Prosecution Insights
Last updated: August 06, 2026
Application No. 18/837,191

USE OF AN ORGANOMETALLIC RUTHENIUM COMPOUND FOR THE PREVENTION AND/OR TREATMENT OF DISEASES AND/OR CONDITIONS RELATED TO CANCER IN AN INDIVIDUAL

Non-Final OA §102§103§112
Filed
Aug 09, 2024
Priority
Feb 22, 2022 — PO 117807 +1 more
Examiner
KOSTURKO, GEORGE W
Art Unit
Tech Center
Assignee
Faculdade De Ciências Da Universidade De Lisboa
OA Round
1 (Non-Final)
55%
Grant Probability
Moderate
1-2
OA Rounds
8m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allowance Rate
394 granted / 721 resolved
-5.4% vs TC avg
Strong +49% interview lift
Without
With
+48.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
42 currently pending
Career history
760
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
40.7%
+0.7% vs TC avg
§102
15.1%
-24.9% vs TC avg
§112
24.5%
-15.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 721 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-9 filed August 04, 2024 are currently pending. Priority Acknowledgement is made of the national stage entry of PCT/IB2023/051527 filed 02/20/2023, which claims priority to foreign application 117807 filed 02/22/2022. Information Disclosure Statement The information disclosure statement (IDS) submitted on 08/15/2024 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Objections Claim 1 is objected to because of the following grammatical informalities: Claim 1 recites the neoplastic disorders of “colorectal cancer, pancreatic ductal adenocarcinoma, non-small cell lung cancer and ovarian and endometrial cancer in an individual”. Appropriate correction to “colorectal cancer, pancreatic ductal adenocarcinoma, non-small cell lung cancer, Claim Rejections - 35 USC § 112-Paragraph B The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 3 and 5 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claims 3 and 5, the phrase “in particular” or "preferably" renders the claim indefinite because it is unclear whether the limitations following the phrase are part of the claimed invention, or the intended scope of the claim See MPEP § 2173.05(d). In the present case, the metes and bounds of claim 3 are unclear as to whether any mammal reads on the limitation of the present claims, or in the alternative, administration of the organometallic ruthenium compound of claim 1 must be to a human. Regarding claim 5, the metes and bounds of claim 5 are unclear as to whether oral or rectal administration of the organometallic ruthenium compound of claim 1 reads on the present claims, or in the alternative, parenteral administration of the organometallic ruthenium compound of claim 1 is required. Accordingly, one of ordinary skill in the art prior to the time of the invention would not have been reasonably apprised of the metes and bounds of the subject matter for which Applicant was presently seeking protection. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-9 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Moreira (European Journal of Medicinal Chemistry Vol. 168 pages 373-384. Published 2019). Moreira teaches compound Ru1, which reads on presently claimed organometallic ruthenium compound Formula (I) wherein A is the triflate salt. (page 375, Figure 2). PNG media_image1.png 155 176 media_image1.png Greyscale As shown in Table 1, Moreira teaches that said Ru1 is efficacious at inhibiting A2780 ovarian cancer cell tumorigenesis (page 375, Table 1). Regarding claims 4 and 7, Moreira teaches formulating said Ru1 in a pharmaceutically acceptable excipient of DMSO, wherein the composition is in the form of a solution (page 380 right col.). Regarding the claimed limitation directed to use of the composition of Formula (I) wherein it is administered via oral, rectal or parenteral route (claims 5-6) such a limitation of the instant claims fails to patentably distinguish the instant claims over the cited prior art because such a limitation is an intended use of the composition (i.e., an intent to use the disclosed composition as treatment and intent to administer said composition) which does not impart any physical or material characteristics to the composition that is not already present in the cited prior art. If the body of a claim fully and intrinsically sets forth all of the limitations of the claimed invention, and the preamble merely states, for example, the purpose or intended use of the invention, rather than any distinct definition of any of the claimed invention's limitations, then the preamble of not considered a limitation and is of no significance to claim construction. See Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.2d 1298, 1305, 51 USPQ2d 1161, 1165 (Fed. Cir. 1999). See also Rowe v. Dror, 112 F.3d 473, 378, 42 USPQ2d 1550, 1554 and MPEP §2112.02(11). In the instant case, the cited prior art Ru1 composition of Moreira formulated in DMSO meets each and every structural and physical limitation of the instantly claimed composition and, thus, would be reasonably expected to be capable of performing the intended use as instantly claimed, absent factual evidence to the contrary and further absent any apparent structural difference between the composition of the prior art and that of the instant claims. Lastly, regarding the limitation wherein the administered Ru1 inhibits KRAS and downstream signaling pathways MAPK and PI3K (claims 8-9), Applicant is reminded of MPEP 2112.01 wherein “Products of identical chemical composition can not have mutual exclusive properties.” Any properties exhibited by or benefits from are not given any patentable weight over the prior art provided the composition is inherent. A chemical composition and its properties are inseparable. Therefore, if the prior art teaches the identical chemical structure, the disclosed properties are necessarily present. In re Spada, 911 F.2d 705, 709, 15 USPQ 1655, 1658 (Fed. Cir. 1990). Thus, the burden is shifted to the applicant to show that the prior art product Ru1 of Moreira does not inherently possess the same properties as the instantly claimed product. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-9 are rejected under 35 U.S.C. 103 as being unpatentable over the combination of Moreira (European Journal of Medicinal Chemistry Vol. 168 pages 373-384. Published 2019) and Anselmo Viegas Garcia (WO2016/087932 published 06/09/2016). Moreira teaches compound Ru1, which reads on presently claimed organometallic ruthenium compound Formula (I) wherein A is the triflate salt. (page 375, Figure 2). PNG media_image1.png 155 176 media_image1.png Greyscale As shown in Table 1, Moreira teaches that said Ru1 is efficacious at inhibiting A2780 ovarian cancer cell tumorigenesis (page 375, Table 1). Regarding claims 4 and 7, Moreira teaches formulating said Ru1 in a pharmaceutically acceptable excipient of DMSO, wherein the composition is in the form of a solution (page 380 right col.). The difference between the organometallic ruthenium compound Ru1 of Moriera and that of the present claims that Moreira does not specifically teach wherein the compound is administered via a parenteral route, such as intravenous administration. Anselmo Viegas Garcia (WO2016/087932 published 06/09/2016) teach organometallic ruthenium compounds of Formula (V) and (VI) wherein said compound of Formula (V) and (VI) comprise a bis(2-{2-(2-hydroxypropanoyloxy)-poly(lactic acid) ester appending the bi-pyridine ligand instead of a bis-4-methyoxy-pyridine ligand of Ru1 (abstract, pages 14-15). Anselmo Viegas Garcia teaches said organometallic ruthenium compounds are also efficacious at inhibiting A2780 ovarian cancer cell tumorigenesis (page 8, page 40-42, Figures 5a, page 31, Claims 1, 22-23). Anselmo Viegas Garcia additionally teaches formulation of said compounds as a liquid solution for intraperitoneal or intravenous administration to a mammalian neoplastic patient in a xenograft animal model (pages 3-4, 40-42, page 45, claims 1, 23-25). Therefore, one of ordinary skill in the art prior to the time of the invention, knowing that the organometallic ruthenium compound Ru1, formulated as a liquid solution in DMSO is efficacious at inhibiting A2780 ovarian cancer cell tumorigenesis in a subject as taught by Moreira, said skilled artisan would have found it prima facie obvious to administer said chemotherapeutic via intravenous administration to an ovarian cancer patient in view of Anselmo Viegas Garcia, arriving at the presently claimed. MPEP 2143 provides rationale for a conclusion of obviousness including (A): Combining prior art elements according to known methods to yield predictable results; In the present case, it was known in the prior art of Anselmo Viegas Garcia to administer A2780-ovarian cancer treating organometallic ruthenium compounds as liquid solutions via intravenous or intraperitoneal administration to treat neoplastic patients in need. Consistent with this reasoning, it would have been obvious to have selected the intravenous administration techniques for A2780-ovarian cancer treating organometallic ruthenium compounds from within the prior art of Anselmo Viegas Garcia above and apply it to the A2780-ovarian cancer treating organometallic ruthenium compound Ru1 of Moreira, arriving at the claimed methodology “yielding no more than one would expect from such an arrangement”. Regarding the limitation wherein the administered Ru1 inhibits KRAS and downstream signaling pathways MAPK and PI3K (claims 8-9), Applicant is reminded of MPEP 2112.01 wherein “Products of identical chemical composition can not have mutual exclusive properties.” Any properties exhibited by or benefits from are not given any patentable weight over the prior art provided the composition is inherent. A chemical composition and its properties are inseparable. Therefore, if the prior art teaches the identical chemical structure, the disclosed properties are necessarily present. In re Spada, 911 F.2d 705, 709, 15 USPQ 1655, 1658 (Fed. Cir. 1990). Thus, the burden is shifted to the applicant to show that the prior art product Ru1 of Moreira does not inherently possess the same properties as the instantly claimed product. Conclusion In view of the rejections above, no claim is allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GEORGE W KOSTURKO whose telephone number is (571)270-5903. The examiner can normally be reached M-F 9:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, CLINTON A BROOKS can be reached at 571-270-7682. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GEORGE W KOSTURKO/Primary Examiner, Art Unit 1621
Read full office action

Prosecution Timeline

Aug 09, 2024
Application Filed
Jul 30, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12691108
METHODS FOR TREATING VASCULAR MALFORMATIONS
5y 11m to grant Granted Jul 28, 2026
Patent 12673033
MULTIPLE MYELOMA TREATMENT
2y 0m to grant Granted Jul 07, 2026
Patent 12661338
HETEROCYCLIC COMPOUNDS AS MODULATORS OF BETA-CATENIN / TCF4 INTERACTION
4y 3m to grant Granted Jun 23, 2026
Patent 12653800
SMALL MOLECULE INHIBITORS OF TLR2 SIGNALING
8y 8m to grant Granted Jun 16, 2026
Patent 12648927
COMPOSITIONS AND METHODS OF ENHANCING IMMUNOTHERAPIES
5y 0m to grant Granted Jun 09, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
55%
Grant Probability
99%
With Interview (+48.6%)
2y 8m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 721 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month