Prosecution Insights
Last updated: August 14, 2026
Application No. 18/839,496

COMPOSITIONS COMPRISING PIROCTONE OLAMINE

Non-Final OA §103§112
Filed
Aug 19, 2024
Priority
Mar 04, 2022 — nonprovisional of PCTCN2022079330
Examiner
GULLEDGE, BRIAN M
Art Unit
Tech Center
Assignee
Clariant International Ltd.
OA Round
1 (Non-Final)
56%
Grant Probability
Moderate
1-2
OA Rounds
1y 4m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allowance Rate
531 granted / 955 resolved
-4.4% vs TC avg
Strong +26% interview lift
Without
With
+26.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
54 currently pending
Career history
984
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
49.7%
+9.7% vs TC avg
§102
13.2%
-26.8% vs TC avg
§112
21.2%
-18.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 955 resolved cases

Office Action

§103 §112
DETAILED ACTION AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Election/Restrictions Applicant’s election without traverse of Group I (claims 16-24 and 31) in the reply filed on 23 June 2026 is acknowledged. Claims 25-30 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Information Disclosure Statement The information disclosure statements filed 20 February 2025 and 04 March 2026 fail to comply with the provisions of 37 CFR 1.98(a)(4) because they lack the appropriate size fee assertion. These have been placed in the application file, but the information referred to therein has not been considered as to the merits. Claim Rejections - 35 USC § 112 - Indefiniteness The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claims 17-24 and 31 are rejected under 35 U.S.C. 112(b) as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor regards as the invention. The rejected claims all recite that they further limit the composition “according to claim 1” or “according to claim 4.” These claims are cancelled, and thus it is not clear what limitations are being incorporated into these claims. For purposes of applying prior art, the claims will be taken to further limit independent claim 16. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 16-24 are rejected under 35 U.S.C. 103 as being unpatentable over Schaal et al. (European Patent Publication EP 3944852). Schaal et al. discloses anti-dandruff compositions comprising piroctone olamine (abstract). The piroctone olamine is present in the blend in amounts ranging from 2 to 70 wt% (paragraph [44]). And as for the amount, the taught range overlaps the instantly recited range. And in cases involving overlapping ranges, where the instantly claimed ranges “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists. See MPEP 2144.05. This element reads upon instantly recited element (a). Schaal et al. further suggests the inclusion of additives such as surfactants and co-surfactants (paragraph [63]). Examples of surfactants taught include betaine surfactants (paragraph [144]). These can be present in from 1 to 68 wt% of the blend (paragraph [64]), a range which overlaps the instantly recited range. This element reads upon instantly recited element (b). The blend can comprise a solvent as an additive, and the solvent can be propylene glycol (paragraphs [59-60]). And it can be present in from 1 to 68 wt% of the blend (paragraph [64]), a range which overlaps the instantly recited range. This element reads upon instantly recited element (c). The blend can comprise an oily substance as an additive (paragraph [63]), and oily substances suggested by Schaal et al. include triglycerides (paragraphs [156-157]). And it can be present in from 1 to 68 wt% of the blend (paragraph [64]), a range which overlaps the instantly recited range. This element reads upon instantly recited element (d). Thus the compositions recited by independent instant claim 16 is rendered prima facie obvious. Instant claims 17-24 further limit the amounts or identity of these four elements, and are addressed by the above cited teachings of Schaal et al. Instant claim 24 also recites the inclusion of water. Schaal et al. suggests the blend can comprise water as a solvent (paragraphs [60-61]). And it can be present in from 1 to 68 wt% of the blend (paragraph [64]), a range which overlaps the instantly recited range. Allowable Subject Matter The following is a statement of reasons for the indication of allowable subject matter. The subject matter of claim 31 is free of the prior art. The claimed composition is free of the prior art in view of the evidence of unexpected results presented in the instant specification. The data presented (examples) shows that compositions with these ingredients in such amounts would have the improved stability while retaining good antifungal activity (table 5). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Brian Gulledge whose telephone number is (571) 270-5756. The examiner can normally be reached Monday - Friday 7am - 4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Fereydoun Sajjadi can be reached at (571) 272-3311. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Brian Gulledge/Primary Examiner, Art Unit 1699
Read full office action

Prosecution Timeline

Aug 19, 2024
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
56%
Grant Probability
82%
With Interview (+26.3%)
3y 4m (~1y 4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 955 resolved cases by this examiner. Grant probability derived from career allowance rate.

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