Prosecution Insights
Last updated: July 17, 2026
Application No. 18/838,855

METHOD FOR TREATING THE SURFACE OF AN IONIC AMORPHOUS MATERIAL TO CONTROL THE ORIENTATION OF LIQUID CRYSTALS, METHOD FOR MANUFACTURING MULTI-DOMAIN ALIGNMENT LIQUID CRYSTAL CELLS

Non-Final OA §103§112
Filed
Aug 15, 2024
Priority
Feb 17, 2022 — FR FR2201425 +1 more
Examiner
FRANKLIN, JODI COHEN
Art Unit
1741
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Université Laval
OA Round
1 (Non-Final)
61%
Grant Probability
Moderate
1-2
OA Rounds
1y 4m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allowance Rate
460 granted / 751 resolved
-3.7% vs TC avg
Strong +25% interview lift
Without
With
+25.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
45 currently pending
Career history
809
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
90.0%
+50.0% vs TC avg
§102
2.7%
-37.3% vs TC avg
§112
3.3%
-36.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 751 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claims 9-15 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected product, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 05/09/2026. Claim Interpretation Claim 1 is directed to a method. Claim 1 requires a step of generating a plasma at the first surface of the ionic amorphous material and further recites, “from the ionization of a gas located between said first surface of ionic amorphous material and different portions of the first electrode and the application of a given voltage at the terminals of the first electrode said application of the voltage at the terminals of the first electrode and said generation of plasma being configured so as to modify surface electrical properties of said ionic amorphous material to define at least one area of the surface locally polarized between different portions of the first electrode extracting the treated ionic amorphous material polarized ionic amorphous material being used to define a liquid crystal cell” As indicated in MPEP 2106.04(c ) process claims are defined by active steps of the process. The above limitations introduce existing elements or properties and are not considered active steps required by the process. For the purpose of this examination generating of plasma by ionization of gas in contact with any portion of the surface of the ionic amorphous material is considered to meet these limitations Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 1 recites the limitation "different portions of the first electrodes". There is insufficient antecedent basis for this limitation in the claim and it is unclear what portions of the first electrode are attempted to be referred to. Claim 1 recites the limitation "different portions of the first electrodes". There is insufficient antecedent basis for this limitation in the claim and it is unclear what portions of the first electrode are attempted to be referred to. Claim 1 is directed to a method. Claim 1 requires a step of generating a plasma at the first surface of the ionic amorphous material and further recites, “from the ionization of a gas located between said first surface of ionic amorphous material and different portions of the first electrode and the application of a given voltage at the terminals of the first electrode said application of the voltage at the terminals of the first electrode and said generation of plasma being configured so as to modify surface electrical properties of said ionic amorphous material to define at least one area of the surface locally polarized between different portions of the first electrode extracting the treated ionic amorphous material polarized ionic amorphous material being used to define a liquid crystal cell” it is unclear if each element is an active step or result thereof As indicated in MPEP 2106.04(c ) process claims are defined by active steps of the process. The above limitations introduce existing elements or properties and are not considered active steps required by the process. Claim 1 recites; “extracting the treated ionic amorphous material Said, polarized ionic amorphous material being used to define a liquid crystal cell”. The term, “being used to define a liquid crystal cell” is considered intended use. Additionally, it is unclear where there is original support for “extracting the treated ionic amorphous material” in the claims or specification. The specification refers to: The extraction EXT.sub.1 consists in the separation of the ionic amorphous material MA from the other layers of the multilayer structure 1 of FIG. 1. However there is no extraction of a treated ionic amorphous material in the specification and it is unclear how the “extracting” should be considered in view of the specification. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Dussauze (EP 3263535). Regarding claims 1 and 3-4, Dussauze discloses a method for treating a first surface of an ionic amorphous material comprising; Arranging said first surface of the ionic amorphous material (10), claim 14, [0126] in contact with a first electrode (20) [0139], [0150], [0172] Fig 1a-d Generating a plasma, thus ionizing gas, on the first surface of the ionic amorphous material (10) via a voltage applied to the electrode (20) ([0106], Claim 12-13) in between electrode (20) and material (40) thus voltage at terminals to apply voltage to the electrode (20). This can be considered cold plasma, which is just done at high voltage which has not been defined and dielectric barrier discharge plasma because there is an anode (20) and cathode (60) on either surface of the amorphous ionic material (10) which cause the displacement of the charged ions in the amorphous ionic material Dussauze fails to state “extracting” step however the treated ionic amorphous material is considered “extracted” due to the ion exchange that occurs at the treatment locations thus yielding a different ionic amorphous material [0080] or depletion zone [0083] thus considered equivalent to the extracting step of claim 1. Furthermore, Dussauze discloses the ionic amorphous material(10) may be in layers [0072]/ [0074] Regarding claim 2, Dussauze does not disclose the different portions of the electrode are separated precisely by a distance of less than 500 microns however as indicated in [0054]-[0055] it would be obvious to structure the electrode with spacing as motivated to obtain the desired refractive index. Regarding claim 5, Dussauze discloses the ion exchange that occurs at the treatment locations forcing the cations to displace away from the first electrode (20) or anode, thus toward the cathode [0080]- [0083] as the cations are forced away the negative charge carriers necessarily move toward the anode, generation of plasma and further recitations of claim 5 are considered natural movement of charged ions with an anode and cathode applied on each side of the amorphous material the ions reside in. As indicated in claim 2 the geometry of the anode is obvious as motivated to obtain the desired refractive index. Regarding claim 6, the ion displacement is parallel to the plane of the surface in at least some directions and occur in less than 3 microns of the thickness Fig 2a. Overlapping ranges are prima facie obvious. Regarding claim 7, the polarized areas are created by the anode (20) [0083]-[0085], As indicated in claim 2 the geometry of the anode is obvious as motivated to obtain the desired refractive index. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. CN 103906716 [0082] the net electric field may produce some microampere. In some cases, the ion from the film and/or layer pushed into the glass. After the ion exchange, the residual ions of the glass surface can be removed, such as by washing. In an exemplary embodiment, the ion of the other similar silver can be used for adjusting the refractive index of the glass substrate. In some other exemplary embodiments other ion can be used in plasma. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JODI COHEN FRANKLIN whose telephone number is (571)270-3966. The examiner can normally be reached Monday-Friday 8 am-4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alison Hindelang can be reached at (571) 270-7001. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. JODI COHEN FRANKLIN Primary Examiner Art Unit 1741 /JODI C FRANKLIN/Primary Examiner, Art Unit 1741
Read full office action

Prosecution Timeline

Aug 15, 2024
Application Filed
Jun 23, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12679755
Selective Chemical Fining of Small Bubbles in Glass
3y 0m to grant Granted Jul 14, 2026
Patent 12662410
APPARATUS AND METHODS FOR SEPARATING EDGE PORTIONS FROM A GLASS RIBBON
2y 7m to grant Granted Jun 23, 2026
Patent 12655053
FORMING APPARATUS OF CURVED DISPLAY PANEL, FORMING METHOD THEREOF, AND CURVED DISPLAY PANEL
3y 3m to grant Granted Jun 16, 2026
Patent 12653330
METHOD FOR IMPROVING BEHAVIOUR OF A MUSEUM DISPLAY CASE WITH RESPECT TO OBJECTS EXHIBITED THEREIN
4y 2m to grant Granted Jun 16, 2026
Patent 12655052
MELTING FURNACES AND CHARGING OF MELTING FURNACES
3y 11m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
61%
Grant Probability
86%
With Interview (+25.2%)
3y 3m (~1y 4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 751 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month