Prosecution Insights
Last updated: July 17, 2026
Application No. 18/841,897

MULTILAYER FILM

Non-Final OA §103
Filed
Aug 27, 2024
Priority
Feb 28, 2022 — JP 2022-029194 +1 more
Examiner
CROCKETT, RYAN M
Art Unit
Tech Center
Assignee
NITTO DENKO Corporation
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
614 granted / 778 resolved
+18.9% vs TC avg
Moderate +5% lift
Without
With
+5.4%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
35 currently pending
Career history
812
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
92.5%
+52.5% vs TC avg
§102
2.3%
-37.7% vs TC avg
§112
1.7%
-38.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 778 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: Determining the scope and contents of the prior art. Ascertaining the differences between the prior art and the claims at issue. Resolving the level of ordinary skill in the pertinent art. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1–8 are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent Application Publication No. 2019/0341409 to Yamabi et al. Regarding Claim 1, Yamabi discloses (e.g., Figs. 1 and 6 and their descriptions, including at least paragraphs [0080]–[0116]) a laminated film (e.g., photoelectric conversion device 100, not explicitly described as a laminate, but reasonably considered on in view of its generally layered structure), comprising: an optical functional layer (e.g., microlens 2, while not explicitly described as an optical functional layer, microlens array 2 achieves the optical function of redirecting light, consistent with Applicant’s description of the optical functional layer “having a function of changing a direction of light” in paragraph [0004] of Applicant’s specification as-filed; also paragraph [0074] of Yamabi teaches that “the functional film 5 may be a multi-functional film having various optical and/or mechanical functions [and] can be referred to as an optical film”) having a first main surface and a second main surface (e.g., lower and upper surfaces, Fig. 1), the first main surface having an uneven structure and having a height of unevenness of from 10 nm to 100 μm (e.g., lens curvatures, paragraph [0075], from 300 nm to 3 µm); a porous layer (e.g., functional film 5, described as porous, paragraph [0126] to control refractive index) arranged on the first main surface of the optical functional layer (Fig. 1); and a pressure-sensitive adhesive layer (e.g., paragraph [0297], plate 4 is bonded to functional film 5 using adhesive curable binding member, reasonably suggesting an adhesive, and where selecting a specific type of adhesive, such as pressure-sensitive, would have been obvious as a matter of design choice, yielding predictable results based on known characteristics, absent evidence of criticality or otherwise unobvious results from the claim features) arranged on the porous layer on a side opposite to the optical functional layer (paragraph [0297]; Fig. 1), wherein the optical functional layer comprises a reflection-type hologram film, a microlens array film, or a prism film (microlens array 2), and wherein the porous layer has a refractive index of from 1.15 to 1.30 (e.g., paragraph [0113]). Regarding Claim 2, Yamabi would have rendered obvious wherein the porous layer contains a silicon compound (e.g., paragraph [0121]). Regarding Claim 3, Yamabi would have rendered obvious wherein the porous layer has a porosity of from 20 vol % to 60 vol % (e.g., paragraph [0129], abutting the claimed range, also teaching that adjusting porosity adjusts refractive index, such that it would have been obvious to one of ordinary skill in the art at the time of effective filing to modify the porosity to achieve a desired refractive index). Regarding Claim 4, Yamabi would have rendered obvious wherein the porous layer has a thickness of from 30 nm to 5 μm (paragraph [0095]). Regarding Claim 5, Yamabi would have rendered obvious wherein the porous layer is formed of one or a plurality of kinds of constituent units each forming a fine pore structure, and the constituent units are chemically bonded to each other through a catalytic action (e.g., paragraphs [0131]–[0189], teaching plurality of hollow particles having shells and pores; paragraphs [0245] and [0249] suggest chemically bonding silica particles). Regarding Claim 6, Yamabi would have rendered obvious wherein the constituent unit of the porous layer is a constituent unit having at least one shape selected from the group consisting of: a particle shape; a fiber shape; a rod shape; and a flat plate shape (e.g., Figs. 4, 7, and 8 and their descriptions). Regarding Claim 7, Yamabi would have rendered obvious wherein bonding between the constituent units of the porous layer includes a hydrogen bond or a covalent bond (paragraph [0249]). Regarding Claim 8, Yamabi would have rendered obvious wherein the porous layer is directly formed on the first main surface of the optical functional layer (e.g., Fig. 1). Claims 9–11 are rejected under 35 U.S.C. 103 as being unpatentable over Yamabi in view of U.S. Patent Application Publication No. 2022/0033687 to Hattori et al. (including an inventive entity differing by at least one inventor from the inventorship of the pending application). Regarding Claim 9, Yamabi does not explicitly disclose wherein the first pressure-sensitive adhesive layer has a storage modulus of elasticity of 1.0×105 (Pa) or more and 1.0×106 (Pa) or less. Hattori discloses an optical laminate, similar to Yamabi, and Hattori teaches that a storage modulus of elasticity of a pressure-sensitive adhesive layer is from 1.3×105 (Fa) to 1.0×107 (Pa) as a suitable configuration (e.g., paragraph [0098]). It would have been obvious to one of ordinary skill in the art at the time of effective filing to modify the device of Yamabi such that the first pressure-sensitive adhesive layer has a storage modulus of elasticity of 1.0×105 (Pa) or more and 1.0×106 (Pa) or less, as suggested by Hattori, as a suitable configuration, particularly where Yamabi is silent regarding the further details (e.g., MPEP §§ 2144.06–07). Regarding Claim 10, the combination of Yamabi and Hattori would have rendered obvious another pressure-sensitive adhesive layer as the outermost layer on a second main surface side of the optical functional layer (e.g., second pressure-sensitive adhesive layer 32 of Hattori, described starting in paragraph [0101]), and the pressure-sensitive adhesive layer having a storage modulus of elasticity of 1.0×104 (Pa) or more and 9.0×104 (Pa) or less (paragraph [0102] of Hattori; where Hattori teaches including two adhesive layers on either side of the device so that it can be manufactured using a lamination process for its efficiency, paragraph [0096]). Regarding Claim 11, Yamabi discloses (e.g., Figs. 1 and 6 and their descriptions, including at least paragraphs [0080]–[0116]) a laminated film (e.g., photoelectric conversion device 100, not explicitly described as a laminate, but reasonably considered on in view of its generally layered structure), comprising: an optical functional layer (e.g., microlens 2, while not explicitly described as an optical functional layer, microlens array 2 achieves the optical function of redirecting light, consistent with Applicant’s description of the optical functional layer “having a function of changing a direction of light” in paragraph [0004] of Applicant’s specification as-filed; also paragraph [0074] of Yamabi teaches that “the functional film 5 may be a multi-functional film having various optical and/or mechanical functions [and] can be referred to as an optical film”) having a first main surface and a second main surface (e.g., lower and upper surfaces, Fig. 1), the first main surface having an uneven structure and having a height of unevenness of from 200 nm to 10 μm (e.g., lens curvatures, paragraph [0075], from 300 nm to 3 µm); a porous layer (e.g., functional film 5, described as porous, paragraph [0126] to control refractive index) directly formed on the first main surface of the optical functional layer (Fig. 1); a first pressure-sensitive adhesive layer (e.g., paragraph [0297], plate 4 is bonded to functional film 5 using adhesive curable binding member, reasonably suggesting an adhesive, and where selecting a specific type of adhesive, such as pressure-sensitive, would have been obvious as a matter of design choice, yielding predictable results based on known characteristics, absent evidence of criticality or otherwise unobvious results from the claim features) arranged on the porous layer on a side opposite to the optical functional layer (paragraph [0297]; Fig. 1), wherein the optical functional layer comprises a reflection-type hologram film, a microlens array film, or a prism film (microlens array 2), wherein the porous layer contains a silicon compound (e.g., paragraph [0121]), has a porosity of from 20 vol % to 60 vol % (e.g., paragraph [0129], abutting the claimed range, also teaching that adjusting porosity adjusts refractive index, such that it would have been obvious to one of ordinary skill in the art at the time of effective filing to modify the porosity to achieve a desired refractive index), and has a refractive index of from 1.15 to 1.30 (e.g., paragraph [0113]). Yamabi does not explicitly disclose a second pressure-sensitive adhesive layer as the outermost layer on a second main surface side of the optical functional layer, and wherein the first pressure-sensitive adhesive layer has a storage modulus of elasticity of 1.0×105 (Pa) or more and 1.0×106 (Pa) or less, and wherein the second pressure-sensitive adhesive layer has a storage modulus of elasticity of 1.0×104 (Pa) or more and 9.0×104 (Pa) or less. Hattori discloses an optical laminate, similar to Yamabi, and Hattori teaches a second pressure-sensitive adhesive layer as the outermost layer on a second main surface side of the optical functional layer, and wherein the first pressure-sensitive adhesive layer has a storage modulus of elasticity of 1.0×105 (Pa) or more and 1.0×106 (Pa) or less, and wherein the second pressure-sensitive adhesive layer has a storage modulus of elasticity of 1.0×104 (Pa) or more and 9.0×104 (Pa) or less (e.g., teaches that a storage modulus of elasticity of a pressure-sensitive adhesive layer is from 1.3×105 (Fa) to 1.0×107 (Pa) as a suitable configuration, e.g., paragraph [0098]; also where Hattori teaches including two adhesive layers on either side of the device so that it can be manufactured using a lamination process for its efficiency, paragraph [0096], and paragraph [0102] of Hattori teaches a second adhesive storage modulus of elasticity within the claimed range). It would have been obvious to one of ordinary skill in the art at the time of effective filing to modify the device of Yamabi to include a second pressure-sensitive adhesive layer as the outermost layer on a second main surface side of the optical functional layer, and wherein the first pressure-sensitive adhesive layer has a storage modulus of elasticity of 1.0×105 (Pa) or more and 1.0×106 (Pa) or less, and wherein the second pressure-sensitive adhesive layer has a storage modulus of elasticity of 1.0×104 (Pa) or more and 9.0×104 (Pa) or less, as suggested by Hattori, as a suitable configuration, and as a way to improve manufacturing efficiency. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RYAN CROCKETT whose telephone number is (571)270-3183. The examiner can normally be reached M-F 8am to 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Caley can be reached at 571-272-2286. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RYAN CROCKETT/ Primary Examiner, Art Unit 2871
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Prosecution Timeline

Aug 27, 2024
Application Filed
Jun 23, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
84%
With Interview (+5.4%)
2y 0m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 778 resolved cases by this examiner. Grant probability derived from career allowance rate.

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