Prosecution Insights
Last updated: August 16, 2026
Application No. 18/839,211

ROBOT CONTROL DEVICE AND ROBOT SYSTEM

Non-Final OA §103
Filed
Aug 16, 2024
Priority
Feb 25, 2022 — nonprovisional of PCTJP2022007880
Examiner
NELESKI, ELIZABETH ROSE
Art Unit
3658
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
FANUC Corporation
OA Round
3 (Non-Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
1y 0m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
76 granted / 102 resolved
+22.5% vs TC avg
Strong +15% interview lift
Without
With
+15.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
23 currently pending
Career history
124
Total Applications
across all art units

Statute-Specific Performance

§101
5.1%
-34.9% vs TC avg
§103
60.9%
+20.9% vs TC avg
§102
25.0%
-15.0% vs TC avg
§112
6.1%
-33.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 102 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Joint Inventors This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Status of Claims The amendment filed 06/04/2026 has been entered. Claims 1 and 5 have been amended. Claims 1 and 5 are now pending. National Stage Examiner acknowledges that the instant application is a 371 national stage entry to PCT/JP2022/007880 filed 02/25/2022. As such, the effective filing date of the instant claims is the filing date of that PCT application, 02/25/2022. Response to Arguments Applicant’s arguments with respect to the 35 USC 103 rejections set forth in the previously mailed office action have been considered but are moot because amendments to the claim language have necessitated new grounds of rejection set forth below. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-5 are rejected under 35 U.S.C. 103 as being unpatentable over Takahashi (US 20180029230 A1), hereinafter Takahashi in view of Motomura (US 20170296935 A1), hereinafter Motomura and Mabuchi (US 20160170356 A1), hereinafter Mabuchi. Regarding claim 1, Takahashi discloses: A robot control device comprising: a processor configured to: obtain, from an enable apparatus, an operation state including a first operation state indicating that operation of a robot is not permitted and a second operation state indicating that operation of the robot is permitted (see at least [0075-0076]: “As a result of the monitoring processing, the control portion 8 judges whether the monitoring results indicate the alert-cancelled state, the alert state, or the operation-restricted state (steps S5, S6, S7, and S8). In the case in which it is judged that the monitoring results indicate the alert-cancelled state, the worker 2 can freely enter the third space R3, and the alert state is established at the moment the worker 2 enters the third space R3. Even after the alert state is established, the robot 3 can be operated without restriction so long as the robot 3 does not enter the third space R3. When the robot 3 enters the third space R3 in the state in which the worker 2 is in the third space R3, the operation-restricted state is established, and thus, the operation of the robot 3 is restricted.”) Takahashi does not explicitly disclose, but Motomura, in an analogous field of endeavor, teaches: stop an action of the robot and set a first alarm in a case where the first operation state has been obtained, and stop an action of the robot and set a second alarm in a case where an abnormality that is not based on the first operation state has been detected (see at least [0057]: “ notification control device 2 of Embodiment 2 differs from the notification control device 1 of Embodiment 1 in that in a case where (i) a second notification event has occurred after a first notification event occurred (note that to each notification event a corresponding priority is set in accordance with a degree that a user necessitates to address) and (ii) the second notification event has a priority higher than that of the first notification event, the notification posture transition determining section 14 of Embodiment 2 determines whether a robot 200 will be able to undergo a transition to a second notification posture associated with the second notification event. The first notification event is a notification event that occurred first, and the second notification event is a notification event that has occurred after the first notification event occurred. A first notification posture is a notification posture associated with the first notification event, and the second notification posture is a notification posture associated with the second notification event.”) Takahashi does not explicitly disclose, but Mabuchi, in the analogous field of endeavor of setting system flags and alarms teaches: perform cancellation processing to cancel the first alarm in a case where it is determined that the enable apparatus is in the second operation state and that the second alarm has not been set, the cancellation processing being performed based on the operation state and a setting state of the second alarm (see at least Fig. 7, items S214-S218) It would have been prima facie obvious for one of ordinary skill in the art before the effective filing date of the claimed invention, with a reasonable expectation for success, to combine the invention of Takahashi with the method of handling multiple alarms because the invention of Takahashi is directed to ensuring that a user is made aware of the event for which the alarm occurs. As stated in Takahashi [0006], Advantageous Effects of Invention: “An aspect of the present invention allows the user to certainly recognize occurrence of a notification event.” It would have further been prima facie obvious for one of ordinary skill in the art before the effective filing date of the claimed invention, with a reasonable expectation for success, to combine the invention of Takahashi with the error processing logic as taught by Mabuchi. This is because such a modification would provide the benefit of improved error handling and safety features. Regarding claim 2, the combination of Takahashi, Motomura and Mabuchi teaches: The robot control device according to claim 1. The robot control device according to claim 1, wherein the enable apparatus includes a plurality of enable apparatuses, and the processor obtains the operation states from the plurality of enable apparatuses, and performs the cancellation processing when the operation state of at least one of the plurality of enable apparatuses has become the second operation state. (see at least Fig. 6.) Regarding claim 3, the combination of Takahashi, Motomura and Mabuchi teaches: The robot control device according to claim 1. Takahashi further discloses wherein the enable apparatus includes a plurality of enable apparatuses, and the processor obtains the operation state of the enable apparatus selected from the plurality of enable apparatuses, and performs the cancellation processing when the operation state of the enable apparatus selected from the plurality of enable apparatuses has become the second operation state (see at least Fig. 6) Regarding claim 4, the combination of Takahashi, Motomura and Mabuchi teaches: The robot control device according to claim 1. Takahashi further discloses wherein the enable apparatus includes a plurality of enable apparatuses, and the processor obtains the operation states from the plurality of enable apparatuses, and performs the cancellation processing when the operation states of all of the plurality of enable apparatuses have become the second operation state (see at least Fig. 6.) Regarding claim 5, Takahashi discloses: A robot system comprising: an enable apparatus that transmits an operation state including a first operation state indicating that operation of a robot is not permitted and a second operation state indicating that operation of the robot is permitted and a robot control device to which the robot and the enable apparatus are connected, wherein the robot control device includes a processor configured to obtain the operation state from the enable apparatus, stop an action of the robot and set a first alarm in a case where the first operation state has been obtained (see at least [0075-0076]: “As a result of the monitoring processing, the control portion 8 judges whether the monitoring results indicate the alert-cancelled state, the alert state, or the operation-restricted state (steps S5, S6, S7, and S8). In the case in which it is judged that the monitoring results indicate the alert-cancelled state, the worker 2 can freely enter the third space R3, and the alert state is established at the moment the worker 2 enters the third space R3. Even after the alert state is established, the robot 3 can be operated without restriction so long as the robot 3 does not enter the third space R3. When the robot 3 enters the third space R3 in the state in which the worker 2 is in the third space R3, the operation-restricted state is established, and thus, the operation of the robot 3 is restricted.”) Takahashi does not explicitly disclose, but Motomura, in an analogous field of endeavor, teaches: stop an action of the robot and set a second alarm in a case where an abnormality that is not based on the first operation state has been detected (see at least [0057]: “ notification control device 2 of Embodiment 2 differs from the notification control device 1 of Embodiment 1 in that in a case where (i) a second notification event has occurred after a first notification event occurred (note that to each notification event a corresponding priority is set in accordance with a degree that a user necessitates to address) and (ii) the second notification event has a priority higher than that of the first notification event, the notification posture transition determining section 14 of Embodiment 2 determines whether a robot 200 will be able to undergo a transition to a second notification posture associated with the second notification event. The first notification event is a notification event that occurred first, and the second notification event is a notification event that has occurred after the first notification event occurred. A first notification posture is a notification posture associated with the first notification event, and the second notification posture is a notification posture associated with the second notification event.”) Takahashi does not explicitly disclose, but Mabuchi, in the analogous field of endeavor of setting system flags and alarms teaches: perform cancellation processing to cancel the first alarm in a case where it is determined that the enable apparatus is in the second operation state and that the second alarm has not been set, the cancellation processing being performed based on the operation state and a setting state of the second alarm (see at least Fig. 7, items S214-S218) It would have been prima facie obvious for one of ordinary skill in the art before the effective filing date of the claimed invention, with a reasonable expectation for success, to combine the invention of Takahashi with the method of handling multiple alarms because the invention of Takahashi is directed to ensuring that a user is made aware of the event for which the alarm occurs. As stated in Takahashi [0006], Advantageous Effects of Invention: “An aspect of the present invention allows the user to certainly recognize occurrence of a notification event.” It would have further been prima facie obvious for one of ordinary skill in the art before the effective filing date of the claimed invention, with a reasonable expectation for success, to combine the invention of Takahashi with the error processing logic as taught by Mabuchi. This is because such a modification would provide the benefit of improved error handling and safety features. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ELIZABETH NELESKI whose telephone number is (571)272-6064. The examiner can normally be reached 10 - 6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, THOMAS WORDEN can be reached at (571) 272-4876. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /E.R.N./ Examiner, Art Unit 3658 /JASON HOLLOWAY/Primary Examiner, Art Unit 3658
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Prosecution Timeline

Aug 16, 2024
Application Filed
Nov 18, 2025
Non-Final Rejection mailed — §103
Feb 18, 2026
Response Filed
Mar 11, 2026
Final Rejection mailed — §103
Jun 04, 2026
Request for Continued Examination
Jun 08, 2026
Response after Non-Final Action
Jun 17, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
90%
With Interview (+15.4%)
3y 0m (~1y 0m remaining)
Median Time to Grant
High
PTA Risk
Based on 102 resolved cases by this examiner. Grant probability derived from career allowance rate.

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