Prosecution Insights
Last updated: October 23, 2026
Application No. 18/849,931

ELECTROSURGICAL LARYNGEAL WAND

Non-Final OA §102§103
Filed
Sep 23, 2024
Priority
May 23, 2022 — provisional 63/344,798 +2 more
Examiner
COLLINS, SEAN W
Art Unit
3794
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Smith & Nephew plc
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
1y 2m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
274 granted / 367 resolved
+4.7% vs TC avg
Strong +26% interview lift
Without
With
+26.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
29 currently pending
Career history
399
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
46.4%
+6.4% vs TC avg
§102
17.1%
-22.9% vs TC avg
§112
28.5%
-11.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 367 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Election/Restrictions Applicant’s election without traverse of Group I, claims 1-10 and 18-22, and Species A corresponding to Figures 3A-4B in the reply filed on 20 August 2026 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1 and 3-6 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Woloszko et al. (US 2020/0397500). Regarding claim 1, Woloszko discloses a bipolar electrosurgical wand (see Figs. 1-4B), comprising: a tubular end effector (see Figs. 3A-3D) comprising an electrically insulative spacer (see insulating spacer 304, [0052]), a return electrode (see return electrode 306) and an active electrode at a distal end thereof (see active electrode 300), the insulative spacer supporting and electrically insulating the active electrode (see [0052]); wherein the active electrode defines an annular portion (see screen portion 320) and a tip projection extending distally from the annular portion (see blade portion 322 extending distally from screen portion 320, Fig. 3B), the annular portion coextensive with the insulative spacer (as shown in Fig. 3B) and the tip projection extending distally from a distal-most surface of the insulative spacer (as shown in Fig. 3B), and wherein both the tip projection and annular portion share a continuous top planar surface (as shown in Fig. 3A); wherein the annular portion includes a 360-degree bounded hole therethrough that defines an aspiration opening configured to remove at least one of tissue, tissue debris or fluid therethrough (see aspiration aperture 310, [0055]); wherein the aspiration opening defines a constant cross section (the aperture 310 maintains a constant cross section along the transverse axis) and extends from the active electrode planar top surface through to a bottom surface of the active electrode at an incline angle to the planar top surface (as can be appreciated in Fig. 3A). Regarding claim 3, Woloszko further discloses wherein the active electrode defines an outermost peripheral edge surface, that includes bilateral concave edge surfaces that are coextensive with each other at a transition from the annular portion to the tip projection and wherein the bilateral concave edge surfaces are coextensive with a distal-most end surface of the insulative spacer (see curve portions 324 that are bilateral, Fig. 3B, [0055]). Regarding claim 4, Woloszko further discloses wherein the aspiration opening incline angle is at least 15 degrees (see [0054]). Regarding claim 5, Woloszko further discloses wherein the incline angle is oriented such that an edge boundary of the aspiration opening at the bottom surface is axially offset, proximally from a corresponding edge boundary of the aspiration opening that is coincident with the top planar surface (as can be appreciated in Fig. 3A). Regarding claim 6, Woloszko further discloses wherein edge boundary at the bottom surface is configured to further digest aspirated tissue and tissue debris that flows through the aspiration opening (since the edge boundary at the bottom surface as disclosed by Woloszko is electrically conductive, it is configured to further digest tissue and tissue debris as required by the claim). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 2 and 8-9 are rejected under 35 U.S.C. 103 as being unpatentable over Woloszko et al. (US 2020/0397500). Regarding claim 2, Woloszko discloses the limitations of claim 1, however fails to specifically disclose wherein the tip projection has a maximum lateral width that is less than half a corresponding maximum lateral width of the annular portion. However, It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to cause the tip projection of Woloszko to have a maximum lateral width that is less than half a corresponding maximum lateral width of the annular portion since it has been held that “where the only difference between the prior art and the claims was a recitation of relative dimensions of the claimed device and a device having the claimed relative dimensions would not perform differently than the prior art device, the claimed device was not patentably distinct from the prior art device” Gardner v. TEC Syst., Inc., 725 F.2d 1338, 220 USPQ 777 (Fed. Cir. 1984), cert. denied, 469 U.S. 830, 225 SPQ 232 (1984). In the instant case, Woloszko discloses the lateral width of the tip projection that comes to a pointed tip 323 is already shown to be smaller than the lateral width of the annular portion (se Figs. 3A-3C), and the tip projection of Woloszko would not operate differently with a maximum lateral width that is less than half a corresponding maximum lateral width of the annular portion since the tip projection in Woloszko would still be operation for its intended purpose of fine dissection and for forming an area of higher current intensities (see [0056]), therefore the device would function appropriately having the claimed diameter. Further, applicant places no criticality on the ratio claimed, indicating simply that the ratio of maximum lateral widths “may” be at least 2:1 or may be at least 3:1 (Specification pg. 24). Regarding claims 8 and 9, Woloszko discloses the limitations of claim 1, however fails to further disclose wherein the aspiration opening cross section has a first end, coincident with a bisecting plane of the active electrode that defines a first radius of curvature and an opposing end coincident with the bisecting plane that has a radius of curvature that is at least twice the first radius of curvature, and wherein the first radius of curvature is configured to diminish a plasma-remote zone through the aspiration opening and wherein the second radius of curvature is configured to provide an expanded inner surface area for further digesting tissue and tissue debris that flows through the aspiration opening. However, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have made the aspiration opening cross section such that a first end, coincident with a bisecting plane of the active electrode defines a first radius of curvature and an opposing end coincident with the bisecting plane has a radius of curvature that is at least twice the first radius of curvature, and wherein the first radius of curvature is configured to diminish a plasma-remote zone through the aspiration opening and wherein the second radius of curvature is configured to provide an expanded inner surface area for further digesting tissue and tissue debris that flows through the aspiration opening as a result of the change in shape. A change in form or shape is generally recognized as being within the level of ordinary skill in the art, absent any showing of unexpected results. In re Dailey et al., 149 USPQ 47. See MPEP 2144(IV)(B). In the instant case, there is no showing of unexpected results of record for the claimed form or shape. Allowable Subject Matter Claims 7 and 10 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 18-22 are allowed. The following is a statement of reasons for the indication of allowable subject matter: The closest prior art of record, Woloszko et al. (US 2020/0397500), Goode et al. (US 2018/0280074), Thomas et al. (US 2009/0048592), and Humble (US 2011/0196366), fails to reasonably teach or suggest wherein the edge boundary at the bottom surface further comprises at least one notch configured to further digest aspirated tissue and tissue debris that flows through the aspiration opening, or wherein the return electrode has bilateral arms that extend around the distal-most end surface of the insulative spacer, defining distal facing surfaces of the return electrode coextensive with the active electrode tip projection, the bilateral arms configured to aid in plasma initiation at the tip projection when considered in combination with the additional requirements of the claims, respectively. The closest prior art generally teaches an edge boundary at the bottom surface of an aspiration opening, a notch in the bottom side of the electrode (see Thomas Figure 4), and further teaches a return electrode having bilateral arms, however the closest prior art fails to provide a sufficient teaching or suggestion to modify the bottom edge boundary to have a notch that is configured to further digest aspirated tissue as required by the claim, or wherein the return electrode bilateral arms extend around the distal-most end surface of the insulative spacer, defining distal facing surfaces of the return electrode coextensive with the active electrode tip projection as required. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SEAN W COLLINS whose telephone number is (408)918-7607. The examiner can normally be reached M-F 9:00 AM-5:00 PM ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joanne Rodden can be reached at 303-297-4276. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SEAN W COLLINS/Primary Examiner, Art Unit 3794
Read full office action

Prosecution Timeline

Sep 23, 2024
Application Filed
Sep 30, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12765938
SYSTEMS AND METHODS FOR LIMITING JOINT TEMPERATURE
3y 12m to grant Granted Oct 20, 2026
Patent 12758790
Blanket Apparatus with Multiple Electromagnetic Radiation Sources
2y 3m to grant Granted Oct 13, 2026
Patent 12758303
MICROWAVE ABLATION PROBE TIP
2y 2m to grant Granted Oct 13, 2026
Patent 12751758
CONTROL DEVICE, ELECTROSURGICAL INSTRUMENT AND METHOD FOR CONTROLLING AN ELECTROSURGICAL INSTRUMENT
3y 11m to grant Granted Oct 06, 2026
Patent 12751760
SMOKE EVACUATION TUBE AND TELESCOPIC SMOKE EVACUATION SCALPEL
2y 11m to grant Granted Oct 06, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
99%
With Interview (+26.2%)
3y 3m (~1y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 367 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month