Prosecution Insights
Last updated: July 17, 2026
Application No. 18/837,929

OPTICAL FIBER

Non-Final OA §102§112
Filed
Aug 13, 2024
Priority
Feb 16, 2022 — JP 2022-021856 +1 more
Examiner
CONNELLY, MICHELLE R
Art Unit
Tech Center
Assignee
Sumitomo Electric Industries Ltd.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
5m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
819 granted / 1026 resolved
+19.8% vs TC avg
Moderate +13% lift
Without
With
+13.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
27 currently pending
Career history
1056
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
77.3%
+37.3% vs TC avg
§102
11.1%
-28.9% vs TC avg
§112
7.9%
-32.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1026 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The prior art documents submitted by applicant in the Information Disclosure Statement filed on August 13, 2024 have all been considered and made of record (note the attached copy of form PTO-1449). Drawings Seven (7) sheets of drawings were filed on August 13, 2024 and have been accepted by the examiner. Specification Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Inventorship This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 4 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 4; the claim recites “[t]he optical fiber according to 3 wherein CC (r)/CA (r) is less than 1 in an area within 1 μm from the central axis of the optical fiber.” Thus, claim 4 depends from claim 3, which depends from claim 1. Claim 1 requires “an average concentration CA of the alkali metal element group in the entire core and an average concentration CC of chlorine in the entire core satisfy CC/CA > 1.0.” Therefore since claim 1 requires that CC/CA is greater than 1.0 in the entire core the limitation of claim 3 contradicts the limitation of claim 1, rendering claim 4 indefinite. Claim 4 has not been further considered with respect to prior art, because clarification is required. This is not an indication of allowable subject matter. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3 and 5-7 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Sakuma et al. (US 2020/0241198 A1), hereafter Sakuma. Regarding claims 1-3 and 5-7; Sakuma discloses an optical fiber (1; see Figure 1 and paragraph 16) made of silica-based glass (silica glass; see paragraph 16), the optical fiber (1) comprising: a core (core 10) containing chlorine (chlorine; see paragraph 16) and one or more elements among an alkali metal element group consisting of alkali metal elements and alkaline-earth metal elements (alkali metal group; see paragraph 16); and a cladding (cladding 20) surrounding the core (10) and having a refractive index lower than a refractive index of the core (see the abstract, paragraph 6, and paragraph 16); wherein an average concentration CA of the alkali metal element group in the entire core (Core average K concentration [ppm]; see Figure 3) and an average concentration CC of chlorine in the entire core (Core average chlorine concentration [ppm]; see Figure 3) satisfy CC/CA >1.0; wherein CC/CA is smaller than 500 (see Figure 3); wherein in an area ranging from a central axis of the optical fiber (1) to a position at 1/2 of a radius of the core (10), a straight line obtained by fitting, by least squares, values of a ratio CC (r)/CA (r) of a concentration CA (r) of the alkali metal element group to a concentration CC (r) of chlorine at a position of a distance r away from the central axis of the optical fiber has a positive slope (this is inherently true for the optical fibers having the properties summarized in Figure 3); wherein the core further contains fluorine, and an average concentration CF of fluorine in the entire core (Core average Fluorine concentration [ppm]; see Figure 3) satisfies CF/CA ≤ 100 (see Figure 3); wherein the average concentration CA of the alkali metal element group in the entire core is 0.2 ppm to 2000 ppm on a mass fraction basis (see Figure 3); wherein the core contains, as the alkali metal element group, one or more elements among sodium, potassium, rubidium, cesium, and calcium (potassium, K). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHELLE R CONNELLY whose telephone number is (571)272-2345. The examiner can normally be reached Monday-Friday, 9 AM to 5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Uyen-Chau Le can be reached at 571-272-2397. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHELLE R CONNELLY/Primary Examiner, Art Unit 2874
Read full office action

Prosecution Timeline

Aug 13, 2024
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §102, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12669723
EMBEDDED RADIO FREQUENCY SHIELD BETWEEN INTEGRATED OPTICAL MODULATOR AND SILICON SUBSTRATE
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
93%
With Interview (+13.0%)
2y 4m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1026 resolved cases by this examiner. Grant probability derived from career allowance rate.

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