Prosecution Insights
Last updated: April 19, 2026
Application No. 18/843,514

RUBBER COMPOSITION AND TIRE

Non-Final OA §103
Filed
Sep 03, 2024
Examiner
SCHWARTZ, PHILIP N
Art Unit
1749
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sumitomo Rubber Industries, Ltd.
OA Round
3 (Non-Final)
55%
Grant Probability
Moderate
3-4
OA Rounds
3y 8m
To Grant
74%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allow Rate
308 granted / 558 resolved
-9.8% vs TC avg
Strong +19% interview lift
Without
With
+18.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
69 currently pending
Career history
627
Total Applications
across all art units

Statute-Specific Performance

§103
59.7%
+19.7% vs TC avg
§102
18.8%
-21.2% vs TC avg
§112
17.0%
-23.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 558 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on February 17, 2026 has been entered. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-3, 5-6 and 8-11 are rejected under 35 U.S.C. 103 as being unpatentable over Ichimoto (WO2021/065615; English equivalent US Pub. No. 2022/0403069 relied upon) in view of Washizu (WO2020/246218; English equivalent US Pub. No. 2022/0235209 relied upon) and Nakazono (JP2013-100449; machine translation relied upon). Regarding claims 1-2, 5-6 and 8, Ichimoto teaches a tire comprising a tread (paragraphs [0017]-[0018]), where E* when water-wet/E* before water wet x 100 may be 90 or lower (paragraph [0038]), and where the rubber composition can contain carboxylic acid-modified BR or SBR (paragraph [0046]), where the composition can include silica in an amount of preferably 30 parts by mass or more and 100 parts by mass or less per 100 parts by mass of rubber component (paragraph [0066]), with specific embodiment using silica Ultrasil VN3 (same specific silica as used by Applicant and having average primary particle size of 17 nm) and 9000GR (having average primary particle size of 16 nm) (paragraphs [0147]-[0148]), the composition can use carbon black in an amount more preferably 5 parts by mass or more and 15 parts by mass or less (paragraph [0076]), mercapto silane coupling agents can be used (paragraph [0068]) in an amount more preferably 5 parts by mass or more and 15 parts by mass or less (paragraph [0069]), and an amount of sulfur is 0.1 parts by mass or more and 10 parts by mass or less (paragraph [0116]), where the rubber molecules of the rubber components are preferably partially or fully cross-linked by ionic bonding, which allows E* to decrease only when wet with water due to the reversibility of the noncovalent ionic bonds (paragraph [0048]), and where the cation can be derived from compounds containing alkali or alkaline earth metal elements such as lithium, sodium, potassium, magnesium, calcium, or strontium (paragraphs [0051]-[0053]). As a rubber composition comprising a modified rubber containing an anion derived from carboxylic acid and a cation containing alkali or alkaline earth metals reversibly changing with water by reversibly breaking or reforming an ionic bond between rubber molecules is how the invention achieves the E* when water-wet/E* when dry and tan delta when wet/tan delta when dry ratio (see paragraphs [0010]-[0011] of Applicant’s specification), it is expected that the tire of Ichimoto would also achieve tan delta when wet / tan delta when dry ≥ 1.00 as claimed in claim 1. As Applicant teaches that the relationship expressed by formula (3) can be achieved based on increasing the amount of sulfur, increasing coupling agents, using mercapto silane coupling agents, and increasing the proportion of carbon black among the filler components (see paragraph [0034] of Applicant’s specification), and specific embodiments of Applicant (see table 1, Examples 1-1 to 1-14) have amounts of sulfur, coupling agent, and carbon black within the preferred ranges of Ichimoto set forth above, and Ichimoto teaches the use of mercapto silane coupling agents and silica with an average primary particle size as claimed, it would have been obvious to one of ordinary skill in the art to create embodiments of Ichimoto which would be expected to meet the limitations of formula (3). Ichimoto does not specifically disclose the tread thickness. In a tire similarly directed to a composition with different wet and dry properties comprising a carboxyl modified BR or SBR (paragraphs [0071]-[0077]), Washizu teaches using a preferable maximum tread thickness of 4 to 35 mm (paragraph [0172]), overlapping the claimed thickness of 5.0 mm or more and 10.0 mm or less of claim 1, and the claimed thickness of 5.0 mm or more and 9.0 mm or less of claim 8. It would have been obvious to one of ordinary skill in the art to use a tread depth as taught by Washizu in the tire of Ichimoto in order to better achieve advantageous effect with a tread composition that changes properties when wet (see Washizu at paragraph [0172]). Ichimoto does not specifically disclose that the alkali or alkaline earth metal is a salt. In a tire similarly directed to a BR or SBR rubber (machine translation at page 2, second to last paragraph) which can be modified by a carboxyl group (machine translation at page 4, first two full paragraphs), Nakazono teaches using alkali metal salts and alkaline earth metal salts (machine translation at page 11, second paragraph). It would have been obvious to one of ordinary skill in the art to use an alkali metal salt or alkaline earth metal salt as taught by Nakazono as the cation providing element of the tire of Ichimoto (combined) as a known preferable metal salt for use in a carboxylic acid modified BR or SBR in a tire (see Nakazono machine translation at page 2, second to last paragraph, at page 4, first two paragraphs, and at page 11, second paragraph). Regarding claim 3, Ichimoto teaches the use of resins (paragraphs [0078] and [0080]). Regarding claim 9, substituting the minimum claimed thickness of 5 mm, such being taught in the range of Washizu, into the formula of this claim results in a 40% modulus at 70 degrees C after tensile test/40% modulus at 70 degrees C before tensile test of greater than or equal to 0.265, such being less than already required by claim 1, and thus is taken to be met for the same reasons set forth above. Regarding claim 10, Washizu teaches that a groove depth is usually about 70% of the thickness of the tread (paragraph [0173]), so using a 5 mm tread thickness and 70% depth results in a groove depth D of 3.5 mm, and substituting this depth in to the formula of this claim results in a 40% modulus at 70 degrees C after tensile test/40% modulus at 70 degrees C before tensile test of greater than or equal to 0.28, such being less than already required by claim 1, and thus is taken to be met for the same reasons set forth above. Regarding claim 11, Washizu teaches a land ratio of 30% or higher and 85% or lower (paragraph [0182]), this being equivalent to a negative ratio of 70% or lower and 15% or higher, so using a negative ratio of 15%, and substituting this negative ratio into the formula of this claim results in a 40% modulus at 70 degrees C after tensile test/40% modulus at 70 degrees C before tensile test of greater than or equal to 0.3, such being less than already required by claim 1, and thus is taken to be met for the same reasons set forth above. Response to Arguments Applicant's arguments filed February 17, 2026 have been fully considered but they are not persuasive. Applicant argues that E* and tan δ can both be varied independently such that one cannot simply assume that both these features will fall within the claimed invention. First, with respect to E*, as was set forth above in the rejection, Ichimoto teaches that E* when water-wet/E* before water wet x 100 may be 90 or lower (paragraph [0038]), Applicant’s exact claimed range. Second, with respect to tan δ, it is noted that Applicant’s only comparative examples using a carboxylic-modified rubber have tan δ when wet/ tan δ when dry substantially greater than 1 (see Applicant’s table 1 – Comparative Examples 1-2 and 1-3 have tan δ ratios of 1.17, and Applicant’s table 2 – Comparative Examples 2-2 and 2-3 have tan δ ratios of 1.13). As Ichimoto teaches using E* when water-wet/E* before water wet x 100 may be 90 or lower, and the tan δ ratio of greater than 1.00 is inherently related to water temporarily breaking ionic bonds, these limitations are taken to be met by Ichimoto. Applicant further argues that since the tan δ properties are not disclosed or suggested by Ichimoto, can vary depending upon the components employed, and can be varied independent of the E* properties, that it is improper to assume that Ichimoto teaches overlapping tan δ properties. However, Ichimoto allows E* to decrease only when wet with water due to the reversibility of the noncovalent ionic bonds (paragraph [0048]). This is the same dynamic that inherently results in the tan δ ratio being greater than 1, and it is such a ratio that is claimed, not specific tan δ values. Applicant argues that none of the inventive examples of Ichimoto use sulfur, whereas some comparative examples use sulfur. This is not persuasive because Ichimoto teaches the use of 0.1 parts by mass or more and 10 parts by mass or less of sulfur (paragraph [0116]), and Ichimoto is not limited to the examples, and there are more substantive differences between the inventive and comparative examples beyond the difference in amount of sulfur (e.g. modified BR or SBR vs unmodified BR or SBR). In response to applicant's argument that the prior art fails to disclose or suggest employment of a rubber composition with a 40% modulus ratio ≥ 0.45, the fact that the inventor has recognized another advantage which would flow naturally from following the suggestion of the prior art cannot be the basis for patentability when the differences would otherwise be obvious. See Ex parte Obiaya, 227 USPQ 58, 60 (Bd. Pat. App. & Inter. 1985). Applicant argues that Ichimoto has an upper limit of 0.98 in terms of claim feature [1](1) (E* when water-wet/E* when dry ≤ 0.90), this being well above the claimed upper limit of 0.90. However, as is set forth above, Ichimoto teaches that E* when water-wet/E* before water wet x 100 may be 90 or lower (paragraph [0038]), such exactly teaching Applicant’s claimed range, as well as Ichimoto teaching a specific embodiment having this ratio equal to 0.90, such being within the claimed range (table 2, example 2-1). With respect to Applicant’s arguments with respect to Washizu, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981); In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). In particular, no arguments are made that Washizu does not teach an overlapping range of tread thickness, or that it would not have been obvious to use such a tread thickness as taught by Washizu in the tire of Ichimoto, and this is the relevant teaching being relied upon to reject claim 1. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PHILIP N SCHWARTZ whose telephone number is (571)270-1612. The examiner can normally be reached Mon-Fri 9:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Katelyn Smith can be reached at 571-270-5545. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /P.N.S/ Examiner, Art Unit 1749 March 15, 2026 /JUSTIN R FISCHER/ Primary Examiner, Art Unit 1749
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Prosecution Timeline

Sep 03, 2024
Application Filed
Apr 28, 2025
Non-Final Rejection — §103
Aug 01, 2025
Response Filed
Oct 13, 2025
Final Rejection — §103
Jan 16, 2026
Response after Non-Final Action
Feb 17, 2026
Request for Continued Examination
Feb 23, 2026
Response after Non-Final Action
Mar 15, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
55%
Grant Probability
74%
With Interview (+18.8%)
3y 8m
Median Time to Grant
High
PTA Risk
Based on 558 resolved cases by this examiner. Grant probability derived from career allow rate.

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