of on page 8, paragraph [0097]; where the TCI state indication may be for a UE-specific PDCCH MAC CE, and where the TCI state indication for the UE-specific PDCCH MAC CE is identified by a MAC subheader with a logical channel identifier (LCID) as spoken of on page 9, paragraph [0113]. Regarding claim 13, “a user equipment (UE) in a wireless communication system, the UE comprising: a transceiver; and a processor coupled to the transceiver and configured to: control the transceiver to receive a timing advance command from a network-side equipment” is anticipated by the gNB1 (network-side equipment) that indicates an adjusted timing advance value TA to a UE via RRH1 by using a MAC CE TA update command TAC (timing advance command) or a RAR message as shown in step 708 of Figure 7 and spoken of on page 8, paragraph [0094]; where the UE 1200 of Figure 12 includes a processor 1210 coupled to a connectivity unit 1250 (transceiver) as spoken of on page 10, paragraphs [0117] and [0123]. “Perform transmission configuration indicator (TCI) state switching from a source TCI state to a target TCI state” is anticipated by the UE that switches the TCI state from gNB1 RRH1 (source) to gNB1 RRH2 (target) based on the TCI state switch command received from gNB1 RRH1 as shown in step 710 of Figure 7 and spoken of on page 8, paragraphs [0095]-[0096]. Lastly, “identify an uplink timing based on the received timing advance command and downlink timing related information, wherein the downlink timing related information comprises a downlink timing T1 associated with the source TCI state and a downlink timing T2 as- sociated with the target TCI state; and control the transceiver to transmit an uplink signal to the network-side equipment based on the identified uplink timing” is anticipated by the UE that receives DL reference signals (downlink timing T1) from gNB1 RRH1 (associated with source TCI state) as well as DL reference signals (downlink timing T2) from gNB1 RRH2 and/or gNB2 RRH1 (associated with target TCI state) as shown in steps 702, 704, and 705 of Figure 7 and spoken of on page 8, paragraph [0092]; and where the UE transmits uplink data to gNB1 RRH2 based at least partly on the adjusted TA value (identified uplink timing) indicated from gNB1 RRH2 as shown in step 713 of Figure 7 and spoken of on page 8, paragraph [0097]. Regarding claim 14, “a method performed by a network-side equipment in a wireless communication system, the method comprising: transmitting a timing advance command to a user equipment (UE)” is anticipated by the gNB1 (network-side equipment) that indicates an adjusted timing advance value TA to a UE via RRH1 by using a MAC CE TA update command TAC (timing advance command) or a RAR message as shown in step 708 of Figure 7 and spoken of on page 8, paragraph [0094]. “Configuring transmission configuration indicator (TCI) state switching from a source TCI state to a target TCI state” is anticipated by the UE that switches the TCI state from gNB1 RRH1 (source) to gNB1 RRH2 (target) based on the TCI state switch command received from (configured by) gNB1 RRH1 as shown in step 710 of Figure 7 and spoken of on page 8, paragraphs [0095]-[0096]. Lastly, “receiving an uplink signal from the UE, wherein the uplink signal is received based on an uplink timing associated with the transmitted timing advance command and downlink timing related information, wherein the downlink timing related information comprises a downlink timing T1 associated with the source TCI state and a downlink timing T2 associated with the target TCI state” is anticipated by the UE that receives DL reference signals (downlink timing T1) from gNB1 RRH1 (associated with source TCI state) as well as DL reference signals (downlink timing T2) from gNB1 RRH2 and/or gNB2 RRH1 (associated with target TCI state) as shown in steps 702, 704, and 705 of Figure 7 and spoken of on page 8, paragraph [0092]; and where the UE transmits uplink data to (received by) gNB1 RRH2 based at least partly on the adjusted TA value (identified uplink timing) indicated from gNB1 RRH2 as shown in step 713 of Figure 7 and spoken of on page 8, paragraph [0097]. Regarding claim 15, “A network-side equipment in a wireless communication system, the network-side equipment comprising: a transceiver; and a processor coupled to the transceiver and configured to control the transceiver to: transmit a timing advance command to a user equipment (UE)” is anticipated by the gNB1 (network-side equipment) that indicates an adjusted timing advance value TA to a UE via RRH1 by using a MAC CE TA update command TAC (timing advance command) or a RAR message as shown in step 708 of Figure 7 and spoken of on page 8, paragraph [0094]; where the base station 1300 (network-side equipment) of Figure 13 includes communication control circuitry 1310 (processor) coupled to communication interface 1330 (transceiver) as spoken of on pages 10-11, paragraphs [0125] and [0129]. “Configure transmission configuration indicator (TCI) state switching from a source TCI state to a target TCI state” is anticipated by the UE that switches the TCI state from gNB1 RRH1 (source) to gNB1 RRH2 (target) based on the TCI state switch command received from (configured by) gNB1 RRH1 as shown in step 710 of Figure 7 and spoken of on page 8, paragraphs [0095]-[0096]. Lastly, “receive an uplink signal from the UE, wherein the uplink signal is received based on an uplink timing associated with the transmitted timing advance command and downlink timing related information, wherein the downlink timing related information comprises a downlink timing T1 associated with the source TCI state and a downlink timing T 2 associated with the target TCI state” is anticipated by the UE that receives DL reference signals (downlink timing T1) from gNB1 RRH1 (associated with source TCI state) as well as DL reference signals (downlink timing T2) from gNB1 RRH2 and/or gNB2 RRH1 (associated with target TCI state) as shown in steps 702, 704, and 705 of Figure 7 and spoken of on page 8, paragraph [0092]; and where the UE transmits uplink data to (received by) gNB1 RRH2 based at least partly on the adjusted TA value (identified uplink timing) indicated from gNB1 RRH2 as shown in step 713 of Figure 7 and spoken of on page 8, paragraph [0097]. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 3, 6, and 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Dalsgaard in view of Chen (U.S. 2025/0008457). Regarding claim 3, Dalsgaard teaches claim 1 as described above. Dalsgaard does not explicitly teach “wherein an absolute value of a downlink timing difference between the downlink timing T2 and the downlink timing T1 is greater than a certain threshold”. However, Chen teaches a communication method in a high-speed train environment where a UE determines that a timing difference exceeds (greater than) a first threshold (certain threshold) and that there is a large timing error such that the UE applies a first adjustment to adjust the transmission timing; where the timing difference includes a timing difference between receiving timing at a time instant T1 and receiving timing at a time instant T2 as spoken of on page 6, paragraphs [0165] and [0169]. Given the above references, it would have been obvious to someone of ordinary skill in the art, before the effective filing date of the invention, to apply the use of a threshold in relation to a timing difference as taught in Chen to the system of Dalsgaard in order to provide a way to detect a large timing error, thereby ensuring that these particular timing errors are accounted for and that network accuracy is improved as spoken of on page 6, paragraphs [0165] of Chen. Regarding claim 6, Dalsgaard teaches claim 1 as described above. Dalsgaard does not explicitly teach “performing an uplink timing adjustment, such that a timing advance (TA) value used by the UE gradually approaches (NTA+NTAoffset)*Tc, wherein NTAoffset is a timing advance offset, NTA is identified based on the received timing advance command, and Tc is a constant”. However, Chen teaches a communication method in a high-speed train environment where a UE adjusts the uplink transmission timing according to the last TA command to ensure that the error between the actual transmission timing 1-(NTA1 + NTA_offset)*Tc) and the ideal transmission timing 2-(NTA1 + NTA_offset)*Tc) satisfies a certain precision requirement Te as spoken of on page 4, paragraph [0131]. Given the above references, it would have been obvious to someone of ordinary skill in the art, before the effective filing date of the invention, to apply the use of the above transmission timing adjustment taught in Chen to the system of Dalsgaard in order to meet specific technical standards for timing, thereby improving network accuracy as spoken of on pages 4-5, paragraph [0131] of Chen. Regarding claim 7, Dalsgaard teaches claim 1 as described above. Dalsgaard does not explicitly teach “receiving first information from the network-side equipment, wherein the first information indicates whether one shot uplink timing adjustment is enabled, and the first information is received through cell broadcast information or configuration information for the UE”. However, Chen teaches a communication method in a high-speed train environment where a network device transmits first indication information (configuration information) that indicates whether a UE is to start a first adjustment (whether enabled); where the first adjustment includes adjustment of the transmission timing by the UE as a one shot UL timing adjustment as spoken of on page 1, paragraph [0036], as well as page 3, paragraph [0088]. Given the above references, it would have been obvious to someone of ordinary skill in the art, before the effective filing date of the invention, to apply the use of one shot UL timing adjustment as taught in Chen to the system of Dalsgaard in order to ensure that timing errors are corrected quickly, thereby improving user experienced quality of service. Claim(s) 10 and 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Dalsgaard in view of Matsumura et al. (U.S. 2025/0119927) (hereinafter “Matsumura”). Regarding claims 10 and 11, Dalsgaard teaches claim 1 as described above. Dalsgaard does not explicitly teach “transmitting second information to the network-side equipment, wherein the second information comprises at least one of: user equipment capabilities; and user equipment operating states” or “wherein the user equipment capabilities comprise at least one of the following: a radio frequency power class of the UE; a UE type corresponding to the radio frequency power class of the UE; capabilities in a high-speed railway scenario corresponding to the UE type corresponding to the radio frequency power class of the user equipment; and a capability as to whether the UE supports uplink timing adjustment”. However, Matsumura teaches a communication method in a high-speed train environment where a threshold value may be reported by a UE (to the network side) as a UE capability, and where the threshold indicates a beam switch timing (indicates UE supports uplink timing adjustment) as spoken of on page 3, paragraph [0055]. Given the above references, it would have been obvious to someone of ordinary skill in the art, before the effective filing date of the invention, to apply the UE capability reporting as taught in Matsumura to the system of of Dalsgaard in order to increase awareness in the network such that communications are performed within UE capabilities, thereby increasing the reliability of network communications. Allowable Subject Matter Claims 4 and 5 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. References considered relevant to this application are listed in the attached “Notice of References Cited” (PTO-892). Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL J. MOORE, JR., whose telephone number is (571)272-3168. The examiner can normally be reached M-F (9am-4pm). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Hassan A. Phillips can be reached at (571)272-3940. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL J MOORE JR/Primary Examiner, Art Unit 2467
Read full office action

Prosecution Timeline

Aug 07, 2024
Application Filed
Aug 04, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
94%
With Interview (+4.3%)
2y 9m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 909 resolved cases by this examiner. Grant probability derived from career allowance rate.

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