Prosecution Insights
Last updated: July 17, 2026
Application No. 18/845,561

NOVEL PRECURSOR PARTICLE AND CATHODE ACTIVE MATERIAL MANUFACTURED FROM SAME

Non-Final OA §102§112
Filed
Sep 10, 2024
Priority
Mar 31, 2022 — RE 10-2022-0040173 +1 more
Examiner
NGUYEN, KHANH TUAN
Art Unit
1761
Tech Center
1700 — Chemical & Materials Engineering
Assignee
L&F Co. Ltd.
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
10m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
799 granted / 1074 resolved
+9.4% vs TC avg
Strong +19% interview lift
Without
With
+18.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
25 currently pending
Career history
1098
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
75.3%
+35.3% vs TC avg
§102
14.0%
-26.0% vs TC avg
§112
8.1%
-31.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1074 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status The claims filed on 09/10/2024 is entered and acknowledged by the Examiner. Claims 1-13 are currently pending in the instant application. Priority This application is a 371 of PCT/KR2023/004110 (filed on 03/28/2023). Acknowledgment is made of applicant’s claim for foreign priority based on an application filed in Republic of Korea on 03/31/2022. Information Disclosure Statement The information disclosure statement (IDS) filed on 09/10/2024 is in compliance with the provisions of 37 CFR 1.97 and has been considered by the examiner. An initialed copy accompanies this Office Action. Drawings The drawings filed on 09/10/2024 have been considered. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 6 and 9 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 6 and 9 recite limitations within a parenthesis. It is unclear whether the limitations are part of the claims or not. Appropriate correction is required. To advance prosecution, the Examiner will assume that the limitations within the parenthesis are part of the instant claims. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-13 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 2016/0211517 A1 (hereinafter Beck). Regarding claims 1 and 10-13, Beck discloses a positive electrode material (cathode) for lithium rechargeable batteries having a formula Li1+xNi0.5Mn0.25Co0.25O2+(x/2) with peak ratio of 2Ɵ {003} peak at 19° (claim a peak intensity), 2Ɵ {101} peak at 38° (claim a peak intensity), and 2Ɵ {104} peak at 45° (claim a peak intensity) of 100:38.4:89.1 as recited in claims 10-13(See [0030]; Figure 17). PNG media_image1.png 526 672 media_image1.png Greyscale The intensity ratio of Beck having c/(a+b) intensity ratio, i.e., 89.1/(100+38.4), of about 0.64 and is 0.6 or more as required in the instant claim 1. Regarding claims 2-4, Beck’s positive electrode material has a lithium transition metal oxide formula, i.e., Li1+xNi0.5Mn0.25Co0.25O2+(x/2) (See [0030]). Regarding claim 5-8, Beck discloses that the positive electrode material Li1+xNi0.5Mn0.25Co0.25O2+(x/2) contains 0≤x≤0.25 (See [0007]). Regarding claim 9, Beck discloses that the positive electrode material having full-width X-ray diffraction (XRD) within the claimed ranges. Therefore, the half-width X-ray diffraction (XRD) of the positive electrode material will be within the claimed range of 0.50 or more as claimed. Claim 1 is rejected under 35 U.S.C. 102(a)(1) as being anticipated by CN 100595948 (hereinafter Huang). Regarding claim 1, Huang discloses a hydrogen storage alloy particle (claimed precursor particle) useful as negative electrode for a nickel-hydrogen secondary battery having a formula Nd1-xMgxNiyAlz where 0.08<x<0.15, 3.2<y<3.9, and 0.1<z<0.4 (See Abstract). The hydrogen storage alloy particle of Huang comprises at least one transition metal as required in the instant claim. Huang discloses that the hydrogen storage alloy particle having an XRD diffraction pattern as follows (See Figure 3): PNG media_image2.png 652 1065 media_image2.png Greyscale . The XRD diffraction pattern having an intensity peak of 2Ɵ range of about 22°-30° with a highest peak at about 10% relative intensity (claimed a peak intensity), an intensity peak of 2Ɵ range of about 32°-40° with a highest peak at about 35% relative intensity (claimed b peak intensity), and an intensity peak of 2Ɵ range of about 42°-46° with a highest peak at about 100% relative intensity (claimed c peak intensity). The intensity ratio of Huang having c/(a+b) intensity ratio, i.e., 100/(10+35), of about 2.22 and is 0.6 or more as required in the instant claim. The reference specifically or inherently meets each of the claimed limitations in their broadest interpretations. The reference is anticipatory. In view of the foregoing, the above claims have failed to patentably distinguish over the applied art. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KHANH TUAN NGUYEN whose telephone number is (571)272-8082. The examiner can normally be reached M-F 9:00 AM to 5:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Angela Brown-Pettigrew can be reached at (571) 272-2817. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KHANH T NGUYEN/Primary Examiner, Art Unit 1761
Read full office action

Prosecution Timeline

Sep 10, 2024
Application Filed
Jun 30, 2026
Non-Final Rejection mailed — §102, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12649654
HYDROGEN STORAGE BASED ON AQUEOUS FORMATE-BICARBONATE (HYDROGEN CARBONATE) EQUILIBRIUM
2y 5m to grant Granted Jun 09, 2026
Patent 12646711
HIGH-ENERGY LI-RICH ROCKSALT CATHODES WITH INHIBITED CATION MIGRATION
2y 3m to grant Granted Jun 02, 2026
Patent 12637553
ELECTRICALLY CONDUCTIVE COMPOSITION, SHEET-FORM FLEXIBLE ELECTRODE USING SAME, AND METHOD FOR PRODUCING SAID ELECTRODE
3y 1m to grant Granted May 26, 2026
Patent 12640369
LITHIUM NICKEL-BASED COMPOSITE OXIDE AS A POSITIVE ELECTRODE ACTIVE MATERIAL FOR RECHARGEABLE LITHIUM-ION BATTERIES
2y 6m to grant Granted May 26, 2026
Patent 12624265
ANTISTATIC AGENT, ANTISTATIC COMPOSITION COMPRISING SAME, ANTISTATIC RESIN COMPOSITION COMPRISING SAME, AND MOLDED ARTICLE THEREOF
4y 7m to grant Granted May 12, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
93%
With Interview (+18.7%)
2y 8m (~10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1074 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month