Prosecution Insights
Last updated: October 01, 2026
Application No. 18/844,328

PREDICTIVE RESOURCE MANAGEMENT USING USER EQUIPMENT INFORMATION IN A MACHINE LEARNING MODEL

Non-Final OA §103
Filed
Sep 05, 2024
Priority
May 07, 2022 — nonprovisional of PCT/CN2022/091407 +1 more
Examiner
KASSIM, KHALED M
Art Unit
Tech Center
Assignee
Qualcomm Incorporated
OA Round
1 (Non-Final)
70%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
381 granted / 541 resolved
+10.4% vs TC avg
Strong +38% interview lift
Without
With
+38.1%
Interview Lift
resolved cases with interview
Typical timeline
4y 7m
Avg Prosecution
14 currently pending
Career history
562
Total Applications
across all art units

Statute-Specific Performance

§101
7.9%
-32.1% vs TC avg
§103
61.5%
+21.5% vs TC avg
§102
16.0%
-24.0% vs TC avg
§112
8.6%
-31.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 541 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Status of the Application This is in response to the Response to Election filed on 08/11/2026. Claims 1 – 13 and 26-31 are pending and presented for examination; claims 14-25 and 32-36 are withdrawn from examination for being not elected claims. Response to Election of Species In the response to election filed 08/11/2026, the applicant elected Species A (claim 1-13) with travers. The applicant argued and showed how at least Species C (claims 26-31) have the same concept and will cause any burden in searching both claims 1 and 26. The applicant did not provide detailed argument regarding species B and Species D. Also, the examiner believes here that the claimed inventions B and D are distinct in that they require different search strategies and implicate different fields of prior art. Thus, the withdraw the restriction for species C and maintain the restriction requirements for Species B and D. Thus, claims 1-13 and 29-31 are pending and presented for examination. Claims 14-28 and 32-36 are withdrawn form examination. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1 – 13 and 26 - 31 are rejected under 35 USC 103 as being unpatentable over Bai et al (US Pub. No. 2020/0259545 A1) in view of Yerramalli et al (US Pub. No. 2021/0409086 A1). Regarding claim 1, Bai discloses “A method for wireless communication at a user equipment (UE),”: (see Bai figure 2 and ¶ 0018, ¶ 0023; headset 22 is connected via a wired IP network) comprising “transmitting a plurality of reference signals indicating information associated with a first set of channel measurement resources, a second set of channel measurement resources, the UE transmitting one or more measurements that include channel quality parameters (e.g., RSRP, SNR, CQI) and side information (including receive beam change history, mobility, Doppler, time stamps) to the base station; ¶ 0113; discloses that the UE measure an RSRP, an RSRQ, an SNR, or an SINR, or the like, and report the channel measurements to the base station. The UE may additionally or alternatively transmit one or more uplink reference signals to the base station; ¶ 0135; ); . Moreover, Bai discloses the limitation of “receiving, based at least in part on transmitting the plurality of reference signals, signaling indicating a machine learning model for obtaining a channel characteristic prediction associated with the first set of channel measurement resources, the machine learning model based at least in part on the receive beam at the UE” (see Bai ¶ 0113; may select and use a learning algorithm (also referred to herein as a prediction algorithm) from a set of learning algorithms to determine a future value of a channel quality parameter of a communication link, ¶ 0135; the prediction algorithm 405 may output one or more predicted values 420 (e.g., a future value), such as a future value of a channel quality parameter);; “inputting, to the machine learning model, an input to obtain the channel characteristic prediction” (see Bai ¶ 0111- 0112, 0138-0139; the UE and/or BS use a prediction algorithm (e.g., neural network, Kalman filter) to forecast future channel quality based on the reported measurements and side information (including receive beam info). The base station may signal the use of a prediction model to the UE ); and “receiving signaling based at least in part on obtaining the channel characteristic prediction associated with the first set of channel measurement resources” (see Bai ¶ 0141; the base station determine, based in part on the determined future value of the channel quality parameter, resources for the UE to use to communicate with the base station 105-b on the wireless link). Bai does not appear to explicitly disclose “transmitting a plurality of reference signals indicating information associated with a first set of channel measurement resources, a second set of channel measurement resources, and a direction of reception for communications” and “the information corresponding to a receive beam at the UE corresponding to the direction of reception for the communications”. However, Yerramalli discloses “transmitting a plurality of reference signals indicating information associated with a first set of channel measurement resources, a second set of channel measurement resources, and a direction of reception for communications” and “the information corresponding to a receive beam at the UE corresponding to the direction of reception for the communications” (See Yerramalli ¶ 00000 ; my wording .. ) ; and “pairing the endpoint with the first relay arrangement if the endpoint is authenticated with respect to the first relay arrangement”( See Yerramalli ¶ 0081). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, having the teachings of Bai and Yerramalli before him or her, to modify the invention of Bai to perform include in a reference signals information including beam direction. The suggestion for doing so would have been optimization of channel state information (CSI) reporting (¶ 0001). Regarding claim 2, claim 1 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “determining the receive beam for the UE corresponding to the direction of reception for the communications based at least in part on one or more channel measurement resource identifiers corresponding to the second set of channel measurement resources and one or more first channel characteristics associated with the second set of channel measurement resources, wherein the information comprises the one or more first channel characteristics”; (see Bai ¶ 0117, ¶ 0118 and ¶ Bai discloses that side information includes “an indication of past receive beam changes by the UE”, and may include the current receive beam index or history; Yerramalli ¶ 0081 Channel measurement resources may include time-frequency resources, along with a beam direction, within which a particular reference signal can be transmitted ); and transmitting the one or more channel measurement resource identifiers in a same signal as a subset of the plurality of reference signals associated with the second set of channel measurement resources, wherein the receiving the signaling is based at least in part on transmitting the one or more channel measurement resource identifiers.“(See Bai ¶s 0117, 0137, 0138). Regarding claim 3, claim 2 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “inputting, to the machine learning model based at least in part on transmitting the plurality of reference signals, the one or more channel measurement resource identifiers, one or more second channel characteristics associated with the first set of channel measurement resources, or both”; (see Bai ¶ 0111- 0112, 0138-0139; the UE and/or BS use a prediction algorithm (e.g., neural network, Kalman filter) to forecast future channel quality based on the reported measurements and side information (including receive beam info). The base station may signal the use of a prediction model to the UE); “obtaining the channel characteristic prediction associated with the first set of channel measurement resources based at least in part on inputting the one or more channel measurement resource identifiers, the one or more second channel characteristics associated with the first set of channel measurement resources, or both”( see Bai ¶ 0141; the base station determine, based in part on the determined future value of the channel quality parameter, resources for the UE to use to communicate with the base station 105-b on the wireless link). Regarding claim 4, claim 2 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “transmitting, in the same signal as the subset of the plurality of reference signals, an indication of a reference signal receive power associated with the first set of channel measurement resources. (See Bai ¶ 0028, the channel quality parameter of the wireless link includes a reference signal received power (RSRP), or a signal to noise ratio (SNR); Yerramalli ¹¶ 0078, The UE may measure the reference signal received power (RSRP) or signal-to-interference-plus-noise ratio (SINR) on each of the beams and transmit a beam measurement report). Regarding claim 5, claim 2 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “wherein the one or more first channel characteristics comprise one or more reference signal receive power values for the subset of the plurality of reference signals”; (See Bai ¶ 0028, the channel quality parameter of the wireless link includes a reference signal received power (RSRP), or a signal to noise ratio (SNR); Yerramalli ¹¶ 0078, The UE may measure the reference signal received power (RSRP) or signal-to-interference-plus-noise ratio (SINR) on each of the beams and transmit a beam measurement report). Regarding claim 6, claim 2 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “determining a spatial filter corresponding to the receive beam based at least in part on one or more sounding reference signal resource identifiers corresponding to the second set of channel measurement resources, wherein the one or more channel measurement resource identifiers comprise the one or more sounding reference signal resource identifiers”; (see Bai ¶ 0082, Yerramalli, ¶ 0073 and ¶ 0074). Regarding claim 7, claim 1 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “receiving control signaling indicating to the UE to transmit, with the plurality of reference signals, a plurality of channel characteristics associated with the first set of channel measurement resources” (see Bai ¶ 0139 transmit control information, via signaling (e.g., RRC signaling, UCI signaling), that may include an indication of the value of the channel quality parameter to the base station); “and transmitting the plurality of channel characteristics in a same signal as the plurality of reference signals, the plurality of channel characteristics comprising one or more of a reference signal receive power, a signal interference-to-noise ratio, a rank indicator, a channel quality indicator, or a precoding matrix indicator”( See Bai ¶ 0028, the channel quality parameter of the wireless link includes a reference signal received power (RSRP), or a signal to noise ratio (SNR); Yerramalli ¹¶ 0078, The UE may measure the reference signal received power (RSRP) or signal-to-interference-plus-noise ratio (SINR) on each of the beams and transmit a beam measurement report) Regarding claim 8, claim 1 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “transmitting a message indicating a capability of the UE to support reporting the information associated with the first set of channel measurement resources, the second set of channel measurement resources, or the direction of reception for the communications, wherein transmitting the plurality of reference signals indicating the information is based at least in part on the capability.”( See Bai ¶ 0106 ; Yerramalli ¹¶ 0014, 0119, 0127).) Regarding claim 9, claim 1 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “transmitting the plurality of reference signals according to a periodicity; and receiving, according to the periodicity, additional signaling indicating an update to the machine learning model based at least in part on transmitting the plurality of reference signals.”( See Bai ¶ 0028, the channel quality parameter of the wireless link includes a reference signal received power (RSRP), or a signal to noise ratio (SNR); Yerramalli ¹¶ 0078, The UE may measure the reference signal received power (RSRP) or signal-to-interference-plus-noise ratio (SINR) on each of the beams and transmit a beam measurement report) Regarding claim 10, claim 1 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “transmitting a first channel state information report of a first priority; and transmitting a second channel state information report of a second priority, the second channel state information report comprising the information, wherein the first priority is greater than the second priority”( See Bai ¶ 0087; Yerramalli ¹¶ 0086,) Regarding claim 11, claim 1 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “wherein a first angular spread of a first reference signal of the plurality of reference signals associated with the second set of channel measurement resources is smaller than a second angular spread of a second reference signal of the plurality of reference signals associated with the first set of channel measurement resources.”( See Bai ¶ 0028, the channel quality parameter of the wireless link includes a reference signal received power (RSRP), or a signal to noise ratio (SNR); Yerramalli ¹¶ 0078, The UE may measure the reference signal received power (RSRP) or signal-to-interference-plus-noise ratio (SINR) on each of the beams and transmit a beam measurement report) Regarding claim 12, claim 1 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “wherein the plurality of reference signals comprise a channel state information-reference signal, a synchronization signal block, or both”( See Bai ¶ 0113; Yerramalli ¹¶ 0081) Regarding claim 13, claim 1 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “wherein the channel characteristic prediction associated with the first set of channel measurement resources is for a time domain channel characteristic of the plurality of reference signals, a spatial domain channel characteristic of the plurality of reference signals, or both”( See Bai ¶ 0100; Yerramalli ¹¶ 0059, ¶ 0073) Regarding claim 26, Bai discloses “A method for wireless communication at a user equipment (UE)”: (see Bai figure 2) comprising “transmitting information associated with one or more channel measurement resources the UE transmitting one or more measurements that include channel quality parameters (e.g., RSRP, SNR, CQI) and side information (including receive beam change history, mobility, Doppler, time stamps) to the base station; ¶ 0113; discloses that the UE measure an RSRP, an RSRQ, an SNR, or an SINR, or the like, and report the channel measurements to the base station. The UE may additionally or alternatively transmit one or more uplink reference signals to the base station; ¶ 0135; ); . Moreover, Bai discloses the limitation of “receiving signaling indicating a machine learning model for obtaining a channel characteristic prediction associated with the one or more channel measurement resources based at least in part on transmitting the information” (see Bai ¶ 0113; may select and use a learning algorithm (also referred to herein as a prediction algorithm) from a set of learning algorithms to determine a future value of a channel quality parameter of a communication link, ¶ 0135; the prediction algorithm 405 may output one or more predicted values 420 (e.g., a future value), such as a future value of a channel quality parameter);; “inputting, to the machine learning model, an input to obtain the channel characteristic prediction associated with the one or more channel measurement resources” (see Bai ¶ 0111- 0112, 0138-0139; the UE and/or BS use a prediction algorithm (e.g., neural network, Kalman filter) to forecast future channel quality based on the reported measurements and side information (including receive beam info). The base station may signal the use of a prediction model to the UE ); and “receiving signaling based at least in part on obtaining the channel characteristic prediction associated with the one or more channel measurement resources” (see Bai ¶ 0141; the base station determine, based in part on the determined future value of the channel quality parameter, resources for the UE to use to communicate with the base station 105-b on the wireless link). Bia does not appear to explicitly disclose “transmitting information associated with one or more channel measurement resources and a direction of reception for communications”. However, Yerramalli discloses “transmitting information associated with one or more channel measurement resources and a direction of reception for communications” (See Yerramalli ¶ 00000 ; my wording .. ) ; and “pairing the endpoint with the first relay arrangement if the endpoint is authenticated with respect to the first relay arrangement”( See Yerramalli ¶ 0081). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, having the teachings of Bai and Yerramalli before him or her, to modify the invention of Bai to perform include in a reference signals information including beam direction. The suggestion for doing so would have been optimization of channel state information (CSI) reporting (¶ 0001). Regarding claim 27, claim 26 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “inputting, to the machine learning model, one or more channel characteristics associated with the one or more channel measurement resources, the transmitted information, or both”; (see Bai ¶ 0111- 0112, 0138-0139; the UE and/or BS use a prediction algorithm (e.g., neural network, Kalman filter) to forecast future channel quality based on the reported measurements and side information (including receive beam info). The base station may signal the use of a prediction model to the UE); “obtaining the channel characteristic prediction associated with the one or more channel measurement resources, the transmitted information, or both based at least in part on the inputting”( see Bai ¶ 0141; the base station determine, based in part on the determined future value of the channel quality parameter, resources for the UE to use to communicate with the base station 105-b on the wireless link). Regarding claim 28, claim 26 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “transmitting a message indicating a capability of the UE to support transmitting the information, wherein transmitting the information is based at least in part on the capability.”( See Bai ¶ 0106 ; Yerramalli ¹¶ 0014, 0119, 0127). Regarding claim 29, claim 26 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “transmitting the information according to a periodicity; and receiving, according to the periodicity, additional signaling indicating an update to the machine learning model based at least in part on transmitting the information.”( See Bai ¶ 0028, the channel quality parameter of the wireless link includes a reference signal received power (RSRP), or a signal to noise ratio (SNR); Yerramalli ¹¶ 0078, The UE may measure the reference signal received power (RSRP) or signal-to-interference-plus-noise ratio (SINR) on each of the beams and transmit a beam measurement report). Regarding claim 30, claim 26 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “transmitting a first channel state information report of a first priority; and transmitting a second channel state information report of a second priority, the second channel state information report comprising the information, wherein the first priority is greater than the second priority ( See Bai ¶ 0087; Yerramalli ¹¶ 0086,) Regarding claim 31, claim 26 is incorporated as stated above. In addition, the combination of Bai and Yerramalli further discloses “wherein the information comprises a phase coefficient associated with a radio-frequency chain, an amplitude coefficient associated with the radio-frequency chain, a phase coefficient associated with a phase shifter, an amplitude associated with the phase shifter, an antenna panel identifier associated with the direction of reception, an orientation of an antenna panel associated with the direction of reception, a target angle of arrival for the communications, or a zenith of arrival for the communications” ( See Bai ¶ 0082; 0106; Yerramalli ¹¶ 0073, 0104) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KHALED M KASSIM whose telephone number is (571)270-3770. The examiner can normally be reached 9:00 am - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KHALED M KASSIM/supervisory patent examiner, Art Unit 2475
Read full office action

Prosecution Timeline

Sep 05, 2024
Application Filed
Sep 10, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12684539
METHOD AND APPARATUS FOR MULTI-USER DIRECT LINK TRANSMISSION
3y 7m to grant Granted Jul 14, 2026
Patent 12634900
FRAME STRUCTURE CONFIGURATION METHOD AND APPARATUS, ELECTRONIC DEVICE AND COMPUTER-READABLE STORAGE MEDIUM
2y 11m to grant Granted May 19, 2026
Patent 12549276
METHOD AND APPARATUS FOR MODULATION AND CODING SCHEME TABLE SWITCH
2y 6m to grant Granted Feb 10, 2026
Patent 12520302
SYSTEM AND METHOD FOR SIGNAL TRANSMISSION
3y 5m to grant Granted Jan 06, 2026
Patent 12401467
APPLICATION TIME FOR DCI BASED UPDATE IN CROSS-CARRIER SCHEDULING
3y 7m to grant Granted Aug 26, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
70%
Grant Probability
99%
With Interview (+38.1%)
4y 7m (~2y 6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 541 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month