Prosecution Insights
Last updated: August 06, 2026
Application No. 18/838,656

SKIN IMPROVING AGENT CONTAINING FERMENTED EXTRACT AS MAIN RAW MATERIAL

Non-Final OA §102
Filed
Aug 15, 2024
Priority
Oct 25, 2022 — JP 2022-170889 +1 more
Examiner
ARIANI, KADE
Art Unit
Tech Center
Assignee
Ain Holdings Inc.
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
10m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
623 granted / 833 resolved
+14.8% vs TC avg
Strong +32% interview lift
Without
With
+32.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
34 currently pending
Career history
857
Total Applications
across all art units

Statute-Specific Performance

§101
4.4%
-35.6% vs TC avg
§103
35.0%
-5.0% vs TC avg
§102
15.4%
-24.6% vs TC avg
§112
32.4%
-7.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 833 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The preliminary amendments are received. Claims 1-12 are pending in this application and are being examined. Objection(s): A) Claims 1-4 and 10-12 are objected to because of the following informalities: In claim 1, replace line 1, replace “composition for skin” with –skin composition--. In claim 2, last line, replace “Lactococcus” with – Lactococcus--. In claim 3, line 3, replace “Aspergillus oryzae” with --Aspergillus oryzae--, line 5, replace “Lactococcus cremoris” with -- Lactococcus cremoris--, and line 6 replace “Lactobacillus plantarum” with --Lactobacillus plantarum--. In claim 4, line 2, replace “Aspergillus oryzae” with -- Aspergillus oryzae --, and line 4, replace “Aspergillus oryzae” with -- Aspergillus oryzae --. In claim 10, line 2, replace “Lactococcus cremoris” with -- Lactococcus cremoris --. In claim 11, line 2, replace “Aspergillus oryzae” with --Aspergillus oryzae--, line 5, replace “Lactococcus cremoris” with -- Lactococcus cremoris--, and lines 5- 6 replace “Lactobacillus plantarum” with --Lactobacillus plantarum--. In claim 12, line 2, replace “Aspergillus oryzae” with -- Aspergillus oryzae --, and line 4, replace “Aspergillus oryzae” with -- Aspergillus oryzae --. Appropriate correction is required. B) Claims 2, 3, 4 and 10-12 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim Rejection - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 and 5-9 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by JP 2014 20564A (English translation which is also cited in IDS filed on 08/22/2024, 6 pages of PDF). Regarding claim 1, JP 2014 20564A disclose a composition for skin comprising, as an active component, an extract obtained by a fermentation and an aging with koji mold and two types of lactic acid bacteria (topical skin agent obtained by koji processing and containing lactic acid bacteria and its metabolites, etc.) (See for example, p. 2 paragraphs 7-9, and Abstract). Regarding claim 5, JP 2014 20564A disclose skin improving agent having a moisturizing function, comprising the composition for the skin according to claim 1 as a main component (topical skin agent exerts moisturizing effects) (See for example, p. 2 paragraph 12). Regarding claims 6-8, although JP 2014 20564A do not explicitly disclose the claimed properties of elastase activity inhibitor, collagen production promoter, and beta-hexosaminidase activity inhibitor, however because the composition taught by JP 2014 20564A is the same as the claimed composition as such therefore the claimed properties elastase activity inhibitor, collagen production promoter, and beta-hexosaminidase activity inhibitor, not explicitly taught are inherent present. Regarding claim 9, JP 2014 20564A disclose an external composition for skin, comprising the composition for the skin according to claim 1 as a main component (topical skin agent) (See for example, p. 2 paragraphs 7-9). JP 2014 20564A therefore anticipate the claimed compositions of claims 1 and 5-9. Conclusion(s): No claim(s) is allowed at this time. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KADE ARIANI whose telephone number is (571)272-6083. The examiner can normally be reached IFP, Monday - Friday, 8:00 AM -4:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Melenie L. Gordon can be reached at (571)272-8037. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KADE ARIANI/Primary Examiner, Art Unit 1651
Read full office action

Prosecution Timeline

Aug 15, 2024
Application Filed
Jul 21, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
99%
With Interview (+32.5%)
2y 9m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 833 resolved cases by this examiner. Grant probability derived from career allowance rate.

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